Advances in Physical Organic Chemistry
ADVISORY BOARD W. J. Albery, FRS University of Oxford A. L. J. Beckwith The Au...
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Advances in Physical Organic Chemistry
ADVISORY BOARD W. J. Albery, FRS University of Oxford A. L. J. Beckwith The Australian National University, Canberra R. Breslow Columbia University, New York L. Eberson Chemical Center, Lund H. Iwamura Institute for Fundamental Research in Organic Chemktry, Fukuoka G. A. Olah University of Southern California, Los Angeles Z . Rappoport The Hebrew University of Jerusalem P. von R. Schleyer Universitat Erlangen-Nurnberg G. B. Schuster University of Illinois at Urbana-Champaign
Advances in Physical Organic Chemistry Volume 30
Edited by
D. BETHELL The Robert Robinson Laboratories Department of Chemistry University of Liverpool P.O. Box 147 Liverpool L69 3BX
ACADEMIC PRESS Harcourt Brace & Company, Publishers London San Diego New York Boston Sydney Tokyo Toronto
ACADEMIC PRESS LIMITED 24128 Oval Road London NWI 7DX
United States Edition published by ACADEMIC PRESS INC. San Diego, CA 92101 Copyright 0 1995 by ACADEMIC PRESS LIMITED All rights reserved
No part of this book may be reproduced in any form by photostat, microfilm, or any other means. without written permission from the publishers
A catalogue record for this book is available from the British Library ISBN 0-12-033530-1 ISSN 0065-3160
Typeset by Keyset Composition, Colchester. Essex Printed and bound in Great Britain by T.J. Press Ltd. Padstow, Cornwall
Contents
Preface
vii
Contributors to Volume 30
ix
Matrix Infrared Spectroscopy of Intermediates with Low Coordinated Carbon, Silicon and Germanium Atoms
1
VICTOR A . K O R O L E V
AND
OLEG M. NEFEDOV
1 2 3 4
Introduction 1 Carbenes and their silicon and germanium analogues 7 Free radicals 32 Conjugated organic radicals: allyl, propargyl, benzyl and cyclopentadieiiyl types 37 5 Unstable compounds with double-bonded silicon and germanium atoms (silenes, silanones, germanones, germathiones) 45 6 Conclusions 56 Acid-Base Behaviour in Macrocycles and Other Concave Structures
63
ULRICH LUNING 1 2 3 4 5 6
Introduction 63 Bases on the inside 65 Acidic centres on the inside 86 Macrocycles with both acidic and basic functionalities Hydrogen bonding 107 Closing remarks 110
103
Photodimerization and Photopolymerization of Diolefin Crystals
MASAKI H A S E G A W A 1 Introduction - history of topochemical [2 + 21 photoreactions V
117
117
CONTENTS
vi
+
2 Characteristic features of topochemical [2 2) photoreactions of diolefin crystals 121 3 Effects of wavelength of irradiating light and irradiation temperature 134 4 Kaleidoscopic topochemical behaviour of diolefin crystals 142 5 Topochemical reactions of mixed crystals, inclusion complexes and molecular complexes 162 6 Concluding remarks 167
Ionic Dissociation of Carbon-Carbon u Bonds in Hydrocarbons and the Formation of Authentic Hydrocarbon Salts
KUNIO OKAMOTO, KEN’ICHI TAKEUCHI TOSHIKAZU KITAGAWA
173
AND
1 Introduction 174 2 Stability of hydrocarbon ions 176 3 Ionic dissociation of the carbon-carbon u bond in hydrocarbons 184 Isolation of hydrocarbon salts 200 Physical properties of hydrocarbon salts 204 Chemical behaviour of hydrocarbon salts in solution 206 Control of hydrocarbon salt formation 212 Conclusions 216
Author Index
223
Cumulative Index of Authors
233
Cumulative Index of Titles
235
The thirtieth volume in the series marks the completion of over three decades of endeavour by more than 170 contributors from laboratories in 19 different countries to bring over 120 selected areas of progress in physical organic chemical research to the attention of readers worldwide. Its publication provides an occasion to thank them and also to reflect on the changing times and priorities of research in this field, and to contemplate the future. Victor Gold founded Advances in Physical Organic Chemistry in 1963 with the intention of providing a medium for the broad development of ideas concerning the quantitative study of organic compounds and their chemical behaviour. He aimed to do this by the publication of authoritative reviews of significant research areas, written as far as possible by leaders in those areas. This was an important development since, at that time, despite much research activity, the subject had no recognized specialist publications, no recognized review media and no national or international organizations to promote such research. This is no longer the case; IUPAC established its Commission on Physical Organic Chemistry in 1972 and this has worked to regularize matters of nomenclature and to organize a continuing series of highly successful biennial international conferences. Other international conference series have also developed which, while not always using the term in their titles, are devoted to physical organic chemistry. Successful specialist journals now exist for the publication of research papers. Since the establishment of Advances in Physical Organic Chemistry, the application of physical organic principles and methods has grown ever wider. The subject was always more than just the study of organic reaction kinetics and mechanisms, important though that continues to be. Now, however, ideas deriving from physical organic studies guide thinking in such diverse areas of scientific endeavour as pharmacology, organic synthesis and the design of materials and effect chemicals. The available research methods in the field have also been transformed. The ready accessibility of, in particular, nmr spectroscopy at increasingly high field, and of powerful computational methods, have wrought dramatic changes not only in what is being discovered but also in the questions that can be asked. Advances in the achievable resolution in both space and time. have transformed our ability to examine the fundamentals of organic chemical processes. Such developments bring with them new specialisms, but it is important that the power of new methodologies should be presented to a wider audience within the broader context of physical organic chemistry. VII
viii
PREFACE
With so much research activity that is physical organic in nature, the need for lively, yet careful critical discussion of aspects of the subject of current importance continues, not only for the health of the subject itself, but also in order to assist in the provision of well trained scientists possessing that important combination of skill in quantitative physical investigation with a feel for the relationship between the structure and behaviour of organic compounds. Advances in Physical Organic Chemistry will continue to play its part in satisfying that need. Consciousness raising is less important now. The principal aim of the series is, as it was from the outset, to facilitate access to areas of application of underlying physical chemical principles to the behaviour of organic substances in diverse situations of interest and potential value. The Editor and his Advisory Board continue to welcome offers and suggestions from the chemical community that will help the series to achieve that objective. D. BETHELL
Contributors to Volume 30
Masaki Hasegawa Department of Materials Science and Technoiogy, Faculty of Engineering, Toin University of Yokohama, 1614 Kurogane-cho, Midori-ku, Yokohama 225, Japan Toshikazu Kitagawa Division of Energy and Hydrocarbon Chemistry, Graduate School of Engineering, Kyoto University, Sakyo-ku, Kyoto 606-01, Japan Victor A. Korolev N. D . Zelinsky Institute of Organic Chemistry, Russian Academy of Sciences, Leninsky prospect 47, 117 913 Moscow, Russian Federation Ulrich Luning Institut fur Organische Chemie, Christian-AlbrechtsUniversitat zu Kiel, Olshausenstrasse 40, D-24098 Kiel, Federal Republic of Germany Oleg M. Nefedov N. D . Zelinsky Institute of Organic Chemistry, Russian Academy of Sciences, Leninsky prospect 47, 117 913 Moscow, Russian Federation Kunio Okamoto Meisei Chemical Works Ltd, 1 Nakazawacho, Ukyo-ku, Kyoto 615, Japan Ken'ichi Takeuchi Division of Energy and Hydrocarbon Chemistry, Graduate School of Engineering, Kyoto University, Sakyo-ku, Kyoto 606-01, Japan.
ix
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Matrix Infrared Spectroscopy of Intermediates with Low Coordinated Carbon, Silicon and Germanium Atoms VICTORA. KOROLEVAND OLEGM. NEFEDOV
N. D. Zelinsky Institute of Organic Chemistry, Russian Academy of Sciences, Moscow, Russian Federation
1 Introduction Principles of matrix isolation experiments Methods of generation of organic intermediates Spectroscopic methods of study of matrix-isolated molecules 2 Carbenes and their silicon and germanium analogues 3 Free radicals 4 Conjugated organic radicals: allyl, propargyl, benzyl and cyclopentadienyl types 5 Unstable compounds with double-bonded silicon and germanium atoms (silenes, silanones, germanones, germathiones) 6 Conclusions References
1 2 4 6 7 32 37 45 56 56
1 Introduction
One of the main tasks of physical organic chemistry is to study the mechanisms of chemical reactions by instrumental methods. The rapid development of various techniques and new spectroscopic methods in recent years has attracted attention to the investigation of elementary steps of reactions and the intermediates involved. In accordance with modern requirements, the description of reaction mechanisms should include the participation of relatively stable species. Direct detection and investigation of the intermediates are of great importance, not only for the solution of mechanistic tasks, but also for studies of their structure. As a rule these intermediates have unusual structures, open electronic shells, delocalized unpaired electrons and new types of chemical bonds. That is why their investigation sets new problems for the general theory of chemical structure. However, the typical intermediates of organic reactions (e.g. free radicals, carbenes, etc.) are highly reactive species and their concentration in reaction media under normal conditions is below the detection limits of usual 1 ADVANCES IN PHYSICAL ORGANIC CHEMISTRY ISBN 0-12-033530-1 VOLUME 30
Copvright 0I997 Academic Press Limited All rights uf repruducrion in anv Jorm reserved
2
V. A. KOROLEV AND 0 . M. NEFEDOV
techniques. There are some ways of overcoming these difficulties in the case of gas-phase reactions. One of the ways consists in carrying them out in vacuum (to prevent recombination) and using highly sensitive detection methods, e.g. mass spectrometry, photoelectron and laser spectroscopy. The other consists in freezing the reaction products at low temperatures until they accumulate in an amount sufficient to be investigated by standard techniques [electron spin resonance (esr), infrared (IR) and ultraviolet (UV) spectroscopy]. The very low temperatures (4-20K) used in this method allow reactive intermediates to be condensed on a target with an excess of an inert gas which can form a solid transparent matrix. Reactive species which are isolated in an inert matrix of this kind do not participate in secondary reactions and therefore persist. We shall discuss here results concerning the application of lowtemperature matrix IR spectroscopy to thermal and photochemical studies of reactions of organic and organometallic compounds leading to the formation of reactive intermediates such as free radicals, carbenes, and their silicon and germanium analogues, as well as compounds with double-bonded silicon and germanium atoms. But first, in order to provide for nonspecialists an outline of the methodology of matrix isolation and matrix spectroscopy, we briefly recount the basic principles of the method which has been well described by Cradock and Hinchcliffe (1975).
PRINCIPLES OF MATRIX ISOLATION EXPERIMENTS
During the last 40 years, matrix isolation has undergone considerable changes due to the modernization of experimental techniques. Numerous methodological variations using the new possibilities provided by modern spectrometers and cryogenic systems are available at present. These differ in the specific methods of generation and investigation of various chemical objects. However, there are some general principles which are basic for all experiments using matrix stabilization. These are: the group of inert gases which are used as the matrix substance; the materials used for targets; the regions of low temperature; the concentration which is needed for effective isolation of reactive species in a matrix. In comparison with hydrocarbon and polymeric matrices, which have their own absorptions in the IR and can react chemically with the intermediates, inert gas matrices are free of these shortcomings. Neon, krypton and xenon have been used as matrix substances in some studies. However, only argon and nitrogen matrices are widely adopted because of the availability of the pure gases and the fact that there is a variety of cryostats that can provide the optimal temperature conditions for the formation of rigid and transparent matrices from these elements. To obtain a rigid matrix, the temperature of the target should not be
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
3
above 0.3T, (where T , is the melting point of the matrix gas). However, decreasing the temperature below O.lST, leads to the formation of a matrix having a somewhat less regular crystal lattice and to the deterioration of the optical properties of the matrix. Thus, the choice of matrix substance is connected with the temperature to which a target is cooled, i.e. with the method of use of the cooling agent. In the initial period of development of the matrix isolation technique (from 1956 to the end of the 1960s), cryostats with liquid helium (4.2 K) or hydrogen (20 K) baths were used. However, in such cases it was difficult to increase the target temperature quickly enough (to permit diffusion in the matrix) and then to recool the matrix. Such “annealing of the matrix” is an important operation which is necessary for the spectral monitoring of the disappearance of reactive species as a result of their secondary reactions. Thus cryostats cooled with a continuous flow of liquid or gaseous helium which provide a smooth temperature variation were more convenient. But the most important period came only with the wide application of closed-cycle microrefrigeration systems. This equipment released scientists from the purchase, transportation, storing and filling up of cryostats with the expensive and rare helium, as well as from problems connected with the collecting and the utilization of the evaporated coolant. As to the concentration of unstable species in a matrix, long-term experience shows that the minimal dilution of the intermediates by the excess of matrix gas should be about 1000:1, although in some cases this value must be even higher. In an inert gas matrix, which has an atomic crystal lattice, molecules are not as well isolated as in vacuum. Spectral bands of molecules may change due to the influence of the matrix surroundings. In particular, the number, the position and the shape of IR peaks in gas-phase spectra may differ from those in matrix spectra. For example, the appearance in matrix IR spectra of several peaks located close to each other may be assigned to one and the same vibration (matrix splitting), as a result of molecules being placed in different site types in the crystal lattice of the matrix. The appearance of the new bands in matrix spectra may also be connected with a decrease of the molecular symmetry of the species. This phenomenon takes place when the molecule is frozen in an irregular matrix (e.g. at a high condensation rate). In this case some additional bands are assigned to fundamental modes which are inactive at higher symmetry. The bands of matrix-isolated molecules are frequently observed at the wavelengths which differ from those in gas-phase spectra. These matrix shifts are induced by the repulsive and attractive forces between the isolated molecules and the atoms which form the matrix site. Repulsions lead to small increases (1-15 cm-’) of * vibrational frequencies, and attractions decrease them. Matrix shifts depend on the type of matrix gas; they rise in the sequence from neon to xenon. In general, the shifts are positive (the
V. A. KOROLEV AND 0. M. NEFEDOV
4
vibrational frequency increases in the matrix) in the region below 1000 cm-', but are negative above 1000 cm-'. Nevertheless, the frequency values of free and matrix-isolated molecules usually differ negligibly. This fact indicates that there are minimal changes of their geometry and force fields on their isolation in inert gas matrices. The choice of cooled target depends on the kind of spectral irradiation employed. The plates of traditional monocrystals of alkali metal halides (plastic CsI is preferred) are used for the analysis in the IR region. Metallic mirrors, which reflect the IR beam to give a recurring passage through the matrix layer and thence to the detector of the spectrometer, are widely adopted at present. This method has two important advantages: the absence of a thermal gradient along the target, which has good thermal conductivity, and higher sensitivity due to double beam passage through the matrix. But in this case an additional reflection unit is needed in the sample chamber of the spectrometer. Similar reflection plates are used for recording ultraviolet-visible and Raman spectra of matrix isolated molecules, although the traditional beam path passing through transparent quartz windows is more frequently used in UV spectrometers. Sapphire rods, which are placed in the spectrometer cavity, are applied as targets in matrix esr studies.
METHODS OF GENERATION OF ORGANIC INTERMEDIATES
There are two basic ways of generating unstable species for matrix isolation studies. The first one consists in the formation of intermediates directly in a solid matrix. In the second, the reactive molecules are generated in the gas phase (at very low pressure) with subsequent stabilization by condensation in an inert matrix at 10-20 K. A few methods produce reactive molecules by reactions in solid matrices. The most widely used consists of irradiating already isolated precursors with UV light (including vacuum UV light at A < 200 nm), y- or X-rays. In this case, the fragments which are formed as products of the precursor's dissociation must not recombine in the matrix site. To achieve this effect, one of the fragments should be either chemically inactive [e.g. N,, CO,; see (la)] or able to diffuse easily from the site [e.g. hydrogen atoms as in (lb)]. Inert gas matrix
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
5
The intermediates may also be obtained in matrices by the reactions of atoms with stable compounds. This process is carried out in two stages photodecomposition of a starting molecule leading to formation of atoms, and interaction of the atoms with other stable molecules, as, for example, in (2). Inert gas matrix
Finally, it should be mentioned that the unstable species may be generated in a matrix by co-condensation of metal atoms evaporated from the effusion cells and stable molecules diluted with an excess of inert gas. Equation (3) represents an example. Inert gas matrix
- Li
cc14
Li
cc13
(3)
:cc12
The stabilization of reactive molecules frequently follows their initial generation in the gas phase. In this case the intermediates are formed as a result of the influence of an electric discharge or of high temperature on a stable precursor. Of all the types of discharge, the microwave one is most frequently used for the generation of intermediates for matrix isolation. Passing the substance through the discharge zone at low pressure leads to plasma formation, and all molecules are practically fully dissociated into atoms. Various particles, which arise as a result of recombination of the atoms beyond the discharge zone, can then be frozen in a matrix and studied by spectroscopic methods. To increase the selectivity of this process, the discharge is performed in a beam of pure inert gas which then is mixed with the starting compound before their condensation in the matrix. The unstable species are formed in the gas phase as a result of the collisions of excited inert gas atoms (usually argon atoms) with precursor molecules (4).
Ar
- 13,
Ar*
CHI
Inert gas matrix Ar+(CH4)*
-
CH3
(4)
Simpler methods of generation of intermediates in the gas phase are the thermal ones. The thermal reactions are carried out either in Knudsen effusion cells under equilibrium conditions or in flow reactors at very low pressure. Effusion cells are widely applied for the evaporation of monomeric
6
V. A. KOROLEV AND 0. M. NEFEDOV
molecules of inorganic compounds of low volatility. This method also allows the study of organic conformers frozen in matrices from their equilibrium mixtures obtained in the cell. However, the generation of more reactive intermediates ( e . g free radicals and carbenes) under these conditions is practically impossible because of their destruction and secondary reactions. Very-low-pressure pyrolysis (VLPP) is a traditional method of generation of reactive species in matrix studies. In contrast to pyrolysis, which is carried out at atmospheric pressure, VLPP is performed at 10-3-10-5 Torr. A t these pressures molecules are in the heating zone not more than 10-3-10-2 s and their mean free path lengths are comparable to the oven length. Energy transfer is brought about by collisions of the molecules with the reactor walls which provide the vibrational energy needed for the monomolecular dissociation of the starting compounds. Under high-vacuum conditions the real-time concentration of molecules is very low and bimolecular processes are minimized. That is why thermally generated reactive intermediates may exist in a molecular beam in a concentration which is sufficient for their spectroscopic study.
SPECTROSCOPIC METHODS OF STUDY OF MATRIX-ISOLATED MOLECULES
The basic methods of the identification and study of matrix-isolated intermediates are infrared (IR), ultraviolet-visible (UV-vis), Raman and electron spin resonance (esr) spectroscopy. The most widely used is IR spectroscopy, which has some significant advantages. One of them is its high information content, and the other lies in the absence of overlapping bands in matrix IR spectra because the peaks are very narrow (about 1cm-I), due to the low temperature and the absence of rotation and interaction between molecules in the matrix. This fact allows the identification of practically all the compounds present, even in multicomponent reaction mixtures, and the determination of vibrational frequencies of molecules with high accuracy (up to 0.01 cm-' when Fourier transform infrared spectrometers are usedj. The absence of overlapping of bands of various matrix-isolated compounds and the possibility of freezing highly reactive intermediates make this method very convenient for the direct study of reaction mechanisms. Additionally, direct IR spectroscopy of intermediates allows estimation of important structural parameters, e.g. valence force fields, which show the character of bonds in these species. Esr spectroscopy allows the detection of paramagnetic organic intermediates such as radicals, biradicals and triplet ground-state carbenes. However, there are very few examples of matrix esr studies of these species because there is a simpler procedure for recording esr spectra. Thus many radicals have been investigated by esr after irradiation of precursor molecules in glassy organic matrices at 77 K. Nevertheless, the use of the highly sensitive
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
7
esr method in matrix studies is very helpful because the esr data may confirm the presence of one or other radical among the reaction products frozen in inert gas matrices. Thus, it provides the possibility of making more reliable assignments of optical spectra to a specific radical. UV-vis spectra of matrix-isolated intermediates are not so informative as matrix IR spectra. As a rule, an assignment of the UV spectrum to any intermediate follows after the identification of the latter by IR or esr spectroscopy. However, UV-vis spectra may sometimes be especially useful. It is well known, for example, that the energy of electronic transitions in singlet ground-state carbenes differs from that of the triplet species. In this way UV spectroscopy allows one to identify the ground state of the intermediate stabilized in the matrix in particular cases. This will be exemplified below. Matrix Raman spectroscopy allows detection of some additional vibrations which are inactive in IR spectra (e.g. symmetrical vibrations v1 in AB3 molecules having D3,, symmetry) or which lie in the far infrared region. In practice, matrix-isolated organic intermediates have not been studied by Raman spectroscopy; the main objects of these investigations are inorganic molecules (A1Cl3, PbS, GeF2, SiO, etc.) which are evaporated from solids in effusion cells. Raman spectroscopy of matrix-isolated molecules carries some difficulties connected with the possibility of local heating of the matrix under laser irradiation. Besides, because of the relatively low intensity of Raman bands, higher concentrations of the species to be studied are needed in the matrix (the ratio of matrix gas to reagent = 100-500). As a result, the effective isolation of reactive intermediates is prevented. Thus, a more complete study of the spectral properties and the structure of intermediates frozen in inert matrices is achieved when the IR, Raman, UV and esr spectroscopic methods are mutually complementary. Since IR spectroscopy is the most informative method of identification of matrixisolated molecules, this review is mainly devoted to studies which have been performed using this technique. 2 Carbenes and their silicon and germanium analogues
The comparatively small size of the simplest carbene (methylene) ensures that it has a definite mobility in frozen inert matrices, which leads to the formation of dimerization products under these conditions. It became possible only in 1981 to detect in the spectra of the diazomethane photolysis products bands at 1115 cm-I (Ar matrix) and 1109 cm-' (Xe matrix) which were attributed to the deformation vibration of methylene in its ground triplet state (Lee and Pimentel, 1981). In contrast to methylene, a number of the simplest triatomic halocarbenes
8
V. A. KOROLEV AND 0. M. NEFEDOV
having a singlet ground state were successfully studied by IR spectroscopy in low-temperature matrices. Thus, the fluorocarbene and its deuterium and 13C isotope-labelled analogues have been generated under vacuum UV photolysis conditions from the corresponding trifluoromethanes frozen in argon or nitrogen matrices at 14 K. Two recorded IR bands of the carbene at 1406 and 1187.5 cm-' were assigned to the HCF bending mode and C-F stretching vibration, respectively (Jacox and Milligan, 1969). UV irradiation ( D 3 0 0 n m ) of an argon matrix containing tetrafluoromethane led to the formation of difluorocarbene CF2 (Milligan and Jacox, 1968a). It was shown that the IR spectrum of this species contains three bands at 1222 ( v l ) , 1102 (v3), and 668 (v2)cm-'. Some time later difluorocarbene was stabilized in a neon matrix at 4.2 K from the gas phase after vacuum flash pyrolysis (1300°C) of perfluoroethene (Snelson, 1970b). In this case the IR bands of CF2 differed from those in an argon matrix by less than 2 cm-'. The formation of the monochlorocarbenes CHCl and CDCl was observed when HCl or DCl molecules reacted with carbon atoms in argon or nitrogen matrices at 14K (Jacox and Milligan, 1967). Two IR bands attributed to CHCl were assigned to the C-Cl stretching (815 cm-') and deformation (1201 cm-') vibrations. Before our studies, high temperatures (>SOO"C) had usually been used to generate dichlorocarbene in the gas phase. Based on trapping experiments we have shown that the trihalomethyl mercury derivatives RHgCHa13, which were successfully used earlier as sources of dihalocarbenes in solution (Seyferth, 1972), are also convenient precursors of carbenes in the gas phase (Mal'tsev et al., 1971a,b). Low-temperature matrix stabilization (matrix temperature 8-10 K) of the vacuum pyrolysis (2O0-60O0C, lop3 Torr) products of compounds RHgCC13 (R = Ph, CCI3, C1) has indicated the presence of dichlorocarbene CC12 (vl 720, v3 746 cm-') and trichloromethyl radical CC13 (v3 898 cm-') together with the corresponding RHgCl (695 and 729 cm-' for PhHgC1, 733 cm-' for CC1,HgCl and 403-413cm-' for HgC12) and small amounts of C2C14 (vI1 779, v9 915cm-') and C2C10 (vl0 785cm-') (Nefedov et al., 1971). The warming of the matrix up to 35-40 K (with subsequent cooling to 10 K to record the spectrum) resulted in the disappearance of the 720, 746 and 896 cm-' bands, whereas absorptions of the stable molecules remained or even increased. At 200-500"C, the relative intensity ratio of y (CC12)Iv3 (CC13) varied from 1.1 to 4.0, depending on the substituent R in RHgCCI3. It increased when the pyrolysis temperature was reduced. These results suggest that carbene CCI2 and radical CC13 are formed in separate competing reactions (Scheme l ) , and that the formation of CC12 is preferred. This conclusion has been supported by pyrolytic mass spectrometry studies (Ujszaszy et al., 1980).
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
9
RHgCCI,Br3-, 45IMlX)"C
.CCI,Br3_,,+ [RHg.] R
Ph, CC13, CI
=
n = 1, 2 , 3
Scheme 1
Torr) of PhHgCC12Br in the gas phase Vacuum pyrolysis (250-450"C, is even more selective with regard to the formation of dichlorocarbene, which is formed along with PhHgBr (693.4 and 727.7cm-') (Mal'tsev et af., 1971d). The pyrolysis is complete at 360"C, and the band intensities of CC12 were at least 10 times stronger than those of the CC12Br radical. Bromochlorocarbene and PhHgBr are formed predominantly together with small amounts of CClBr2 radical upon the vacuum pyrolysis of PhHgCC1Br2 (Mal'tsev et al., 1971d). Besides thermolysis, the photochemical decomposition of solid trihalomethylmercury compounds RHgCC13, CF3HgOCOCF3 and Hg( OCOCF3)2 has been studied (Scheme 2). The irradiation of samples placed in an evacuated quartz tube, which was connected to a helium cryostat, was carried out at -50 to +lO"C. Thus, a desorption into the gas phase of the primary products of the photolysis occurred, and consequent lowtemperature matrix stabilization of them was made. As a result, the formation of only the radicals CC13 ( v3 898 cm-') and CF3 ( v1 1084, v2 702, v2 v4 1205, v3 1249 cm-') or of products of their secondary reactions was observed (Mal'tsev el af., 1974, 1975, 1977b). The selectivity in the vacuum pyrolysis of RHgCHa13 has led to the highly
+
hv
RHgOCOCF3
-50 10 t 10°C
R
=
CF3 + COz + [RHg]
CF3, OCOCF3
Scheme 2
V. A. KOROLEV AND 0 M. NEFEDOV
10
Table 1 Matrix IR spectra and structural data of the perhalogenated carbenes and radicals formed in pyrolysis reactions. Intermediate CCl?u.h.c
Isotope distribution
Vibration frequencieskm-’
C3”l2
c3~c1’7cI C”C12 CCIBr“ CC131i
C3’C1Br C”CIBr C3Q C3”I 37
c1 c35c137c12 c37c12 2
CC12Br“
719.5 ( ~ 1 ) . 745.8 ( ~ j ) 717.0 (vI), 744.0 ( ~ 3 ) 714.9 (v,), 741.7 ( ~ 3 ) 743.9 ( y ) 739.5 ( y ) 897.8 (Q) 896.4 ( ~ 3 ) 895.2 ( ~ 3 ) 893.9 (Q) 888.3 ( ~ 3 ) 886.4 ( ~ 3 ) 884.3 ( ~ 3 ) 856.5 ( ~ 3 ) 853.0 (Q) 1084 ( ~ 1 ) ~ 702 ( Q), 1205 ( V Z + ~ q ) , 1249 ( ~ 3 )
Bond angle/ degrees
106
611.qf 15.9
835. If 782Af 17%
“Mal’tsev ef a/. (1971~).hMal‘tsev ef al. (1971d). ‘Svyatkin ef al. (1977). dMaass et al. (1973); Kagramanov ef al. (1977). ‘Mal’tsev et al. (1977b). fC-Br stretch. gAngle between C-X bond and the X3 plane.
informative matrix IR spectra of carbenes CC12, CClBr and CBr2 (Mal’tsev et al., 1971c,d). The observed splitting of the bands, due to 35Cl and 37Cl isotopes, and their intensities are in accord with the number and the natural abundance of the C1 atoms in the intermediates studied. Based on the isotopic splitting, the bond angles in these species have been calculated (Table 1). According to the matrix IR spectra, the preferred formation of dichlorocarbene along with Sic& (v3 600-620 cm-’) or GeCI4 (v3 445-465 cm-’) has been also observed under vacuum pyrolysis (500-1000”C, 10-2-10-3 Torr) of trichloromethyltrichlorosilane and trichloromethyltrichlorogermane (Scheme 3). The CC13 radical was formed in substantially lower amounts (Svyatkin et al., 1977; Nefedov et al., 1976). The preference for formation of dihalocarbenes (but not the trihalomethyl radicals) upon thermolysis of trihalomethyl mercury, silicon and germanium derivatives seems to be a result of intermolecular coordination, of type [ 11, and of a thermodynamic preference for the carbene-forming pathway. The
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
11
.CC13 + [MC13] M
=
Si, Ge Scheme 3
same factors determine the pathways of Si2C16thermolysis, whereas they are excluded in the thermolysis of C2X6 (see below). R,M-CX2
\I
M = Hg, Si, Ge
X
PI Dibromocarbene CBr2 has been formed in inert matrices by two different procedures. The reaction of CBr4 with lithium atoms in an argon matrix as well as the irradiation (with vacuum UV light) of a matrix containing tribromomethane HCBr3 led to the appearance in the IR spectra of two bands of CBr2 at 595 and 641cm-'. These absorptions were assigned, respectively, to the symmetrical and asymmetrical C-Br stretches. Two methods were also used for the formation and IR spectroscopic study of the diiodocarbene. Only one band at 525cm-' assigned to y of the carbene has been found in the IR spectra of the reaction products of vacuum pyrolysis of tetraiodomethane C14 and its matrix reaction with atomic lithium. Besides bromochlorocarbene mentioned above, a number of mixed halocarbenes (mainly fluorohalocarbenes) frozen in rare gas matrices have also been studied by IR spectroscopy. The gas-phase reactions of corresponding halomethanes with metastable argon atoms excited by microwave discharge were used for the generation of these species (Prochaska and Andrews, 1980). In addition, fluorochlorocarbene has been obtained by vacuum UV photolysis of matrix-isolated CH2FCl and CD2FCl. For these carbenes, the stretching vibrations of the C-F bond lie within the range 1157-1133 cm-'. In contrast, the frequency values of the C-X (X=Cl, Br, I) stretches depend on the size of the X atoms and decrease from 742cm-' for CFCl through 656 cm-' for CFBr to 576 cm-' for CFI. In contrast to carbenes of the AX2 type, which contain three atoms, generation of carbenes with a more complex structure under photolysis or vacuum pyrolysis conditions may be accompanied by intramolecular rearrangements. Thus, the matrix isolation study of the vacuum pyrolysis
V. A. KOROLEV AND 0. M. NEFEDOV
12
products of Me3SiCH=N2 (730"C, lop4Torr) and bis(trifluoromethy1)diazirine (350-500°C, 10-'Torr) show that the carbenes Me3SiCH and (CF3)2C formed under these conditions isomerize completely into silene Me2Si=CHMe (Mal'tsev et al., 1980) and an olefin CF3CF=CF2 (Mal'tsev et al., 1985a), respectively. These compounds were identified by their matrix IR spectra. The carbene-olefin isomerization under these conditions takes place in less than 10-s-10-6 s. A photolysis of matrix-isolated methyldiazomethane also led to immediate conversion of the initially formed excited singlet methylcarbene to ethylene (Seburg and McMahon, 1992). Nevertheless, a more traditional approach to the stabilization of carbenes and the investigation of their spectral properties deals with the direct generation of carbenes in low-temperature matrices, e.g. by the photolysis of diazo-compounds or ketenes. The method allows stabilization of carbenes in their ground electronic state, prevents intramolecular isomerization and also facilitates direct spectroscopic monitoring of their chemical transformations in low-temperature matrices. Cyclopropenylidene [2] has been obtained from two different precursors, [3] and [4], by their thermal decomposition in the gas phase (Reisenauer et al., 1984; Maier et al., 1987, 1989a). The subsequent UV photolysis (A = 313nm and 254nm) of this carbene in an argon matrix led to its isomerization to propargylene [5] and further to vinylidencarbene [6]. It should be noted that the carbene [5] was independently obtained by
[41
-\ A
=
313, 254nm
HCECCH A = 313 nm
HC=CCHN2 [71
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
13
photolysis of ethynyldiazomethane [7] frozen in an argon matrix. The vibrational frequencies of the carbene [2] were calculated from its matrix IR spectrum and it was shown that it has a singlet ground state. The results agree well with data obtained by the esr method (Maier et al., 1987). The IR bands of carbenes [2], [5], and [6] have also been observed in the spectrum after vacuum UV photolysis of matrix-isolated methylacetylene (Huang and Graham, 1990). It was found that a fourth carbene propendiylidene [8] - was formed in this reaction as well. In accord with ab initio calculations, the first of two absorptions (3292 cm-' and 1960 cm-') has been assigned to v2 ( a ' ) of cis-[8] and the second one to v3 ( a ' ) of truns-[S].
Hr H
cis-[S]
NGC-CHN2
"rC:
H
trans-[8]
hv ( A P 350 nm) P Ar, 12 K
Cyanocarbene [9] and its D-, 13C-, and "N-labelled analogues have been obtained by UV irradiation (A>350 nm) of diazoacetonitrile [lo] frozen in argon or nitrogen matrices at 12 K (Dendramis and Leroi, 1977; Dendramis et al., 1978). A total of 17 IR bands for all isotopically labelled species has been recorded. The frequency values 1735 and 1179cm-' have been assigned to the stretching vibrations of the CCN backbone. Taking into account the linear structure of the carbene [9], a full normal coordinate analysis of the experimental spectra has been performed. Analysis of the calculated force field showed that both CC and CN bonds have significant double bond character. This fact, as well as the high interaction constant between these bonds, indicates a substantial delocalization of electron density and suggests the allene structure (.CH=C=N-) for the carbene [9]. Furthermore, the high frequency value of the C'-H stretch (3229 cm-') indirectly confirms this idea. The same method was used earlier for the generation of dicyanocarbene [ll] from matrix-isolated dicyanodiazirine (Smith and Leroi, 1969). The carbene [ l l ] was described by three IR bands at 1756 (vas CCN), 1158 (vs
V. A. KOROLEV AND 0 . M. NEFEDOV
14
NC hv
NC
Ar. 12K
Nc): NC
CCN) and 392 cm-' (6 CCN). One can see that the frequency values of the skeletal stretching vibrations of [ l l ] are close to those in carbene [9]. Ethynylhydroxy carbene [131 has been obtained by photoreaction (A>400 nm) of a triatomic carbon cluster with water in an argon matrix and studied by IR spectroscopy (Ortman et al., 1990). Five frequencies were measured for [13] and a vibrational band at 1999.8 cm-' has been assigned to the C=C stretch. This value is more than 100cm-' lower than the C=C stretching vibrations in acetylene derivatives, indicating that the C=C bond in the carbene [13] has lost some of its triple bond character. At the same
H20
12400nm
HC=CCOH
280 nm < A < 360 nm
0
HCEC-C,
//
\
H
time the vibrational band at 1061.1 cm-', assigned to the C-C stretch, is about 100 cm-' higher than usual for C-C bond stretches. The lower C = C and higher C-C stretching frequencies suggest that intermediate [13] has a carbene structure partially resonant with a diradical structure. The irradiation of the matrix-isolated [ 131 (280 nm< A 230 nm) products of matrix-isolated 1,2,3,4-pentatetraene-175-dione [26] (Maier et al., 1988) (in its turn the unstable dione [26] was generated by thermo- or photo-destruction of compound [27]). The second product was carbon monoxide. The linear structure of the carbene [25] has been suggested on the basis of two intense IR bands at 2222 cm-' and 1923 cm-' indicating respectively ketene and allene fragments. An attempt to measure the I R spectrum of the hydroxy carbene [28] after UV photolysis (A>220 nm) of formaldehyde isolated in an argon matrix was unsuccessful (Sodeau and Lee, 1978). Instead of [28] only hydroxyacetaldehyde resulting from carbene insertion into the C-H bond of the starting formaldehyde was found in the reaction products. Due to its small size, the
16
V. A. KOROLEV AND 0. M. NEFEDOV
hVIA
-Nz, -CO
carbene [28] is probably labile even in a rigid matrix and is able to diffuse from the matrix site. The UV irradiation ( D 2 0 0 nm, 12 K) of an argon matrix containing 0.1% diazirine [29] gave bis(trifluoromethy1)carbene [30] (IR bands at 1380, 1344, 1197, 1157, 965, 671 cm-’) and a small amount of (CF&C=N2 (Mal’tsev et al., 1985a).
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
17
,c=c=o \ F3C
[311
During photolysis of [29] in an argon matrix doped with 4% CO, bands belonging to the ketene [31] were observed along with those of the carbene [30]. Upon further warming to 40-45 K the carbene bands disappeared and were replaced with bands of the ketene [31], indicating a direct interaction of carbene (CF3)*C with CO. Photolysis of diazirine [29] in a matrix doped with 17% C O resulted in the appearance of only ketene [31] bands; the carbene bands were not detected in this experiment. Photolysis of [29] in a matrix doped with 3% C12 yielded (CF3)2C and (CF3)&CI2 [32] (1313, 1276, 942, 934, 908, 560cm-'). Upon warming to 40-45 K the intensities of the carbene bands were decreased simultaneously with an increase of the intensities of the bands of [32]. As was mentioned above, bis(trifluoromethy1)carbene [30] was not detected in matrix IR spectra of the products formed upon vacuum pyrolysis (500-1000"C, lop3Torr) of diazirine [29] or perfluoropropylene. Singlet halo(trifluoromethy1)carbenes [33a]-[33c], which were characterized by IR and UV spectroscopies and chemical trapping with HCl, have been generated from respective 3-halo-3-(trifluoromethyl)diazirines [34a][34c] frozen in an argon matrix at 1 2 K and irradiated with UV light at
""XIA > 320 nm
X
N
Ar, I 1 K
[34a]-[34c]
X F,C, >:
[3Sa]-[35c]
X'
[33a]-[33c] a:X=F b: X = CI c: X = Br
F
H CI
V. A. KOROLEV AND 0 . M. NEFEDOV
18
= 320 nm (O'Gara and Dailey, 1992). Extended photolysis (A>280 nm) converted the carbenes into the corresponding alkenes [35a]-[35c]. The vibrational spectrum for each carbene was calculated using ab initio molecular orbital calculations and after appropriate scaling (since ab initio calculations generally predict frequency values some 10-15% higher than experimental ones) was in reasonable agreement with the experimentally determined one. The calculated spectra for the singlet states showed better agreement with experimental spectra than those calculated for the triplet states, indicating that all three carbenes have singlet ground states. Indeed, the UV spectra calculated for the singlet carbenes [33a]-[33c] gave good agreement with their experimental spectra which were typical for the singlet species and exhibited absorptions at 435-665 nm and 235-270 nm. The photolysis of matrix-isolated (Ar, 10-15 K) aryldiazo compounds [36]-(411 has given interesting results. Irradiation by UV light (A>470 nm) led to formation of respective triplet carbenes [42]-[47] which were characterized by UV and esr spectroscopies (Chapman el al., 1978; Chapman and Sheridan, 1979; West et al., 1982; Chapman et al., 1984). Infrared spectra of these species have also been recorded, except for the carbene [44]. Irradiation (A>470nm) of the diazo compound [38] gave predominantly o-xylylene [51] via hydrogen atom transfer in the carbene [44], which was converted to benzocyclobutene [52] by irradiation of [38] at shorter wavelengths ( ~ 2 8 nm). 4 Nevertheless, the IR spectrum of the carbene [44] was measured later at a lower matrix temperature of 4.6K (McMahon and Chapman, 1987). Photolysis of the carbenes [42] and [43] led to aromatic ring expansion and formation of cycloheptatetraenes [48] and [49], unusual cyclic molecules having a strained allene fragment.
A
A>478nm Ar. 10 K
@c*
-
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
19
Similarly irradiation of the carbenes [46] and [47] gave azacycloheptatetraene [50].The cycloheptatetraenes [48]-[50] were observed by IR spectroscopy and each of them showed the bands at--1810 cm-', which are typical for the allene group in the rings. Compounds [49] were formed as sole photoproducts (A>416 nm) from [43]. In addition, cycloheptatetraene [48] was obtained by pyrolysis (500", lop4Torr) of phenyldiazomethane [36] and stabilized in an argon matrix after condensation from the gas phase. Both [46] and [47] were formed from [50]and irradiation (A>261 nm) of [40] gave [47], thus establishing the interconversion of [46] and [47]. The conversion of the intermediate carbene [45] to styrene was observed after irradiation or warming to 80 K of a xenon matrix.
V. A. KOROLEV AND 0 . M. NEFEDOV
20
Table 2 Infrared spectra of phenylhalocarbenes (argon matrix, 12 K).
Carbene
Vibrational frequencies/cm-'
Ph(CF3)C 1599, 1460, 1403, 1394, 1210, 1163, 1140, 1129, 1100, 1090, 979, 913, 751, 671,665,608,602 1593, 1480, 1445, 1320, 1304, 1284, 1245, 1226, 1206, 1169, 1023,998, 847,764,738,718,686, 667,609,567 1588, 1473, 1443, 1319, 1303, 1281, 1240. 1224, 1172, 1162, 1023, 998, 844. 833,763, 755, 686, 672, 658,604, 553
Ph(CI)C
Ph(Br)C
"Mal'tsev er al. (198%). 'Mal'tsev
el
Ref.
'' h h
al. (1987a).
The photolysis of phenyldiazirines [53a]-[53c] in an argon matrix was studied in a similar way. Intense bands of the corresponding carbenes [54a]-[54c] (Table 2) have been observed in all cases. The bands disappeared either when the matrix temperature was raised from 12 to 40-45 K (the corresponding stilbene bands appeared at the same time), or when a trapping agent (HCI, Clz) was doped into the matrix (Mal'tsev et al., 1985b, 1987a). It has been noticed that intense bands at 158&1599cm-' and 12101226 cm- are consistent with the presence of a strong electron-withdrawing group in conjugation with the aromatic ring (Ganzer et al., 1986). In all cases the formation of carbenes was accompanied by partial photoisomerization of the precursor diazirines [53] into the corresponding diazo compounds [55] which possess a higher photochemical stability than the diazirines. A number of substituted oxycarbenes [56a]-[56d] having singlet ground states were obtained by UV irradiation of corresponding diazirines [57a][57d] frozen in inert gas matrices and studied by IR and UV-vis spectroscopy. The assignment of observed IR bands to these carbenes has been confirmed by trapping experiments, studying their photoproducts and computational methods as well. For example, the matrix reaction of the carbene [56a] with HCl led to formation of dichloromethoxymethane (Kesselmayer and Sheridan, 1986a). Warming of the matrix to 35-38 K without a trapping agent led to dimerization of these species. The irradiation (A = 270nm) of the carbene [56a] in an argon matrix led to its rearrangement to acetyl chloride which partially decomposed to ketene and hydrogen chloride. Prolonged photolysis of the matrix-isolated carbene [56b] gave benzoyl chloride, chlorobenzene and C O (Kesselmayer and Sheridan, 1986b). According to experimental IR spectra of deuterium- and "0labelled species and ab initio calculations, the intense absorptions at about 1300 cm-' for the carbenes [56a]-[56d] (1300 cm-' [56a], 1315 cm-' [56b], 1320 cm-' [56c] (Sheridan et al., 1988)} and 1442 cm-' for [56d] (Du et al., 1990) have been assigned to C- 0 stretching vibrations. The higher
'
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
21
Ph \c/H
/
Ph
40K
X >: [53a]-[53c]
I
[54a]-[54c]
' Ph
Phx'
yxx Ph
\c'/c'
A1340nm
x'
Ph
a: X b: X C: X
>N=N X
c '1
= CI = Br = CF3
[55a]-[55c] ROCHCIX
, /
3SK
Lv, Ar or N2. 12 K
X
-Nz
[57a]-[57d] a: R = Me, X = C1 b: R = Ph, X = C1 c: R = Me, X = Me d: R = Me, X = F
RC \X
frequencies compared with the corresponding stretches in ethers (11001150cm-') indicate considerable C - 0 double bond character as a result of the interaction of oxygen electron pairs and the unoccupied p-orbital of the carbene centre. The increased multiplicity of this bond suggests the existence of two isomeric forms (cis and trans) of the carbenes [56a]-[56d]. Indeed, the analysis of the IR spectra of the carbenes [56a]-[56d] in different matrices, as well as the results of experiments involving their irradiation with UV light at various wavelengths, made it possible to pick out the spectral absorbances of each isomer. For,,instance, the band at 1300cm-' corresponds to vas(CO) of cis-[.56a] whereas this mode of trans-[56a] absorbs at 1310 cm-'. The UV spectra of the matrix-isolated carbenes [56a)-[56b] have absorption bands in the region 300-400 nm which is more typical for the singlet species.
V. A. KOROLEV AND 0. M. NEFEDOV
22
/"
+O
I:
C-
\
X
trans-[%]
cis-[561
One more interesting carbene [58], obtained as a photoisomer = 285 nm) of tricyclic ketone [59], was stabilized in a nitrogen matrix at 20 K and studied by IR and UV spectroscopies (Kesselmayer and Sheridan, 1987). The structure of this carbene was confirmed by trapping experiments with methanol, giving the corresponding acetal [60]. Subsequent irradiation of I581 at various wavelengths resulted either in reversible isomerization to the starting compound [59] or a conversion to acetylenic ether [61]. Similarly to the carbenes [56] described above, this one shows a band at 1369cm-' assigned to the stretching vibration of the partial C - 0 double bond. As previously mentioned, the carbenes having complex substituents may rearrange by migration of an atom or group adjacent to the carbene centre. Thus, the spectroscopic data for carbonyl carbenes RC(0)CR' were restricted to esr spectra for a long time. The spontaneous rearrangement of these carbenes to the isomeric ketenes (the Wolff rearrangement) did not allow their production in concentrations sufficient for their direct detection in matrices by IR spectroscopy. However, the rearrangement can be slowed down if an electron accepting group (e.g. perfluoroalkyl groups) is attached (A
MATRIX If? SPECTROSCOPY OF INTERMEDIATES
23
RR'C=C=O
A
> 335 nm
N2
[63a]-[63c]
[62al-[ 62c] R
a: R = R' = CF3 b: R = CF3, R' = C-,F5 C: R = C2F5, R' = CF-,
to the carbene atom. Indeed, perfluorosubstituted carbenes [62a]-[62c] have been stabilized in solid argon after irradiation of the corresponding starting diazocompounds [63a]-[63c] by UV light (A>335 nm) and their IR spectra have been recorded (Torres et af., 1983). The bands of ketenes [64a]-[64c] have also been observed. Subsequent irradiation of the matrices with h>210 nm light led to full conversion of the carbenes to the ketenes. When the photolysis of the diazo precursors [63] was carried out with 270 nm light, a number of new bands, which were attributed to the substituted oxirenes [65a]-[65c], appeared in addition to the spectra of the carbenes. Prolonged irradiation of the photolysate with 360 nm light resulted in the isomerization of the oxirenes to the ketenes as well. The thermal stability of the carbenes [62a]-[62c] and oxirenes was also briefly explored. Warming of the argon matrices to 35 K caused a substantial decay in the intensity of the spectra of the oxirenes, but those of the ketenes remained unaffected. Thus, thermally, the oxirenes are considerably less stable than their isomeric a-ketocarbenes. The IR and UV spectra of triplet a-ketocarbene [66] were obtained on UV photolysis (A = 365 k 8 nm) of the diazocompound [67] isolated in an argon matrix at 10K (Hayes et af., 1983). The chemical identity of the carbene [66] was confirmed by trapping with oxygen in argon giving 1,8-naphthalic anhydride [68] and with carbon monoxide in argon giving ketoketene [69]. Further irradiation (A = 625 f 8 nm) of the carbene [66] led to the Wolff rearrangement and the formation of the ketene [70]. The IR and UV spectra of the triplet cycloheptatrienylidene [71] were recorded after the UV photolysis (A>574 nm) of dia,zocycloheptatriene [72] in an argon matrix (McMahon and Chapman, 1986). This carbene interacts with the CO-doped matrix, forming the ketene [73], and it also dimerizes with formation of heptafulvalene [74]. Experiments have shown that [71] cannot be converted into the cycloheptatetraene [48] either photochemically
V. A. KOROLEV AND 0. M. NEFEDOV
24
//
( = J L
- 0: A > 574 nm
35 K
A2514nm
P I
[481
(A>574 nm) or thermally at temperatures up to 35 K. The presence in the electronic spectrum of [71] of an absorption maximum in the longwavelength region at 530 nm suggests a planar structure for this compound, which agrees well with esr data. The cyclopentadienylidene [75], which was obtained by irradiation (A>300 nm) of matrix-isolated diazocyclopentadiene [76], has been studied
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
25
by IR and UV spectroscopies (Baird et al., 1981). Annealing of the matrix containing the photolysate led to formation of the fulvalene [77] as a product of the dimerization of the carbene. At the same time, the ketene [78] was formed when CO was doped into the matrix. The carbene [75] is extremely reactive even at liquid helium temperature (4.2K) and at large matrix dilution (10 0OO:l). The high reactivity may be associated with the ability of [75] to rotate in the matrix site. This conclusion has been supported by photolysis with polarized light of the ketene [78] isolated in a CO matrix. In this case an appreciable reorientation of the initially oriented ketene molecules was observed due to the reversibility of this process. Direct IR monitoring has been successfully carried out on the [ 1 + 21cycloaddition reaction of cyclopentadienylidene [75] to ethylene in an argon matrix which gave the corresponding cyclopropane (Mal'tsev et al. , 1987b, 1989). UV irradiation (h>300 nm) of diazocyclopentadiene [76] (mole ratio [76]:Ar = 1:lOOO) at 12 K led to carbene [75] having a triplet ground state (bands at 1341, 1335, 1100, 1074, 700, 573 cm-'). The use of a harder matrix (Ar 10-15% N 2 0 ) prevented completely the formation of fulvalene [77] during the photolysis. However, [77] was formed upon warming a matrix containing carbene [75]. After the complete photolytic decomposition of [76] into [75] at 12 K in an argon matrix doped with 2% ethylene, the matrix temperature was raised to 40-50K. An increase of cyclopropane [79] concentration and simultaneous disappearance of carbene [75] bands were observed. Increase of the ethylene concentration in the argon matrix to a mole ratio [76]:C2H4:Ar = 1:150:1000 gave cyclopropane [79] as the only photolytic product. The bands of [75] and the dimer [77] in the IR matrix spectra were not observed in this case.
+
V. A. KOROLEV AND 0. M. NEFEDOV
26
It has been possible to record the IR and UV spectra of several derivatives of the carbene [75] - tetrachlorocyclopentadienylidene [80], indenylidene [81] and fluorenylidene [82] (Bell and Dunkin, 1985). These carbenes were formed by UV photolysis of the corresponding diazo precursors frozen in inert matrices and have a triplet ground state. The carbenes [80]-[82] react with CO in inert matrices at 30K, but exhibit a lower reactivity than the carbene [75]. Furthermore, they were stabilized in a pure CO matrix at 12K, whereas the free carbene [75] could not be detected under these conditions. The different reactivity towards CO between [75] and [80J-[82] may be associated with the different steric shielding of the carbene centres and with the different triplet-singlet gap as well. 4-0xo-2,5-cyclohexadienylidene[83] was generated in solid argon at 9 K by irradiation of diazo compound [84] with visible light (A>495 nm) (Sander ef al., 1988; Bucher and Sander, 1992; Bucher ef al., 1992). The IR, UV, and esr spectra of [83] were in accord with a structure having a triplet state with one delocalized electron. In the IR spectrum of the carbene [83] the v ( C 0 ) mode was found at 1496cm-', which indicates a bond order of the C - 0 bond considerably less than 2. The low-temperature reaction of carbene [83] with CO generated the keto-ketene [85]. Irradiation (A = 543 k 10 nm) of [83] led to its transformation into a very labile species, presumed to be [86], which rearranged back to [83] not only under UV or
A
o=@~ 4 1
S
> 495 nm
A>495nm
0
0
[861
:
.A
= 543 nm
~ 3 1
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
27
Ar. IOK
IR irradiation but even on standing in the dark (e.g. in Ar at 9 K , 165i-30h). The carbene [86] is a carbonyl compound [v(CO) 1720cm-’] with a singlet ground state (no esr signals) lying energetically above the triplet ground state of [83]. The slow intersystem crossing rate for the conversion of [86] to [83] was explained in terms of their different structures: “Whereas 1831 is best described as a . . . partially ‘aromatic’ ring system, [86] has a more localized cyclohexadienone structure.” In this case “the intersystem crossing requires a large geometric change of the molecule, although no covalent bonds are rearranged” (Sander et aZ., 1988). The five-membered cyclic biradical [88] has been generated from precursors [89] and [90] and stabilized in an argon matrix at 10K (Roth et al., 1987b). The triplet ground state of this species has been confirmed by esr spectroscopy. The structure of [88] was supported by trapping experiments with 02,SOz, and N-phenylmaleimide as well as its dimerization. The intense IR bands at 868 and 886cm-I were assigned to deformations of exo-methylene groups and strong absorption at 767 cm-’ to “out-of-plane” deformation of CH groups. Another triplet diradical [93] has been generated by irradiation (A = 313nm) of the carbonyl bicyclo compound [94] in an argon matrix (Roth et al., 1987a). Thermolysis of compound [95] resulted in formation of [93] as well. In accordance with the IR spectrum of the free ally1 radical, two intense absorptions at 854 and 810cm-’ in the IR spectrum of [93] were assigned to out-of-plane deformations of CH groups”. The formation of the species [93] was confirmed by trapping experiments with olefins and oxygen. Irradiation of the matrix isolated [93] in the absence of trapping agents led to intramolecular rearrangement of the biradical and formation of an intermediate [98] which was converted reversibly into [99]. t1/2=
28
V. A. KOROLEV AND 0.M .NEFEDOV
?',
A = 254nm
A number of close carbene analogues - silylenes and germylenes - have also been generated, stabilized in inert matrices and studied using the IR spectroscopic technique. Thus, the simplest silylene SiHz and its deuterium-substituted derivatives (SiHD and SiD2) were generated by vacuum UV photolysis of the silane frozen in an argon matrix at 4 1 4 K (Milligan and Jacox, 1970). Three IR bands at 2032, 2022 and 1088 cm-', attributed to SiH2 in the spectrum of the photolysis products, were assigned to fundamental modes of this intermediate - y , v1 and vz, respectively. Normal coordinate analysis of the vibrational spectra of the silylenes SiH2, SiHD and SiDz was performed and valence force fields were calculated. Later SiH2 was also obtained as a product of a matrix reaction between silicon atoms and hydrogen molecules (Fredin et al., 1985). It should be noted that the reactions of silicon atoms with H 2 0 and HF were used for the generation of silylenes HSiOH (Ismail et al., 1982a) and HSiF (Ismail et al., 1982b) for subsequent IR study in argon matrices. The experimental frequency values of the Si -H stretching vibrations of silylenes SiHz, HSiOH and HSiF lie in the region 2030-1850 cm-' and the calculated
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
29
values of force constants ( F ) of these bonds are (2.0-2.2) x lo2N m-'. These values are somewhat lower than those for silanes (cf. SiH4: v(SiH) 2160-2190 cm-', F(SiH) 3.5 X lo2 N m-'); therefore, in comparison with silanes, the Si-H bonds in silylenes are weakened. The matrix IR spectrum of HSiOH showed that this intermediate exists as cis- and trans-isomers. When the matrix was heated the cis-isomer was converted into the more stable trans-form. Vacuum UV photolysis of matrix-isolated GeH4 and GeD4 has also been used to generate germylenes GeH2 and GeD2 (Smith and Guillory, 1972) for spectroscopic study. The IR spectrum of GeH2 exhibited absorptions at 1887 and 1864 cm-', shifted to 1338 and 1325 cm-' in the spectrum of GeD2, which were assigned to antisymmetrical and symmetrical stretching vibrations of Ge-H bonds. The presence of the band at 920cm-' was evidence of the bent structure of GeH2. Less reactive inorganic silicon and germanium analogues of dihalocarbenes (SiF2, GeF2, SiCI2, GeCI2, SiBrz and GeBr2) have been obtained and stabilized in argon, neon, krypton and nitrogen matrices and their IR spectra recorded. Vacuum pyrolysis (600-1 1Oo"C, 10-3-10-4 Torr) of hexachlorodisilane ( 5 ) proceeds selectively with the formation of only SiC12 and SiC14 (Nefedov et al., 1974; Svyatkin et al., 1977).
The bands of the Sic& radical (Milligan and Jacox, 1968b), have not been observed at all. Due to the high selectivity of its thermal decomposition within a wide temperature interval, Si2CI6 has become one of the most suitable precursors of dichlorosilylene in preparative chemistry (Chernyshev and Komalenkova, 1990). In contrast to the compounds C13MCC13 (M = Si, Ge) and Si2CI6, hexahaloethanes [1001 do not produce dihalocarbenes under vacuum pyrolysis. Instead, homolysis of the C-C bond takes place, giving the radicals, or dehalogenation of [ 1001 yields the corresponding tetrahaloethylenes (Nefedov et al., 1976; Svyatkin et al., 1977).
X = C1, Br
(22x4
+ xz
V. A. KOROLEV AND 0. M. NEFEDOV
30
Table 3 Bond angles (ao)in MX2 molecules.
MX2
(YO, ~~~
~
from IR matrix spectra
a', from electron diffraction
~
cc1*
106 +. 5* 102 +. 5'
SiCI? SiBr2 GeCIg GeBr2
109.2" 102.8-t O.@ 102.7 +. 0.3g 100.3 -t 0.4h 101.2 f 0.9'
99 -t 4f
"From the millimetre- and submillimetre-wave spectrum (Fujitake and Hirota, 1989). bMW spectral data give a value of 101.25" (Tanimoto et al., 1989). "The values of 94.6" and 97.7" have been obtained by X-ray diffraction of C4H902.GeCI, and Ph3P. GeCI, molecular complexes, respectively (Kulishov et al., 1970; Bokyi et al., 1975). dMal'tsev et al. (1971~).'Svyatkin et al. (1977). 'Mal'tsev et al., (1976a). RHargittai ef al. (1983). 'Schultz et al. (1979). 'Schultz et al. (1982).
Table 4 Bond lengths and M-CI bond force constants in MC12 species and MC4 molecules.
MClz M
10-2F(M-Clj/ N m-'
C Si Ge Sn
2.99" 2.29" 2.08" 2.1
MC14
M-Cl bond length/pm 171.57' 208.3c.d 218.6' 234.7
10-2F(M-CI)/ N m-'
M-CI bond length/pm
3.59 3.37 2.79 3.63
176.6 202.0 211.3 228.08
"Svyatkin et al. (1977). 'From millimetre- and submillimetre-wave spectra (Fujitake and Hirota, 1989). 'Hargittai et al. (1983). dSchultz et al. (1979). 'Schultz et al. (1982).
The high-resolution matrix IR spectra of dichlorosilylene SiC12 generated from Si2C16 (Svyatkin et al., 1977) and of dichlorogermylene GeC12 (Mal'tsev et al., 1976a) obtained by thermal depolymerization of (GeC12)xin vacuum display complex patterns due to many combinations of chlorine isotopes (35Cl, 37Cl) as well as Si (28Si, 2ySi, 30Si) or Ge (7"Ge, 72Ge, 73Ge, 74Ge, 76Ge) isotopes. Comparison of the experimentally obtained and the calculated frequencies allowed the determination of the force constants and bond angles of these species (Tables 3 and 4). The values of bond angles (around 100') are in accordance with a singlet ground state. The bond angles in the dichlorides SiC12 (Hargittai et al., 1983) and GeC12 (Schultz et al., 1982) which were determined by direct electron diffraction studies of these unstable species are close to those from the IR matrix technique (Table 3). The generation of the dichlorides MC12 and dibromides MBr2 (M = Si,
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
31
Me2 Si Me2Si’ ‘SiMe2
I
I
Me2Si, .,%Me2 SI A = 4XXnm
WI
Me
MeSiH =CH, A = 2611 nm
[ 1031 Me
\
/
Me
Si
/N3
\
N3
[lo21
Ge) for the electron diffraction measurements was carried out by thermal reaction of silicon (1200”C, 1Torr) or germanium (620-66OoC, 1 Torr) with the corresponding tetrahalides MX4 or hexahalides M2X6 (Shultz et al., 1979; Schultz et al., 1982; Hargittai et al., 1983). To obtain the maximum concentration of MX2 species, the conditions for these reactions were first optimized by the pyrolytic mass spectrometry method (Kagramanov et al., 1983a). The contents of the mixture during the electron diffraction experiments were controlled by a quadrupole mass spectrometer. Both the bond angle (from 106“ to 99”) and force constant (from 2.99 X lo2 to 2.08 x 10’ N m-’) values decrease in the following order: CC12> SiC12> GeC12 (Tables 3 and 4). The force constants values F(M--1) in MC12 are appreciably smaller compared to those in the corresponding MC14. Thus, this fact excludes for MC12 species a significant contribution of resonance structures of the type Cl-Mf= C1- resulting from a possible interaction of the lone pairs on the chlorine atoms with a vacant p-orbital of the central M atom. This conclusion is in accord with direct electron diffraction studies of MC12 and MBr2 (M = Si, Ge) which show that the bond lengths in MC12 are usually longer compared with those in the corresponding MC14 (Table 4). The organic silylene Me2Si was generated in an argon matrix by irradiation (A = 254 nm) of dodecamethylcyclohexasilane [1011 (Arrington et al., 1984) and dimethyl(diazid0)silane [lo21 (Vancik et al., 1985; Raabe et al., 1986) and nine IR bands were attributed to this intermediate in the spectra of the photolysis products. Photolysis with 488nm light led to isomerization of Mez% to silene [103]. To assign experimental IR bands of Me2Si and [103], irradiation with polarized light of the matrix, containing Me2Si, was performed. As a result, six IR transitions of Me2Si and twelve IR transitions of [ 1031 were assigned as polarized “in-plane’’ and “out-ofplane”. Later, dimethylgermylene, Me2Ge, was obtained in a similar
32
V. A. KOROLEV AND 0. M. NEFEDOV
manner by photolysis (A = 254 nm) of matrix-isolated dimethyl(diazid0)germane [lo41 (Barrau et al., 1989b) and studied by IR and UV spectroscopies. Twelve IR absorptions of MezGe were detected in the matrix spectrum of photoproducts. CH;,
-
,N3 Ge
A
254 nm
Ar. 10 K
CH(
'N; ~
4
CH3, ,Ge: CH;
1
In contrast to diazido compounds [lo21 and [104], which throw off two azido groups and form silylene and germylene, photodecomposition of silyl azide [lo51 led to the generation of aminosilylene [lo71 via isomerization of initially formed nitrene [106] (Maier et al., 1989b). The IR spectrum of the H3Si-N3
A > 254 nm
[1051
[H3Si-N:] [lo61
-
H\ Si: NH~' [1071
A>3Wnm
T H N F S i + HZ A>254nm
[lo81
photolysate contained six bands attributed to the silylene [lo71 and the absorption at 1975cm-' was assigned to the stretching vibration of the Si-H bond. At the same time the bands at 3495, 3409 and 1563 cm-' were assigned to vibrations of the amino groups - v,,(NH2), vS(NH2), and 6(NHz), respectively. Subsequent irradiation of [ 1071 with wavelengths > 300 nm yielded silaisonitrile [lo81 and molecular hydrogen. This reaction may be reversed with 254 nm light. 3
Free radicals
After the first unsuccessful attempts to record a matrix IR spectrum of the methyl radical, reliable data were obtained by the use of the vacuum pyrolysis method. IR spectra of the radicals CH3 and CD3 frozen in neon matrices were measured among the products of dissociation of CH31, (CH&Hg and CD31 (Snelson, 1970a). The spectra contained three absorptions at 3162 (v3), 1396 ( y ) and 617 cm-' (vl) belonging to the radical CH3 and three bands 2381, 1026 and 463 cm-' assigned to the radical CD3. Normal coordinate analysis of these intermediates was performed and a valence force field calculated. In accordance with the calculations, methyl radical is a planar species having symmetry D3,,. Photolysis of symmetrical diacyl peroxides [lo91 was used for generation in inert matrices of a number of alkyl radicals (see Pacansky et al., 1991; Pacansky and Waltman, 1989, and references cited therein). Thus, ethyl,
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
33
hv
R
Ar. in^
2R+2CO
0
propyl, isopropyl, butyl, isobutyl, pentyl, neopentyl and cyclopentylmethyl radicals were studied by IR spectroscopy. Of all the radical vibrations only those of the groups CH2 and C-H at the radical centre are particularly interesting. For example, asymmetrical CH2 stretches appear at 31003115cm-' and symmetrical ones at 3015-3035cm-', i.e. in a region of ethylenic C-H stretches. This observation is supported by the high frequency values (1150-1180~m-~)of the C-C stretches between a and p carbon atoms [cf. for ethane .(C-C) is 1016 cm-'I. Out-of-plane deformations of the terminal CH2 groups also appear in a very narrow region at 530560cm-' as medium-intensity bands. At the same time the stretching vibrations of CH bonds at the p carbon atom have lower frequencies at 2810-2840 cm-' than those in alkanes, which indicates some weakness of these bonds in the radicals. An informative IR spectrum of the t-butyl radical, containing 18 bands, has been recorded after freezing of the products of vacuum pyrolysis of azoisobutane [110] and 2-nitrosoisobutane [ l l l ] in an argon matrix at 10 K (Pacansky and Chang, 1981). This spectrum is in agreement with a pyramidal structure of the radical (CH3)3C (symmetry C3v) which has elongated CH bonds in positions trans to the radical centre. On the basis of experimental vibrational frequencies and ab initio calculations of the radical geometry the enthalpy value [%(300)] of its formation has been calculated as 44 kJ mol-l. Phenyl radical, side by side with methyl radical, carbon dioxide and methyl benzoate, was also stabilized in an inert matrix as a product of UV photolysis of acetyl(benzoy1)peroxide [ 1121 (Pacansky and Brown, 1983). Of nine IR bands of the radical C6H5, intense absorption at 710cm-', which was shifted to 519 cm-' for the deuterium-labelled radical C6D5, has been assigned to out-of-plane C H deformation. The bands of the phenyl radical
V. A. KOROLEV AND 0. M. NEFEDOV
34
as well as the bands of the methyl radical disappeared when the matrix was annealed. Simultaneously an increase of intensity of the toluene absorptions was observed. The presence of methylbenzoate in the photolysate was explained as a result of the interaction of initially formed benzoyloxy radicals [113] with methyl radicals. At the same time the absence of phenyl acetate indicated that of the two primary photoproducts the benzoyloxy radical is a longer-lived intermediate than the acetyloxy radical [ 1141. An IR spectroscopic study of the radicals CF3, C2F5, C3F7 and i-C3F7 has been carried out. These radicals were formed as products of vacuum pyrolysis in a platinum reactor of the respective fluorinated iodoalkanes and were stabilized in argon matrices at 10-12K (Snelson, 1970b; Butler and Snelson, 1980a,b,c) as shown in (6).
IR absorptions of these species were assigned to fundamental modes by comparison with the spectra of stable perfluoroorganic compounds. Normal coordinate analysis of the perfluoroethyl radical was performed and the valence force field of C2F5was calculated (Snelson et al., 1981). Attempts have also been made to obtain the radicals (CF3),C and C6Fs as products of vacuum pyrolysis of (CF3)3CI and C6FsI (Butler and Snelson, 1980b). However, only perfluoroisobutene was observed in an IR spectrum of pyrolysis products of (CF3)&I. Thermolysis of C6FsI led to formation of CF,, CF3 and CF2 as a result of decomposition of the aromatic ring. This behaviour was explained as due to catalytic effects which take place on the platinum reactor surface. Alkyl radicals generated from azoalkanes as in (7) react with oxygen added to argon matrices giving alkylperoxy radicals. In this manner radicals RN=NR
n
-N?
R
=
R.
O? Ar. 12K
Me, Et, Pr', But
ROO.
(7)
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
35
MeOO (Ase et al., 1986), EtOO (Chettur and Snelson, 1987b), Pr'OO (Chettur and Snelson, 1987a), ButOO (Chettur and Snelson, 1987c) as well as the radical C F 3 0 0 (8; Butler and Snelson, 1979) were obtained when argon matrices containing pyrolytically generated alkyl radicals and 10% O2 were warmed to 30-35 K. Infrared spectra of 1602-, '*02and 160'80labelled peroxy radicals clearly showed a presence of two non-equivalent
oxygen atoms in these species. Subsequent irradiation (h>254 nm) of the alkylperoxy radicals resulted in their decomposition and formation of low molecular weight products CO, COz, H 0 2 , H 2 0 as well as carbonyl compounds R'R2C=0 (e.g. MeOO gave H,C=O, EtOO gave MeCH=O, and Pr'OO gave Me2C=O). Annealing of the matrices resulted in dimerization of the peroxy radicals giving unstable alkyltetroxides R ( 0 ) 4 R which were also characterized by IR spectroscopy. It should be noted that the 0-0 stretching mode frequencies of all the peroxy radicals studied lie in the narrow range 1092-1145cm-'. This is much higher than the 0-0 stretches of hydrogenated and perfluorinated alkyl peroxides (700800cm-'). At the same time the C - 0 stretching frequencies of the alkylperoxy radicals show considerable variation, decreasing overall by ~ 2 0 %(from 900 to 730 cm-') in the order primary>secondary>tertiary. This is opposite to the variation found for C - 0 stretching frequencies in aliphatic alcohols, which cover the range from 1000 cm-' (primary) to 1200 cm-' (tertiary). A normal coordinate analysis of peroxy radicals MeOO (Cyvin et al., 1986) and C F 3 0 0 (Snelson et al., 1981) has been performed and their valence force fields have been calculated. In particular, the values of the force constants of C - 0 and 0-0 bonds were estimated as -4.5 x lo2 N m-l and 4 . 8 5 x lo2 N m-', respectively. A number of hydrocarbon radicals having multiple bonds at the radical centre have also been trapped in inert matrices and studied by IR spectroscopy. Thus, ethynyl radical was obtained by vacuum UV photolysis (9) of matrix-isolated acetylene (Shepherd and Graham, 1987) as well as when acetylene and argon atoms excited in a microwave discharge were codeposited at 12 K (Jacox and Olson, 1987). An appearance of diacetylene bands was observed when the matrices were warmed up, while the absorptions of the radical C2H disappeared. Detailed isotopic studies of Dand 13C-labelledethynyl radicals showed a surprisingly low frequency of the C=C bond stretching vibration at 1846cm-' instead of c.2100cm-' for a true C=C triple bond (the band at 2104cm-' was attributed to the HC=CH
Ar' Or
VdCUUm
10 K
UV
HCrC.
(9)
V. A. KOROLEV AND 0. M. NEFEDOV
36
+
combination of v2 v3). This means that the bond order of the radical C=C bond is significantly lower than 3. On the other hand, abnormally high absorption value at 3610 cm-' assigned to the C-H stretching vibration (instead of c.3300 cm-' for terminal =C-H stretches) corresponds to C-H stretching vibrations at the C = C bond having a bond order higher than 3. In our opinion this assignment is not reasonable. Fourier transform isotopic (13C and D) studies of potential interstellar species - C4H.(butadiynyl radical) and C6H (hexatriynyl radical) - have also been carried out. The radical C4H was produced (10) by trapping of products from the vacuum UV photolysis of diacetylene (C4H2) or 1,3butadiene (C4H6) in solid argon at 1 0 K (Shen et al., 1990). Similarly the radical C6H was obtained (11) by vacuum UV photolysis of matrix-isolated
HC=CH
acetylene and 1,3-butadiene (Doyle et al., 1991). The bands at 3307 and 2084cm-' of the radical C4H have been assigned, respectively, to the v1 C-H stretching and y C=CH stretching modes. At the same time the terminal C=C stretches of both C4H and C6H radicals absorb, respectively, at 2024 and 1953cm-l. Thus, in contrast to the alkyl radicals mentioned above (p. 33) which have a stronger than ordinary C-'C bond at the radical centre, a tendency to weaken the C=C triple bond takes place in ethynyl radicals. The main difficulty in obtaining the vinyl radical is that the species easily loses the hydrogen atom and is converted into acetylene. Nevertheless, a very low concentration of the radical H2C= C H has been achieved (Shepherd et al., 1988) by vacuum UV photolysis of ethylene frozen in an argon matrix, and a Fourier transform IR study of this intermediate has been carried out. A variety of 13C- and deuterium-substituted ethylene parent molecules were used to form various isotopomers of vinyl radical. On the basis of its isotopic behaviour and by comparison with ab initio
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
37
calculations, a sole radical absorption observed at 900 cm-' has been assigned to the out-of-plane deformation mode p(CH2). When formic acid was codeposited at 14 K with a beam of excited argon atoms, formyl radical, HOCO, was produced (12) in sufficient yield for the IR detection of most of its vibrational fundamentals (Jacox, 1988). Detailed analysis of the matrix spectra of isotopically (D, 13C and "0) labelled formyl radical showed absorptions at 3603, 1844 and 1065 cm-', which correspond to the stretching vibrations of 0 - H , C=O and C - 0 bonds. H0 H-C,
Ar'or F.
OH
12 K
H0
.c,
OH
Normal coordinate analysis of the radical has been carried out and excellent agreement of experimental and calculated frequency values was obtained for the trans structure of HOCO. The sulfur analogue of formyl radical - dithioformyl, HSCS - was a predominant product of a reaction of hydrogen atoms and carbon disulfide (13) during their co-condensation in an argon matrix at 12K (Bohn et al., 1992). This reaction must have a surprisingly low activation energy because it proceeds spontaneously in solid argon at 18 K. Thus, IR bands, assigned H.+CS,
-2 Ar. I 2 K
.C 'SH
H.
* = 3 2 ~ 1 0 0 0nm
H-C,
2 SH
(13)
to the radical, were decreased in intensity by irradiation with UV light (A = 320-1000nm) and appeared again when the matrix was warmed up to 18 K to allow diffusion and reaction of trapped hydrogen atoms. Deuterium, I3C and 34S isotopic data as well as ab initio calculations of the structure and vibrational spectrum of HSCS were used to identify this species as trans-HSCS. Stretching vibrations of the intermediate exhibited absorptions at 2527 cm-' (S-H), 1275 cm-I (C=S) and 628 cm-' (C-S). The reaction of a second hydrogen atom with trans-HSCS in the matrix gave both cis- and trans-HC(S)SH, the sulfur analogue of formic acid. Owing to the large exothermicity of the reaction, the [cis]l[trans]ratio for dithioformic acid produced in the matrix cage was higher than the gas-phase thermal equilibrium ratio at room temperature. 4 Conjugated organic radicals: allyl, propargyl, benzyl and cyclopentadienyl types
Unsaturated conjugated organic radicals are another group of unstable molecules studied by matrix IR spectroscopy, pyrolytic mass spectrometry
V. A. KOROLEV AND 0. M. NEFEDOV
38
0
I
X = I, Br, CI, SiMe3 Scheme 4
and electron diffraction. These radicals have both a conjugated r-system and an unpaired electron, which should result in redistribution of the electron density affecting the bond character in these species. Therefore, the determination of their energetic and structural parameters is of great importance, especially in connection with structural investigations of r-ally1 and cyclopentadienyl metal complexes. The free allyl radical C3H5 [115] was obtained by vacuum pyrolysis (600-1000"C, 10-3-10-5Torr) of various precursors as shown in Scheme 4 (Mal'tsev et al., 1982a, 1983, 1984b; Bock et al., 1983; Maier et al., 1983). Increasing the pressure in the pyrolysis cell up to 10-'-1 Torr promoted secondary intermolecular transformations of the C3Hs radical, resulting in formation of propylene and 1,5-hexadiene (diallyl). Stabilization of the C3H5 radical in an argon matrix at 12 K enabled the determination for the first time (Mal'tsev et al., 1982a) of 17 IR bands of this radical (3107, 3051, 3040, 3019, 1602, 1477, 1463, 1389, 1317, 1284, 1242, 1182, 983, 973, 809, 801, 510 cm-'). A year later a similar matrix IR spectrum of the allyl radical was published by Maier, Bock and co-workers (Bock et al., 1983; Maier et al., 1983). In 1984 the matrix IR spectrum of C3D5 radical was obtained which displayed 11 bands (2285, 2214, 2209, 1263, 1062, 1018, 1007, 767,
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
39
Table 5 Vibrational assignment in IR spectra of free allyl and perdeuteroallyl radicals. ~
Vibrational frequencieskm-' CH2CHCH2 Vibration no. 1 13 2 3 14 15 4 16 17 5
18 6 10 8 11 7 9 12
Symmetry
Assignment
CD2CDCD2
Exp."
Exp.'
Calc.'
3105 3105 3048 3019 3019 1463 1463 1285 1477 1403 1389 1242 985
3107 3107 3051 3019 3019 1477 1463 1389 1284 1242 983 973
3109 3095 3056 3010 2998 1488 1466 1379 1275 1239 988 970 915 804 795 510 281 200
802 510
809 80 1 510
810
"Maier et at. (1983). "Mal'tsev et a f . (1982a). 'Mal'tsev
eta[.
Exp.'
2285 2214 2209 1062 1018 1007 1263 762 767 650 646
Calc.' 2312 2303 2263 2195 2194 1100 1053 978 1268 1151 744 815 757 634 596 420 196 151
(1984b).
762, 650, 646 cm-') (Mal'tsev et al., 1984b). Assignment of the bands in the IR spectrum was carried out (Table 5 ) and the valence force field was calculated. This analysis showed that the stretching frequencies of all the C-H bonds are in the region of ethylenic CH stretches (>3000 cm-'). The vibrational frequencies and the force constants of the carbon frame in the C3H5 radical [vas(CCC) 1284 cm-', v,(CCC) 1242 cm-', F(CCC) 5.8 X lo2 Nm-I lie between the corresponding values for a double C = C bond [.(C=C) 1640cm-', F(C=C) 9.0 x 102Nm-'] and a single C-C bond [.(C-C) 920 cm-', F(C-C) 4.5 x 102N m-'I. Later, successful determination of the molecular structure of the free allyl radical was achieved by high-temperature electron diffraction, augmented by mass spectrometry studies (Vaida et al., 1986). The structural parameters obtained for the allyl radical were: rcc 142.8 pm, r& 106.9 pm, act- 124.6", aCCH120.9". This was the first electron diffraction study of an unstable organic molecule. Comparison of IR and ED data for the C3H5 radical with IR and X-ray data of .rr-ally1 metal complexes shows that the formation of such complexes
40
V. A. KOROLEV AND 0. M. NEFEDOV
results in an increase of the v,,(CCC) frequency from 1284cm-' to 1380 or 1480cm-' and in shortening of the C-C bond from 142.8pm to 138.0pm. These changes may be explained by the transfer of electron density from the metal atom to a non-bonding orbital of the r-allyl system rather than to an anti-bonding orbital. The allyl radical [115] trapped in an argon matrix can be photolytically (A = 410 nm) converted into the cyclopropyl radical [116] (Holtzhauer et al., 1990). Dicyclopropane and cyclopropane were formed when the photolysed matrix was warmed from 18 to 35 K. The intermediate [116] was shown to be a v-type ( C , symmetry) and not a .rr-type (C2" symmetry) radical. Normal coordinate analysis of the radical [116] has been carried out and the IR band at 3118 cm-' has been assigned to the stretching vibration of the C-H bond at the radical centre. Perfluoroallyl radical, C3F5, was obtained by vacuum pyrolysis (850950°C, lop4Torr) of 175-perfluorohexadiene or of 3-iodopentafluoropropylene (14) and was studied by pyrolytic mass spectrometry (Kagramanov et al., 1983b) and by IR spectroscopy in an argon matrix (Mal'tsev et al., 1986). CF2= CFCF2CF2CF=CF2
WPC. IW'Torr , (CF2 -CFzCF2)'
CF2= CFCF2I
The ionization potential of C3F5 is 8.44 eV (cf. IP of C3H5 8.13 eV). Five bands were detected in the matrix IR spectrum of the C3F5 radical: 1498, 1350, 1215, 1008, 597 cm-'. A normal coordinate analysis has been carried out and force constants calculated. Comparison of the antisymmetric stretching frequency of the carbon skeleton [va,(CCC) 1498 cm-'1 of C3F5 and the force constant of its CC bonds [F(CCC) 5.0 x lo2 N m-'1 together with the corresponding values in C3H5 (1284 cm-I and 5.8 X lo2 N m-') and the frequency and the force constant values in perfluoropropylene (1795 cm-' and 7.8 X lo2 N m-') show a substantial weakening of the C-C bonds in C3F5 compared with perfluoropropylene, and in insignificant weakening compared with the allyl radical (Baskir, 1989). Propargyl radical was produced by vacuum pyrolysis (900-1O5O0C, lop4lop5Torr) of propargyl iodide or of dipropargyl oxalate (Korolev et al. , 1989) and it was frozen into an argon matrix at 1 2 K (15). Twelve bands were observed in the matrix IR spectrum of the C3H3 radical [only three bands were recorded earlier (Jacox and Milligan, 1974) for this radical]: 3307, 3111, 3026, 2080, 1440, 1369, 1061, 1017, 686, 618, 532, 482cm-'. Based on the experimental IR spectrum, a normal coordinate analysis has been carried out and a valence force field calculated (Table 6). Stretching frequencies of the carbon skeleton [v(C-C) 2080cm-' and .(C-C)
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
41
HCECCH~I
1017cm-'], as well as calculated values of the force constants [F(C=C) 15.05 X lo2N m-', F(C-C) 6.53 X 102N m-'1 show a weakening of the triple bond and strengthening of the C-C bond in the propargyl radical due to electron density delocalization in the conjugated system [cf. for methylacetylene HC-CCH3: v(C-C) 2142 cm-', F(C=C) 15.8 x lo2 Nm-'; .(C-C) 931 crn-l, F(C-C) 5.12 x lo2 N m-'I. Vacuum pyrolysis of iodoacetonitrile (16) proceeds similarly to that of propargyl iodide and leads to the corresponding cyanomethyl radical, C2H2N, which was studied by low-energy mass spectrometry in the gas phase and by IR spectroscopy in an argon matrix (Nefedov, 1991a,b). Contrary to one author, who observed only one IR band of this radical at 664cm-' (Jacox, 1979), we have succeeded in detecting seven bands: 3142, 3044, 2087, 1431, 1025, 1021, 664cm-l. The bands at 2087 and 1021cm-' were assigned to the stretching of the C-N bond and C-C bond, respectively. These frequencies and the calculated values of the force Table 6 Vibrational assignment of the IR spectra of the free propargyl radical" and methylacetylene.
H C s C - CH2'
HCsCCH3
vtcm-' Symmetry
Assignment
Exp.
Calc.
3307 3111 3026 2080 1440
3307 3111 3026 2080 1443
1062 1017 686 618 532 482
1061 1016 684 618 529 484 423
-
"Korolev et al. (1989).
10-2Fl N m-l
vlcm-' Exp .
10-2Fl N m-l
5.84
3334 3008 2941 2142 1440, 1382 1052 931 633
6.44
15.05
6.53
328
15.8
5.12
42
V. A. KOROLEV AND 0. M. NEFEDOV
Table7 IR spectra and force constants of the free cyanomethyl radical" and acetonitrile.
N=C-CH2'
NEC-CH~ v/cm-'
Symmetry
Assignment
10-2F/ N m-'
Exp.
Calc.
3142 3044 2087 1431
3142 3044 2086 1431
15.09 0.31
1025 1021 664
1025 1020 664 428 419
6.82 0.14 0.44 0.40
0.52
v/cm-' Exp .
3010 2954 2267 1388, 1412 1059 918 378
lO-'Fl N m-'
17.5 0.47
0.72 5.14 0.19
"Nefedov (1991a,h). Bold entries show a weakening of the CN bond and strengthening of the CC bond as a result of electron delocalization in the radical in comparison with acetonitrile.
constants [F(C=N) 15.09 x lo2 N m-', F(C-C) 6.82 x lo2 N m-l (Table 7)] show, as in the propargyl radical, a weakening of the C=N and strengthening of C-C bonds caused by delocalization of electron density [cf. for acetonitrile N=C-CH3: v(C=N) 2267 cm-', F(C=N) 17.5 x lo2 N m-'; .(C-C) 918 cm-', F(C-C) 5.14 X lo2 N m-'I. This conclusion is indirectly supported by the high values of the stretching frequencies of the CH bonds [vas(CHz)3142 cm-' and vs(CH2) 3044 cm-'1 which are found in the region of the C-H stretchings in ethylene. Benzyl radical, C6H5CH2, and its deuterated analogues (C6H5CD2, C6D5CH2)were obtained by vacuum thermolysis of dibenzyl derivatives or by pyrolysis of the corresponding benzyl bromides (17) (Baskir, 1989).
The following frequencies were recorded in the matrix IR spectra of benzyl radicals: C6HsCH2: 3111, 3069, 1469, 1466, 1409, 1305, 1264, 1015, 948, 882, 862, 710, 667, 466 cm-'; C6H5CD2:1468, 1440, 1289, 1030, 880, 752, 668 cm-I; C6DSCH2:1410, 1201, 821, 811, 759, 711, 519cm-'.
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
43
GFsCF~I 750°C. lO-'Torr
c,F~CF~
40 K
C,F~CF~CF,C~F~
Scheme 5
Warming the matrix up to 40K resulted in the disappearance of the radical bands and the appearance of the corresponding toluene or dibenzyl bands. Perfluorobenzylradical has been obtained similarly (Scheme 5) by vacuum pyrolysis of perfluorobenzyl iodide or of perfluorodibenzyl (Baskir et al., 1989). The matrix IR spectrum of C6F5CF2radical contained the following bands: 1597, 1501, 1485, 1312, 1267, 892 cm-'. Upon warming of the matrix from 1 2 K to 40K the disappearance of these bands and the appearance of perfluorobibenzyl bands were observed. Based both on the determined isotopic shifts and the comparison of the radical IR spectrum with the spectra of various substituted benzenes, the bands have been assigned to the normal modes and the force field of the benzyl radical calculated (Table 8). The increase of the exocyclic C-C bond stretching frequency from 1208cm-' in toluene to 1264cm-' in the benzyl radical and the simultaneous decrease of the C-C ring bond stretching frequencies (from 1494 and 1460 cm-' to 1469 and 1446 cm-', respectively) result from electron density delocalization in the benzyl system. Furthermore, the force constant value for the C-C bond in the C6H5CH2 radical (5.5 X 102Nm-') is between the values for the ordinary C-C bond (4.5 x lo2 N m-') and the double C = C bond (9.0 X lo2 N m-') and is close to the corresponding force constant in the ally1 radical (5.8 X lo2N m-'). Compared with perfluorotoluene the stretching vibration frequency of the exocyclic C-C bond in perfluorobenzyl radical increase (from 1237 to 1267 cm-') whereas the stretchings of benzene ring decrease (from 1657, 1525 and 1510 to 1597, 1501 and 1485 cm-'). Finally, the cyclopentadienyl radical, C5H5, was obtained by vacuum pyrolysis (970"C, Torr) of bis(cyc1opentadienyl)nickel (18) and it was frozen into an argon matrix at 1 2 K (Nefedov, 1991a,b; Korolev and
V. A. KOROLEV AND 0. M. NEFEDOV
44
Nefedov, 1993). Only three bands (3079, 1383, 661cm-I) of the four possible ones for this highly symmetrical molecule (D5,,) have been found in the IR spectrum. The band at 1383 cm-’ belongs to a stretching of the C-C bond in C5H5. Comparison of this band with the corresponding band in the IR spectra of the cyclopentadienyl ligand of .rr-complexes (1410-1435 cm-l) and of free cyclopentadienyl anion (1455cm-’) (Table 9) leads to the conclusion that contrary to olefinic systems, the C-C bond stretching frequencies increase in the order: C5H5 (radical)+.rr-C5H5 (ligand)+C5H5(anion) due to an increase in the aromaticity of the cyclopentadienyl system.
Table8 IR spectra of free benzyl and perfluorobenzyl radicals, toluene and perfluorotoluene. ~
vlcm-’ Assignment
PhCHza
v/cm-’
PhCH3
Assignment
C6F5CF/
C6F5CF3
1597 1501 1485
1657 1525 1510 1434
3111 3069 1469 1446 1409 1305 1264 1015 948 882 762 710 667 466
2952 3063 1494 1460 1380 1331 1208 1030
1312 1267
1040 893 728 -
695 464
892
1350 1237 1192 1154 1090 994 875 714
“Baskir (1989); Baskir et al. (1993). bBaskir et al. (1989). Bold entries signify results discussed in the text.
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
45
Table 9 IR spectra of free cyclopentadienyl radical,“ cyclopentadienyl ligand and free cyclopentadienyl anion.
Assignment 3079
3075-3100
3039
1383
1410-1435 1000-1010
1455
66 1
770-825
1003 710
“Nefedov (1991a,b); Korolev and Nefedov (1993).
5 Unstable compounds with double-bonded silicon and germanium atoms (silenes, silanones, germanones, germathiones)
Compounds containing double-bonded silicon and germanium atoms are the nearest analogues of olefins, ketones and thioketones. However, most of them are very unstable and highly reactive species. The first successful stabilization of a silene, Me2Si=CH2 [117], in an argon matrix was achieved in experiments on the vacuum pyrolysis of 1,l-dimethylsilacyclobutane[118] (Mal’tsev et al., 1976b). The IR spectra of the silene [117] and some of its deuterated analogues have been recorded
P181
[1171
and their full assignment made (Mal’tsev et al., 1976b, 1977a, 1982b, 1984a; Nefedov et al., 1980; Khabashesku et al., 1983). The bands at 642.9, 817.5, 825.2, 1003.5, 1251.0, 1259.0cm-’ were assigned to [117]. The band at 1003.5 cm-I was specifically assigned to the silicon-carbon double bond stretching vibration. The force constant for the Si=C bond turned out to be 5.6 x lo2N m-’. The value is considerably higher than 3.06 X lo2 N m-l for a silicon-carbon single bond and is close to that of well-studied phosphonium ylides, called “salt-free ylides” (5.59 x lo2 N m-’). This similarity between Si=C and P=C rather than between Si=C and C = C reflects a certain polarity of the silicon-carbon double bond. It was also confirmed by reactions of silenes with polar trapping agents an& by ab initio calculations (Ahlrichs and Heinzmann, 1977; Apeloig and Karni, 1984). According to Siebert’s rule the calculated order of the Si=C bond is 1.62 (Siebert, 1953). A first attempt in argon matrices to stabilize silenes H2Si=CH2 and C12Si=CH2, which do not have multiatomic substituents at the silicon atom,
V. A. KOROLEV AND 0. M. NEFEDOV
46
CF, [1191
R
=
H, D, C1, Me
was performed in 1979 (Mal'tsev et af., 1979). However, at 7O0-80O0C, the starting compounds, silacyclobutane and 1, l-dichlorocyclobutane, decomposed to low-molecular hydrocarbons (CH4, C2H2, C2H4, etc.) as well as SiC12 (in the case of the second parent molecule). Probably this occurred due to the lower thermal stability of H2Si=CH2 and C12Si=CH2 in comparison with Me2Si= CH2. Nevertheless, the silenes R2Si=CH2 (R = H, D, C1, Me) were stabilized in argon matrices at 10 K as products of pyrolysis (19) of 6-silabicyclo [2,2,2]octa-2,5-dienes [119] (Maier et al., 1981, 1984b,c; Reisenauer et af., 1982). In contrast to silacyclobutanes, the compounds [119] decompose at lower temperatures, about 500°C. The values of the IR and UV absorptions of the silenes H2Si=CH2, D2Si=CH2, C12Si=CH2, and MeSiH=CH2, which were obtained in this manner, have been reported. An assignment of the vibrational bands of the silenes H2Si=CH2, D2Si=CH2 and C12Si=CH2 has been made on the basis of ab initio calculations of the spectra of these molecules. In particular, it was found that Si = C double bond stretching vibrations exhibit absorptions in the region near 1000 cm-' (H2Si=CH2, 985 cm-'; D2Si=CH2, 952 cm-'; C12Si=CH2, 1008 cm-'). These conclusions were confirmed later (Maier et al., 1984b). Matrix IR spectra of various silenes are important analytical features and allow detection of these intermediates in very complex reaction mixtures. Thus, the vibrational frequencies of Me2Si=CH2 were used in the study of the pyrolysis mechanism of allyltrimethylsilane [120] (Mal'tsev et al., 1983). It was found that two pathways occur simultaneously for this reaction (Scheme 6). On the one hand, thermal destruction of the silane [120] results in formation of propylene and silene [117] (retroene reaction); on the other hand, homolytic cleavage of the Si-C bond leads to the generation of free allyl and trimethylsilyl radicals. While both the silene [117] and allyl radical [115] were stabilized and detected in the argon matrix, the radical SiMe3 was unstable under the pyrolysis conditions and decomposed to form lowmolecular products. The IR spectrum of another silene homologue, trimethylsilaethene [ 1211, Me2Si=CHMe, was recorded after matrix stabilization of the products of
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
47
+ Me2Si=CH2 ~171
+ .SiMe3 [ll5]
I
C H 3 , CH4, C2H2, C2H4, Si Scheme 6
UV photolysis (Chapman et al., 1976; Chedekel et al., 1976) and vacuum pyrolysis (Mal’tsev et al., 1980) of trimethylsilyldiazomethane [ 1221. The silene formation occurred as a result of fast isomerization of the primary reaction product, excited singlet trimethylsilylcarbene [1231 (the ground state of this carbene is triplet). When the gas-phase reaction mixture was diluted with inert gas (helium) singlet-triplet conversion took place due to intermolecular collisions and loss of excitation. As a result the final products [124] of formal dimerization of the triplet carbene [123] were obtained. Nowadays silenes are well-known intermediates. A number of studies have been carried out to obtain more complex molecules having Si=C double bonds. Thus, an attempt has been made to generate and stabilize in a matrix l,l-dimethyl-l-silabuta-1,3-diene[125], which can be formed as a primary product of pyrolysis of diallyldimethylsilane [1261 (Korolev et al., 1985). However, when thermolysis was carried out at 750-800°C the absorptions of only two stable molecules, propene and 1 , l dimethylsilacyclobut-2-ene [ 1271, were observed in the matrix IR spectra of the reaction products. At temperatures above 800°C both silane [126] and silacyclobutene [127] gave low-molecular hydrocarbons, methane, acetylene, ethylene and methylacetylene. A comparison of relative intensities of the IR Me3SiCHN2
A or hu -Nz
Me3Si-CHS
Me3Si -CHT
Ar, 10K
-
Me2Si =CHMe
Me,SiCH =CHSiMe3
48
V. A. KOROLEV AND 0. M. NEFEDOV
bands of these molecules showed intermediate formation of the silabutadiene [125] in these reactions. It is probable that this species easily converts to [127] at temperatures below 800°C7but above 800°C it is thermally unstable and is decomposed to low-molecular products. A matrix isolation IR study of cyclic siladienes was more successful (Khabashesku et al., 1992). At first, unstable l-sila~yclopenta-2~4-diene (1281 was generated by vacuum pyrolysis (800°C; 10-3-10-5 Torr) of 5-silaspiro[4.4]nona-2,7-diene [ 1291 or pyrolysis and photolysis (A = 248 nm) of 1,l-diazido-l-silacyclopenta-2,4-diene [130]; it has been studied by UV and IR spectroscopy in an argon matrix at 12K. The UV band at A,,, = 278nm and nine IR bands (including two sp3 Si-H stretching vibrations at 2175 and 2144cm-') have been recorded in matrix spectra of [1281. Reversible photochemical interconversion of [1281 with silacy-
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
[ 135a]-[ 135~1
49
[137a], [137c]
a: R = H, R' = AcO b: R = H, R' = CHz=CHCHz c: R = Me, R' = CHzCHCHz
clopentadienes [131] and [132] as well as 1-silacyclopenta-1,l-diyl[133] has been observed after irradiation of the matrix at various wavelengths. Thus, irradiating [128] with broad-band UV light (A = 260-390 nm) leads to [133] (UV bands at 250 and 480nm) and traces of [131] and [132]. Further irradiation of the matrix with 488 nm visible light resulted in gradual removal of the bands of [133] and appearance of an absorption at 296 nm which has been attributed to [132]. Finally, the band at 270nm assigned to (1311 was observed in the matrix UV spectra of 308 nm photolysis products of [128]. According to ab initio calculations at the 6-31G* level, the IR bands at 936 and 929 cm-' are attributable to the Si=C stretching vibrations in [131] and [132], respectively, and are lower than those in unconjugated silenes (cf. 989 cm-' in MeSiH=CH2). This, together with the red-shifted UV absorptions of [131] and [132] (in comparison with silenes), provides evidence of the presence of Si=C-C=C .rr-conjugation in [131] and [132]. Similar studies of molecules having a Si=C double bond in a silahexatriene ring have also been carried out. An analysis of matrix IR spectra of pyrolysis products of various parent compounds (l-silacyclohexa-2,5-diene [134] (Maier et al., 1982, 1984a) , l-acetoxy-l-silacyclohexa-2,4-diene [ 135al and l-allyl-l-silacyclohexa-2,4-diene [ 135bl (Maier et al., 1980, 1984a) as well as the composition of eliminated molecules (H2, AcOH and C3H6, respectively) led to the conclusion that the intermediate which was observed in these reactions is silabenzene [137a]. At the same time, silatoluene [137c] was generated by pyrolysis of l-methyl-l-allyl-l-silacyclohexa-2,4-diene [135c] (Kreil et al., 1980). Unfortunately normal coordinate analysis of silabenzene and silatoluene has not been made in spite of great interest in the changes of their vibrational frequencies in comparison with those of benzene and toluene. Nevertheless, UV-vis absorption spectra of silabenzene and silatoluene show red shifts of their bands relative to those of benzene. These shifts in the longer wavelength region are typical for other aromatic heterocycles (e.g. for phospha-, arsa- and stibabenzenes in comparison with pyridine). Thus, UV spectra of silabenzene and silatoluene are in agreement with the presence of a silicon atom in the cyclic aromatic system.
V. A. KOROLEV AND 0. M. NEFEDOV
50
UV irradiation (A>320 nm) of matrix-isolated silabenzene [137a] led to the disappearance of its absorptions and the appearance of bands of other unstable molecules, which were assigned to Dewar silabenzene [138]. This assumption is roasonable because sp3 hybridization of the silicon atom is preferable to sp2 hybridization and favourable to the stability of [ 1381. Besides, according to calculations the energy differences between monocyclic [137a] and bicyclic [138] structures decrease from C6H6 (314 kJ mol-') to silabenzene C5SiH6 (125 kJ mol-').
[ 137al
~381
A number of relatively stable silenes with bulky substituents are known at present, but stable silanones have not been isolated till now. Their instability, like that of silenes, is caused by a kinetic factor, according to various calculations. Thus, cyclooligomerization of silanones should proceed with zero activation barrier (Kudo and Nagase, 1985). The first inorganic silanones, C12Si=0 and F2Si=0, were obtained by UV irradiation of argon matrices containing silicon monoxide and halogens (Schnockel, 1978, 1980a,b). The first organic silanone, Me2Si=0, was detected by IR as one of the products of vacuum pyrolysis of the 6-oxa-3-silabicyclo[3.1 .O]hexanes [ 1401 (Khabashesku et al., 1986). The bands at 1244, 1240, 1210, 822, 798, 770, 657 cm-' in the matrix IR spectra were assigned to this intermediate, and a full assignment of various vibration modes was made on the basis of IR spectra of isotopically labelled species (Khabashesku et al., 1986, 1988a,b) (Table 10). As follows from the force field calculations, the Si =0 stretching vibrations for both isotopomers are very characteristic; the contributions of the potential energy of Si= 0 stretching to vibrations at 1210 cm-' (Me2Si=0) and 1215 cm-' (Me2Si=O-d6) are about 90%. Slightly later Me2Si=0 was produced in inert matrices by cophotolysis of Me2SiH2 and Me3SiH with ozone (Withnall mwwc, I O - ~ T O ~ Ar. 12K
/ /
Me Me ~401 R = H, Me
Me2Si=0 [I391
40K
(Me2SiO)3 ~411
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
Table 10 Vibrational assignment in dimethylsilanone-d6.'
IR
51
spectra of
(CH3)2Si=0 v/cm-' Symmetry
Exp.
dimethylsilanone and (CD&Si=O
v/cm-'
Calc.
PED/%b
Exp.
Calc.
1397 1395 1395 1395 1247
966(CH3) 96 S(CH3) 96S(CH3) 96 S(CH3) 54 W H 3 ) , 46 P(CH3) 56 S(CH3), 42 P(CH3) 89 v(Si=O) 57 v(Si-C), 41 P(CH1) 96 P(CH3) 96 P(CH3) 96 P W 3 ) 55 P(CH3), 44 v(Si-C) 86 4%-C)
1032
1007
1011 1008 1007 1007 976
995
973
1215 685
1217 638
67 1
611 594 592 773
B1
1240
1235
Al
Bl
1210 822
1218 848
B2 Al
798
A2 Bl
770
810 808 795 772
Al
657
657
712
PEDI%~
581
"Khabasheskuet a / . (1986, 1988a,b). bPotential energy distribution.
and Andrews, 1986). The frequencies obtained for Me2Si=0 were in good agreement. In each experiment an unstable dimer (Me2Si0)2 was also observed in addition to other pyrolysis products. The presence of (Me2Si0)2 was confirmed by mass spectroscopic study (Tamas et al., 1988). At a pyrolysis pressure higher than Torr the bands of Me2Si=0 were not observed, whereas the bands of (Me2Si0)2 were more intense, indicating that dimerization of dimethylsilanone took place. Dimethylsilanone has also been detected in the matrix IR spectra of the pyrolysis products of siloxy compounds [142] and [143] (Khabashesku et al., 1988~).
V. A. KOROLEV AND 0. M. NEFEDOV
52
Table 11 Thermal and kinetic stability of silanones. Thermal stability of silanones R2Si=O+ SiO + 2R Initial temperature"of silanone decompositionPC Kinetic stability of silanones Initial dimerization pressure/Torr
PhzSi=O
Me2Si=0
(MeO)$i=O
900
850
800
(MeOhSi=O >lo-'
PhzSi=O >10-2
Me2Si=0 >5 x 10-4
The calculated force constant for the Si=O bond in MezSi=O is 8.32 x 102N m-'. This agrees with similar parameters for X2Si=0 (X = C1, F) being equal to 9 x lo2N rn-l (Schnockel, 1978, 1980a,b), whereas the force constant of the S i - 0 single bond is roughly 5.3 x 102Nm-'. The calculated order of the Si=O bond is 1.45. In order to study the influence of substituents on the spectral behaviour and on the thermal and kinetic stability of silanones, two new organic silanones, dimethylsilicate [ 144al and silabenzophenone [ 144b], have been examined. These were obtained in the vacuum pyrolysis of the corresponding epoxides [145a] and [145b] (Khabashesku et al., 1988~).
-
R,Si=O
40K
(R2Si0)3
[144a], [144b] [145a], [145b] a: R = M e 0 b: R = Ph
It has been found that, among the silanones studied, silabenzophenone seems to be the most thermally stable while dimethyl silicate is the kinetically most stable (Table 11). An attempt to obtain and stabilize dimethylsilathione, Me2Si=S [146], in an inert matrix has been made by pyrolysis of hexamethylcyclotrisilatrithiane [ 1471 and 3,3-dimethyl-3-silathietane [148] (Gusel'nikov et al., 1983). However, thermolysis of [147] led to the formation of only the cyclodimer of Me2%= S, tetramethyldisiladithietane [149]. At the same time, the compound [ 1481 was decomposed giving 1,l-dimethylsilaethene (Me2Si=CH2), thioformaldehyde (H2C=S) and the dimer [149], which were detected in the matrix IR spectra of the pyrolysate. The bands of the silathione have not been found.
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
-
s'%Me2 .
Me&"
I
53
-
A
I
KSj/S Me2
[MezSi=S]
Me2Si-S
I 1
S--SiMe2
\
[I471
S
Me2Si=CH2
A
[
__t
H2C=S +
a i M e 2
[149]
r1iMe2]
Recently the first silathione C12Si=S has been generated (20) and stabilized in an argon matrix (Schnoeckel et al., 1989). hu
hu
SiS+ C12
C12Si=S
Ar. 1 2 K
SiCh + COS
(20)
v (Si=S) 805.6 cm-'
Some years ago the first inorganic germanone, F2Ge= 0, was produced by reaction of GeO with F2 in an argon matrix under photolysis, and v(Ge=O) was found to be 989.9cm-' (Schnoeckel, 1981). Recently three new inorganic germanones have been characterized (Withnall and Andrews, 1990). The first organic germanone MezGe =0 [ 1501 was successfully detected upon vacuum pyrolysis of the 6-oxa-3-germabicyclo[3.1 .O]hexanes [151] (Khabashesku et al., 1990a,b). Seven bands at 1241, 1231, 972, 796,606,524 and 465 cm-' were assigned to the germanone [150] (Table 12). The force constant for the G e = O bond has been calculated to be 7.2 x lo2 N m-' [cf. F(Ge=O) in GeO is 7.34 X 1O2Nrn-' (Ogden and Richs, 1970)l. The calculated order of the G e = O bond is 1.75 and its frequency is 972 cm-'.
800-850"C. 10'3Torr Ar, 12 K
Ge
/ /
Me
Me
[1511 R = H, Me
* MezGe = 0 [1501
40K
(Me2GeO)3
V. A. KOROLEV AND 0. M. NEFEDOV
54
Table 12 Vibrational assignment in the IR spectrum of dimethylgermanone Me2Ge=0.'
Vibrational frequencies/cm-' Exp.
Calc.
Potential energy distribution/%
1241 1231 972 796 606 524 465
1237 1233 972 796 606 526 455
53 a(CH3), 47 p(CH3) 53 a(CH3), 48 p(CH3) 97 v( Ge =0) 97 P(CH3) 88 v( Ge -C) 96 v( Ge -C) 100 4CGeC)
"Khabashesku et al. (1990a,b).
By using epoxysilacyclopentane [1521 and epoxygermacyclopentane [ 1531 as suitable precursors of Si=O and Ge=O containing species, attempts have been made to generate in the gas phase the monomeric S i 0 2 and G e 0 2 , produced earlier by reactions in inert matrices at 10-20 K (Bos et al., 1974; Schnoeckel, 1978). Monomeric Si02 has been stabilized in an argon matrix (band at 1419cm-'), but G e 0 2 could not be detected, although the band of monomeric GeO at 976 cm-' was found in the matrix IR spectra of the pyrolysis products. Recently the first germathione, Me2Ge= S, was obtained independently (Barrau et al., 1989a) and (Khabashesku et al., 1989, 1991) in an argon matrix by vacuum pyrolysis of (Me2GeS)3 (21). The IR bands assigned to Me2Ge=S by both groups are basically in agreement. As follows from the force field calculations (Table 13), the Ge=S stretching vibration is Me
/
70&11WC, lo-' Torr
O=Si=O
Ar, 12K
Me
/
8oo-9o(pc,10-3 TO^ +
Ar, 12K
Me
11531
[O=Ge=O]
-
(GeO&
+ GeO
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
55
(MezGeS)2+ MezGe=S
45 K
non-characteristic due to a strong mixing with the symmetrical Ge -C vibration, which results in splitting into two frequencies at 606 and 518 cm-', with the greatest contribution of v(Ge=S) stretching in the latter. Mass spectrometric study of the pyrolysis of (Me2GeS)3 has resulted in the determination of the ionization energy of Me2Ge=S (8.63 & 0.1 eV), practically coinciding with that obtained earlier by photoelectron spectroscopy (8.60 eV) (Guimon et al., 1985). Matrix IR and Raman spectra of tetramethyldigermethene, Me2Ge= GeMe2, which was obtained by pyrolysis (140-200°C) of compound [154], have been recorded (Bleckmann et al., 1984). Since this intermediate GeMe2
14C-20o"C Ar or
-
Nz.10 K
Me2Ge=GeMe2+ Ph
Table 13 Vibrational assignment in the IR spectra of dimethylgermathione Me2Ge=S .
Vibrational frequencies/cm-' Exp."
1390 1229 850 761 753 605 u(Ge =S ) 516
EX^.^
Calc.b
1407 1407 1392 1237
1382 1382 1382 1231
1231
1227
850 809 765 606
812 809 806 605
574 518
573 518
"Barrau et al. (1989a). bKhabashesku et al. (1989, 1991).
Potential energy distribution/% 99 a(HCH) 99 a(HCH) 99 a(HCH) 53 a(HCH), 49 P(HCGe) 51 a(HCH), 50 P(HCGe) 95 P( HCGe) 97 P(HCGe) 97 P(HCGe) 43 u(Ge=S), 52 u(GeC) 99 v(GeC) 56 v(Ge =S ) , 36 u(GeC)
56
V. A. KOROLEV AND 0. M. NEFEDOV
has a symmetrical Ge=Ge double bond, its vibration is inactive in the infrared. The frequency value (404 cm-') measured by Raman spectroscopy is significantly higher than that of a Ge-Ge single bond (270-300 cm-').
6 Conclusions The results described in this review show that matrix stabilization of reactive organic intermediates at extremely low temperatures and their subsequent spectroscopic detection are convenient ways of structural investigation of these species. IR spectroscopy is the most useful technique for the identification of matrix-isolated molecules. Nevertheless, the complete study of the spectral properties and the structure of intermediates frozen in inert matrices is achieved when the IR spectroscopy is combined with UV and esr spectroscopic methods. At present theoretical calculations render considerable assistance for the explanation of the experimental spectra. Thus, along with the development of the experimental technique, matrix studies are becoming more and more complex. This fact allows one to expect further progress in the matrix spectroscopy of many more organic intermediates.
References Ahlrichs, R. and Heinzmann, R. (1?77). J. Am. Chem. SOC. 99, 7452 Ammann, J., Subramanian, R. and Sheridan, R. S. (1992). J. Am. Chem. SOC. 114, 7592 Apeloig, Y. and Karni, M. (1984). J. Am. Chem. SOC. 106, 6676 Arrington, C. A., Klingensmith, K. A., West, R. and Michl, J. (1984). J. Am. Chem. SOC. 106, 525 Ase, P., Bock, W. and Snelson, A. (1986). J. Phys. Chem. 90, 2099 Baird, M. S., Dunkin, I. R., Hacker, N., Poliakoff, M. and Turner, J. J. (1981). J . Am. Chem. SOC.103, 5190 Barrau, J., Balaji, V. and Michl, J. (1989a). Organometallics 8, 2034 Barrau, J., Bean, D. L., Welsh, K. M., West, R. C. and Michl, J. (1989b). Organometallics 8, 2606 Baskir, E. G. (1989). Ph.D. Thesis. Institute of Organic Chemistry. Russian Academy of Sciences, Moscow Baskir, E. G., Korolev, V. A., Mal'tsev, A. K., Ujszaszy, K., Tamas, J. and Nefedov, 0. M. (1989). Izv. Akad. Nauk SSSR. Ser. Khim. 818 Baskir, E. G., Korolev, V. A., Mal'tsev, A. K., Khabashesku, V. N. and Nefedov, 0 . M. (1993). Izv. Akad. Nauk. Ser. Khim. 1499 Bell, G. A. and Dunkin, I. R. (1985). J. Chem. SOC., Faraday Trans. 2 81, 725 Bleckmann, P., Minkwitz, R., Neumann, W. P., Schriewer, M., Thibud, M. and Watta, B. (1984). Tetrahedron Lett. 25, 2467 Bock, H., Mohmand, S., Hirabayashi, T., Maier, G. and Reisenauer, H. P. (1983). Chem. Ber. 116, 273.
MATRIX IR SPECTROSCOPY OF INTERMEDIATES
57
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Acid-Base Behaviour in Macrocycles and Other Concave Structures ULRICHLUNING Institut fur Organische Chemie, Christian-Albrechts-Universitatzu Kiel, Federal Republic of Germany
1 Introduction 2 Bases on the inside Polyazamacrocycles and cryptands Pyridines 1,lO-Phenanthrolines 3 Acidic centres on the inside Macrocycles containing intra-annular carboxylic acids Macrocycles containing intra-annular sulfinic or sulfonic acids Intra-annular phenols 1,3-Diketones 4 Macrocycles with both acidic and basic functionalities General remarks One intra-annular acid-base function Intra-annular acids and bases only 5 Hydrogen bonding 6 Closing remarks References
63 65 65 73 83 86 86 95 97 101 103 103 104 105 107 110 112
1 Introduction
Soon after the first syntheses of macrocyclic ligands (Curtis, 1960; Pedersen, 1967), functional groups were attached to or incorporated into macrocycles. The synthesis of macrocycles boomed in the 1970s (Patai, 1980; Gokel and Korzenowski, 1982) and almost all conceivable functional groups were introduced. In many cases these functions were acids or bases, but usually the connection was not an incorporation but an attachment. In addition, the functional groups were attached in a very flexible way. Therefore the properties of the acid-base groups of these substituted macrocycles hardly differed from those of the same functional group'' in a non-macrocyclic molecule. If the functional group is on the inside, however, the situation is different because the surrounding macrocycle can have an influence on the functional group. In this review, we will discuss the acid-base properties of acids or 63 ADVANCES IN PHYSICAL ORGANIC CHEMISTRY VOLUME 30 ISBN 0-12-033530-1
Copyright 0I995 Academic Press Limited All rights of reproduction in any form reserved
u. LUNING
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bases within a macrocycle, i.e. of intra-annular proton donors and acceptors. This review is focused on the word “in”. As we shall see, most molecules with in-functional groups are macrocyclic but they need not be so. Other geometries like clefts may also be used. However, as will become obvious in this review, concave geometries have been studied with macrocycles almost exclusively. Because acid-base properties on the inside of molecules will be discussed, those macrocycles (and related compounds) which possess functional groups hanging on the outside of the ring, e.g. lariat ethers or substituted polyazamacrocyles (Kaden, 1984; Gokel, 1991, 1992), will be mentioned only briefly. From the large group of azamacrocycles only a small fraction will be discussed in detail because the basic functionality rarely is located in a defined in-position. An in-geometry can be ensured by appropriate substitution of the building block which carries the acid-base functionality, for instance by using 2,6-disubstituted aromatic compounds like pyridines, 2,6-disubstituted benzoic acids or other 2,6-disubstituted phenyl derivatives (see Scheme 1). The use of 2,6-disubstituted arenes is sometimes called the “1,3-xylyl trick” and assures an intra-annular orientation.
COOH
x
Scheme 1
The interaction of macrocycles and other hollow molecules with guests has been reviewed very often (Lindoy, 1989; Vogtle, 1989, 1991; Izatt et al., 1991, 1992; Dietrich et al., 1993; an excellent list of other relevant literature can be found in Schneider, 1991). In this review, the focus will be on acid-base reactions (Sections 2 to 4) and on hydrogen bonding (Section 5). In water, the acidity of an acid usually is given as its pKa. The basicity of a base is defined as the acidity of its conjugate acid. An analogous pK, (solvent) can be defined when the measurements are undertaken in other solvents, but often the acid-base properties are given as log K values. While pKa implies the dissociation of the acid and is defined as the negative logarithm of the dissociation constant, in many cases log K values are given which correspond to an inverse pK,,. These log K values are the logarithms of the equilibrium constants for the protonation reaction rather than the dissociation. Therefore the numbers are the same but negative. In this review, the notation given in the original literature (log K, pKa, etc.) will be used.
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2 Bases on the inside POLYAZAMACROCYCLESAND CRYPTANDS
Countless macrocycles containing basic functionalities have been synthesized and, for a large number of compounds, pK, values have been determined (Patai, 1980; Gokel and Korzenowski, 1982; Kaden, 1984; Kimura, 1985; Lindoy, 1989; Vogtle, 1989, 1991; Gokel, 1991, 1992; Izatt et al., 1991, 1992; Dietrich et al., 1993). Usually, the basic function in these macrocycles is a nitrogen atom; the compounds are (po1y)azamacrocycles. But in azacrowns like [l] or cyclams [2] the in-orientation of the lone pair at the nitrogen atom is not assured. Murakami et al. (1991) synthesized the
R
PI polyazapolymacrocycle [3], but, even when protonated, it is capable of complexing hydrophobic guests. This indicates that, even in this polymacrocyclic molecule, the protonation and the solvation of the positive charges take place from the outside. Therefore most polyazamacrocycles behave as normal amines, a situation which has for instance been recognized by Lindoy (Anderegg el al., 1980), who has investigated closely related diazadioxamacrocycles [4] at 25°C in water and in 95% methanol. The ionization constants for the mono- and di-protonated macrocycles [4] were comparable to non-macrocyclic secondary amines (see Table 1). Many azamacrocycles, like cyclam [2] for instance, contain more than one nitrogen atom and therefore possess more than one pK,. Therefore, in the discussion of the basicity of these compounds, it is not only the in- and out-orientation of the lone pair or the proton, respectively, that has to be considered. There is also an influence of the first on the second, third, etc. protonation. The developing Coulomb repulsions are very sensitive to the charge separation. In 15-membered rings this phenomenon has been investigated in detail (Arnaud-Neu et al. , 1979).
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Compound [5a] is the open-chain analogue of [5b], but, if [5a] is diprotonated, the two positive charges can avoid each other. Therefore log K1 and log K2 values only differ by 0.8 units (see Table 2). For statistical reasons, the pKal and pKaZof a diacid with identical acidic functions differ by 0.6 p K , units. Thus in [5a] there is hardly any influence of the first on the second protonation.
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
67
Table 1 Equilibrium constants log K for the protonation of macrocyclic diamines [4] in water and methanol at 25°C.
Solvent 9.4-10.1 9.2-10.1
Water 95% methanol
6.0-8. la 5.0-8.1"
"log K2 depends heavily on the ring size (see below, discussion of Coulomb forces).
Table 2 Mono- and diprotonation of macrocyclic and non-macrocyclic diamines [5].
9.84 9.06
8.86 5.21
8.60 7.55
8.76 8.04
In macrocycle [5b] the difference between log K1 and log K2 is 3.6, reflecting the strong Coulomb repulsion between two neighbouring positive charges. When the nitrogen atoms have a larger separation as in the isomer [5c] the difference is smaller (l.l), and if the sulfur atoms are replaced by oxygen atoms it is even lower (0.7 in [5d]). The conformational problems (in versus out) in relation to ring size
I
Me
I
Me [5a1
u. LUNING
68
Table 3 pK, values in cryptands [6] in different solvents.‘
In water
In H20/MeOH
Cryptand[6] [X.Y.ZI
PKal
[1.1.1 [2.1.1 [2.2.1 [2.2.2 [3.2.2 [3.3.3 [2.2.C 3IC
-b
-
-
-
7.85 7.5 7.3 7.3 7.0
10.6 10.5 9.6 8.5 7.7
6.6 6.6 6.6 6.55
11.0 10.4 9.85 9.1
-
6.6
9.3
-
6.7
9.3
[l](R
=
-
Me)
-
~Ka2
PKd
-
~Ka2
-
“Lehn and Sauvage (1975); Lehn and Montavon (1978). bNo pK, values could be measured under comparable conditions (see discussion below). “One chain of the bimacrocycle is not a polyether chain but a (CH,), chain.
variation and the differing Coulomb interactions can be observed in most polyazamacrocycles (Fabbrizzi et al., 1986; Fenton et al., 1987). Cryptands (Lehn and Sauvage, 1975; Lehn and Montavon, 1978; Dietrich et al., 1993) and similar bimacrocycles’ show the same behaviour (Bencini et al., 1993). Table 3 lists pK, values of some cryptands [6]. When the cryptands [6] of Table 3 are compared with one another and with analogues it becomes obvious that the pK,, values depend very little on the structure but the pKa2 values do. Here again Coulomb repulsions lead to higher pKa2 values for smaller cryptands [6].
Two cryptands [6] show special behaviour: [2. . l l an1 [ 1.1.11. In contrast to the larger cryptands where a fast proton exchaige takes place between
’
The expression bimacrocycle (rrirnacrocycle or polymacrocycle) is used instead of macrobicycle (macrotricycle, etc.) because polymacrocycles can contain further, non-macrocyclic ring systems (e.g. aromatic rings).
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
69
the protonated and unprotonated species, the protonation and deprotonation kinetics of [2.1.1] and [1.1.1] are slow. With cryptand [2.1.1], the first protonation step is fast, while the second protonation is slow (Cox et al., 1982). In the crystalline state, the dication has an in&-conformation with hydrogen bonds between the oxygen atoms of the chains and the in-oriented protons on each bridgehead. For cryptand [1.1.1], no pKa values are listed in Table 3 because the diprotonated cryptand can only be deprotonated under extreme reaction conditions. Treatment for 18 days in 5N-KOH yielded less than 5% of monoprotonated [l.l.l].HCl (Cheney and Lehn, 1972). Only a long contact time with a hydroxide-loaded tetraalkylammonium resin could generate the monoprotonated cryptand [l.l.l].H+ from the diprotonated cryptand [1.1.1].2H+. The proton of this monocation exchanges quickly between the two nitrogen atoms within the cavity, but exchange with external D 2 0 is slow. The overall kinetics of the mono- and double-protonation of cryptand [1.1.1] are even more complicated because the two ions [as for any other bimacrocyclic diamine (Alder, 1990)] may exist as different conformers. Scheme 2 shows the protonated forms in five different conformations:* Monoprotonated: Diprotonated:
(o+i): one out-NH+ and one quickly inverting N (i+i): one in-NH+ and one quickly inverting N (o+o+):two OU~-NH+ (i+o+): one in-NH+ and one out-NH+ (i+i+): two in-NH+
The rates for protonation and deprotonation depend on the conformation and in some cases they are so small that no equilibrium constants could be measured properly. But in those cases where rate constants have been determined, some equilibrium constants have been calculated (Smith et al., 1981). While the protonation of an out-nitrogen atom occurs at a rate comparable to the protonation of other amine nitrogen atoms, the protonation of the in-nitrogen atoms is extremely retarded. The activation barriers for the formation of the )i'( [from (ii)] and (i+i+) [from (i+i)] conformers are c.110 kJ mol-l. Almost the same value was determined for the deprotonation of (i+i+) to give (i+i). From these rates, the pKa values for the protonation of the in-mono- and in-diprotonated forms were calculated to
* The kinetic isotope effect of the protonation kHlkD= 3.9 suggests that an in-nitrogen atom is protonated directly rather than conformational changes exposing the lone pair of a nitrogen atom to the outside prior to protonation. It is assumed that a protonated nitrogen does not invert. Inversion is only possible by a deprotonation-inversion-reprotonation sequence (Kjaer ef al., 1979).
u. LUNING
70
ii
\
+OH-
p'q
+N-H
I
o+o+ (pK, = c.1)
o+i (pK, = 7.1) 1.2
+ /
+H :-
H-N
\+
+H+
i+i (pK, 2 18) kl = < 7 X lo-''
M-'S-l
k2 = 2.3 X 10-4s-'
k4 = 1.4 X lo-* M-'S-l
ks = 3.1 X
i+o+ (pK, = c.0) k3 = 3.8 X 10-3s-' M-~S-~
Scheme 2
be: pKa23 18 )i'( and pKa12 8 (i+i+). Thus cryptand [1.1.1] is thermodynamically a strong base but it is kinetically extremely slow. This means that, in cryptand [1.1.1], a strong macrocyclic effect exists which is expressed in slow kinetics if the protonation occurs in. The out-protonation, however, shows a normal behaviour. For larger cryptands [6] (Cox et al., 1978), the protonation/deprotonation kinetics have also been measured. Table 4 lists the kinetic and the equilibrium data for such cryptands. When compared to the neutralization of protonated tertiary amines by OH-, the reaction of the second smallest protonated cryptand [2.1.1].H+ is lo5 to lo7 times slower (Cox et al., 1978), indicating a strong shielding and possibly an in-orientation of the proton. For the [2.2.1] cryptand, no kl and k P l values could be calculated, probably due to a fast pre-equilibrium between in&- and in,out-conformations. An extremely low rate of neutralization was found for the hexapyridinotetraazatrimacrocycle [7] (Takemura et al., 1991). The monoprotonated form [7].H+ could be isolated as its hydroxide! The neutralization of the in-located proton took half a year, forming a complex in which a water molecule is bound on the inside.
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
71
Table4 Kinetic and equilibrium data for the protonation of some cryptands [6]. ki
+
[6] H20
[6]*H+OHk-i
pK, in water Cryptand
1.2"C
25°C
-2.1.1 '2.2.1 '2.2.2
11.84 11.78 10.66 10.49
11.17 10.91 9.86 9.69
kl" 1.59
-
731 329
k-lb 1.1 x 103 -
1 x 107 6.7 x lo6
"Rate constant for protonation/s-I. 'Rate constant for deprotonatiodl mol-' s-' 'One central ethylene group is substituted by a 1,2-phenylene group.
In other bimacrocyclic bases, intramolecular hydrogen bonds can also lead to increased basicities (Bencini et al., 1993). Scheme 3 shows bimacrocycles [8]. While for most chains X, a value of logK1 of approximately 12 was found, for three bimacrocycles (X = CH2CH2, CH2CH2NHCH2CH2 and CH2CH20CH2CH2),log K1 values in water were larger than 14 (Table 5). For the bimacrocycle [8b] shown in Scheme 4, an X-ray analysis showed intramolecular stabilization of the monoprotonated compound by hydrogen bonds; this could explain the higher basicity (Ciampolini et al., 1986). Two classes of stiff polyazamacrocycles with intra-annular basic functions should not be forgotten: porphyrins and phthalocyanines. In these molecules, the perimeter is fixed. The pK, value may be influenced only by substituents but not by variation of the ring size of the cavity. In this context we will therefore not discuss porphyrins and phthalocyanines.
u. LUNING
72
Me
I
PI Scheme 3 Table 5 Logarithms of the basicity constants log K 1 and log K2 for the bimacrocycles [8] in water at 25°C.
[Sa] [Sb] [SC] [Sd1 [Se] [Sf] [8g] [Sh] [8i]
CH2CH2 CH2CH2NHCH2CH2 CH2CH20CH:CH2 (CH2)5 CH2CH2SCH2CH2 CH2CH2NMeCH2CH2 CH2NHCH2 CH2NMeCH2 CH2NBzCH2
>14 >14 >14 12.0 11.9 11.8 12.5 11.8 11.8
7.8 8.4 11.2 7.9 8.8 9.5 9.1 10.0 8.3
This quick glance at the acid-base properties of some (po1y)azamacrocycles already suggests which parameters will determine the pK, of macrocyclic and related acids and bases. Hydrogen bonds will probably be very important and in polyions Coulomb interactions have to be taken into consideration. But the geometry of the acid-base function has to be defined. In Sections 2, 3 and 4 we shall therefore focus on compounds with intra-annular acid-base functionalities (the 1,3-xylyl trick),
Scheme 4
ACID-BASE BEHAVlOlJR IN CONCAVE STRUCTURES
73
PYRIDINES
An average azamacrocycle like [ 11 or [2] contains tetrahedral sp3-hybridized secondary or tertiary nitrogen atoms. Due to the easy inversion at the nitrogen atom, the geometry of these bases is not fixed (see discussion on cryptands, pp. 68-70). By contrast, in pyridine the nitrogen atom is sp2 hybridized and therefore planar; no inversion may occur. If in addition the pyridine is 2,6-disubstituted7 an intra-annular orientation of the lone pair is guaranteed (for references, see Bell and Sahni, 1991). Many macrocycles containing one or more such pyridine units have been investigated in acid-base reactions.
Macrocycles containing one pyridine unit The pKa values of two classes of pyridinocrown ethers [9a] and [9b] with ring sizes varying from 15 to 33 ( n = 2-8) have been measured in different solvents by Reinhoudt and his co-workers (Grootenhuis et a l . , 1984, 1986; van Staveren et al., 1988). The data are summarized in Table 6. Table 6 shows that the pKa values of pyridinocrowns [9] vary with the ring size and with the solvent. In every solvent, the pKa values of the larger rings were more similar to those of open-chain analogues [lo]-[12] than the pKa values of the smaller rings. And in all systems, small rings were much more basic than the larger ones. When water was present, the largest basicity was always found for the 18-membered system. In pure methanol, however, a gradual drift from a very high basicity in the case of a 15-membered pyridinocrown ( n = 2) to smaller basicities for larger rings or open-chain molecules was measured. The high basicities of the smaller rings may be explained by intramolecular hydrogen bonds which stabilize the protonation pyridinium forms (see Scheme 5 ) . In X-ray analyses obtained for crystals grown from water, hydrogen bonds between the pyridinium ion, water molecule(s) and ether
R
[9a] R = Ph [9b] R = H
(I. LUNING
74
R
R
Scheme 5
oxygen atoms of the rings have been found (van Staveren et al., 1984; Grootenhuis et al., 1987a). The best fit exists in the 18-membered ring, explaining the highest basicities for these compounds (Grootenhuis et al., 1986). When the ring is enlarged, either the fit is less good (21-membered) or two molecules of water may be included (24-membered). Table6 pKa values of pyridinomacrocycles [9] of varying ring size and analogues [lo14121 in different solvents at 25°C.
[9a] in H20“ n Ring size PK,
3 18 5.12
4 21 4.25
5 24 3.97
6 27 3.74
7 30 3.70
[9b] in H20”96*C n 2 3 4 5 6 7 8 Ring size 15 18 21 24 27 30 33 4.88 4.95 4.16 3.95 3.70 3.53 3.36 6f;comparison: pK, (pyridine): 5.23, pK, [lo]: 3.36, pKa [Ill: 3.53, pKa [12]: 4.40 [9b] in MeOH‘ n 2 3 4 5 Ring size 15 18 21 24 PKa 6.33 5.98 5.51 5.30 For comparison: pK, [lo]: 4.08; pK, [ll]: 4.38
6 27 5.07
7 30 4.80
8 33 5.18
[9b] in 52.1 wt% MeOH/H20‘ n 2 3 4 5 Ring size 15 18 21 24 PK, 4.46 4.94 3.92 3.72 For comparison: pK, [lo]: 2.40; pKa [Ill: 2.55
6 27 3.38
7 30 2.98
8 33 2.65
[9b] in 85.4 wt% EtOH/H20‘ n 2 3 4 5 Ring size 15 18 21 24 PK, 4.08 4.57 3.62 3.39 For comparison: pK, [lo]: 2.15; pK, [ll]: 2.52
6 27 3.09
7 30 2.95
8 33 3.17
%an Staveren et al. (1988). bGrootenhuis et al. (1984). ‘Grootenhuis et a/. (1986).
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
[9b], m
75
k1
Scheme 6
If the incorporation of water molecules explains the high basicities, this also rationalizes the non-existence of a peak-basicity for an 18-membered ring in methanol. No water molecules may “relay” the hydrogen bond between the pyridinium ion and the ether oxygen atoms here. For a direct hydrogen bond between the pyridinium proton and ether oxygen atoms the best geometry exists in the 15-membered ring systems. When the pyridine ring bears no substituent in the 4-position [9b], the cavity of the larger rings is big enough for a flip of the pyridine nitrogen atom to the outside. The cavity is then filled by the pyridine unit itself (self-complexation, see Scheme 6). Protonation, and solvation of the resulting pyridinium ion, can take place from the outside. The minimum ring size for this process is 24 (Uiterwijk et al., 1986; Grootenhuis et al., 1987b; van Staveren et al., 1988) or 27 (Grootenhuis et al., 1984). In the case of the picrate of pyridino-27-crown-9 [9b, rn = 21, a hydrogen bond between the pyridine nitrogen atom on the outside and a picrate anion was found by X-ray analysis. In this case, the orientation of the pyridine unit becomes comparable to that in non-macrocyclic analogues which explains the similar pK, values between larger pyridinocrowns [9] and the analogues [lo]-[12] (Grootenhuis et al., 1984). But the difference in the orientation of the pyridine units in small and large rings is not the only reason for the difference in basicity because the ring-size dependence of the pK, values for the 4-phenyl substituted pyridinocrowns [9a] and the unsubstituted ones [9b] is very similar although the phenyl-substituted compounds [9a] cannot self-complex analogous to Scheme 6. In concave pyridines [13], the position of the pyridine nitrogen atom is even more defined. A large number of bimacrocyclic concave pyridines [13] were synthesized, and their relative basicities were determined in ethanol; these are given in Table 7 (Luning, 1987; Luning et al., 1990, 1991a, 1993). As expected, Table 7 shows that the basicities of concave pyridines [13], can be influenced by substitution in the 4-position (R = H, OMe, NEt,).
u. LUNING
76
Table 7 Relative basicities (log K)re, of concave pyridines [13] and related
compounds [14]-[16] in ethanol. Compound
R
x (X')
~3a1 p3b1 13c] :13d] .13e] 13f]
:
:w .13h] -13i]
IWl
:13k]
Y
(log a r e l a
(CH2110 +0.6 (CH2)10 -1.6 (CH2)10 -0.3 (CH2)10 -1.4 (CH2)7 -0.3 (CH20CHz)z -0.8 (CH20CH2)3 +0.4 (CH20CH2)3 +0.2 > +1.4 (CH2)10 (CH2)10 +1.0 (CH2110 c.4
For comparison: H CH2(CH20CH2)2CH2 ~ 4 4 H CH2(CH20CH2)3CH2 ~4b1 H n-Bu,n-Bu [ w H n-Bu,n-Bu ~5b1 H n-Bu,n-Bu [ W H (CH2)20Me,MeO(CH2)2 [16bI Pyridine 2,6-Dimethylpyridine 2,6-Di-t-butylpyridine 2,6-Diphenylpyridine
Me Me Me Me (CH2)lO (CH20CH2)3 Me Me Me Me
-0.8 -0.3 -1.8 -1.0 -1.3 to -1.6 -1.3 C.0 +1.3 -1.2 0.2
"The basicities were determined by photometric titrations in ethanol relative to thymol blue [(log K),, = 01 (Liining and Muller, 1989).
The more electron donating the substituent in the 4-position, the more basic is the concave pyridine [13], but the basicities also vary with the ring size. A comparison between concave pyridines [ 131 monomacrocyclic compounds [14] and [15] and open-chain analogues [16] shows a macrocyclic effect. The open-chain analogues [ 161 possess very small basicities [(log K),I = -1.3 to -1.61. In the monomacrocyclic systems, those which contain ether oxygens, [14] and [15b], had larger (log K),e, values. The largest (log K)rel values, however, were found for bimacrocyclic compounds [13], but in this class, a large dependence of the basicity on the ring size was found. Large basicities were found when a polyether chain was short and the other chain was long, specifically when a resulting pyridinocrown part of the concave pyridine became 15-membered as in [13a] and [13g]. Thus the highest basicity of a 4-unsubstituted concave pyridine was found for [13a] with (logK),eI = 0.6. This may again be explained by an intramolecular stabilization of the positive charge of the pyridinium ion by hydrogen bonds (see Scheme 5).
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
77
X' = Bu, (CH&OMe r151
[I61
As observed for the pKa values of pyridinocrowns [9] in methanol (see Table 6), no peak basicity of the (logK),,, values was found for 18membered concave pyridines [ 131 in ethanol. Whether a peak basicity would exist in water cannot be ascertained due to their low solubility. Concave pyridines [131 are comparable to pyridine-containing cryptands (Wehner and Vogtle, 1976). Table 8 compares the pKa of a pyridinecontaining cryptand [17] with an analogous cryptand [6]. In contrast to the concave pyridines [13], the nitrogen bridgeheads of [17] are the most basic sites in the bimacrocycle [17]. Therefore it is not surprising that the pK1 values of [17] and [6] differ by only 0.6 units. But the gap between the first and the second protonation is larger for the cryptand [6]. It may be that the
u. LUNING Table 8 pK, for a pyridine-containing cryptand [17] and an analogous cryptand [6] ([2.2.1]).
diprotonated form of [ 171 receives extra stabilization by additional hydrogen bonds to the pyridine nitrogen atom. Another class of bimacrocyclic 2,6-disubstituted pyridines is the bissulfonamides [MI. They were synthesized in an analogous manner to the concave pyridines [13] and their basicities were also measured relative to thymol blue in ethanol (Luning et al., 1991a). The data are listed in Table 9. When the concave pyridinebissulfonamides [181 are compared to comparable concave pyridinebislactams [13], it is obvious that the sulfonamides are less basic [A(logK),,, = 0.8-2.41 (Luning et al., 1991a). Two possible reasons may be responsible for this; firstly a sulfonamide group possesses a larger electron-withdrawing effect than a carbonamide group, and secondly the geometry of the sulfonamide group differs from the geometry of a carbonamide (tetrahedral instead of planar).
When sulfonamides [18] with the same substituents in the 4-position (H, OMe or NEt,) are compared with one another, those bimacrocycles containing two polyether chains (X and Y) are the more basic compounds. Presumably, more oxygen atoms may stabilize the positive charge by more hydrogen bonds. Again, as in the concave pyridines [13] and the pyridinocrown ethers [9], very high basicities are found when 15-membered ring systems are present. The 2,6-disubstitution pattern of a pyridine can also be found in (formally) 4-hydroxy-substituted pyridinocrowns [191 or [20] (Nakatsuji et al., 1985; Vogtle et al., 1991). Basicity measurements have also been carried
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
79
Table 9 Relative basicities (log K)re, of concave bissulfonamides [18] in ethanol.
Compound
Y
X
R
For comparison: [18m1 H
@rela
-1.8 -0.4 -1.8 -1.6 0.2 0.5 -1.0 0 -0.4 2.0 2.5 2.0
H H H H OMe OMe OMe OMe OMe NEt, NEt2 NEt2
'18a'18b' '18~: '18d :18e' 18f.
(1%
CH2(CH2OCH&CH2
Me Me
-1.1
"The basicities of [18] were determined by photometric titrations in ethanol relative to thymol blue [(log K),, = 01 (Liining and Miiller, 1989).
Table 10 Comparison of the pK values of (formally) 4hydroxypyridinocrowns [19] and [20] which may exist as 4-hydroxypyridines or 4-pyridones.
PK1 PK2
~ 9 1
1201
[211
1.7 8.5
3.1 11.0
3.3 11.1
out for these compounds, but the possible tautomerization of the 4hydroxypyridines to form the corresponding 4-pyridones (shown in [20]) complicates the situation. In a 4-pyridone, protonation will take place on the carbonyl oxygen which lies outside the cavity. The most basic lone pair no longer has an intra-annular location. Table 10 compares two pyridinocrowns [ 191 and [20] both of which may in principle exist as 4-hydroxypyridine or as 4-pyridone tautomers. Which form is prevalent depends on the nature of the substituents in the 2,6-positions. Electron-withdrawing groups like the ester groups in [19] lead to a larger population of the 4-hydroxypyridine form, whereas the oxymethylene groups in [20] stabilize the 4-pyridone tautomer. The comparison of the pK values of [19] and [20] with 4-hydroxypyridine which exists as its 4-pyridone tautomer [21] is in agreement with structural assignments based on X-ray data (Nakatsuji et al., 1985). Owing to the existence of tautomers, the intra-annular orientation of the proton is not guaranteed. In addition, the protonated form is an ambident acid. Either the N-H or the 0-H proton may dissociate.
u. LUNING
80
OH
(9 I
H
The acidity of a smaller 4-pyridone-containing macrocycle [22] has also been measured (Shukla et al., 1988). Its pK, value at 25°C in 70% dioxane/water was 13.7, but, due to the use of a different solvent, no comparison with other 4-pyridones is possible. Also comparable to the pyridine [20] is the macrocyclic 4-pyridone [23] in which one ring oxygen atom is replaced by a sulfur atom. The resulting pK, values (Wu et al., 1991) are similar to those of the corresponding all-oxygen macrocycle [20]. In Scheme 7 the 4-pyridone structure of [23] and its deprotonated form [24] are shown. The protonation of the anion can take place at the nitrogen or at the oxygen atom. Macrocycles containing more than one pyridine
In the preceding sub-section it was shown that one reason for increased pK, values in pyridinocrowns [9] was the possibility of intramolecular hydrogen bond formation. In macrocycles containing more than one pyridine unit, such stabilization is even more likely. Table 11 lists pK, values for a number of polypyridinocrowns [25]-[26].
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
81
0-
pKal = 3.03 pKa;?= 10.13 Scheme 7
Table 11 pK, values of polypyridinocrowns [25]-[26] in water at 25°C."
Compound [9b] (n = 3) 1251 [26a] ( n = 2) [26b] ( n = 1) [26c] (n = 3) Pyridine 2,4,6-Trimethylpyridine
pKa (monoprotonated)
pKa (diprotonated)
4.9 5.3 5.3 7.9 4.8 5.1 7.4
3.6 3.7 3
"Newcomb ef al. (1974).
Cram (Newcomb et af., 1974, 1977a; Bell et af., 1982) has compared the basicities of (po1y)pyridine analogues of 18-crown-6 [25]-[26]. As already listed above, pyridino-18-crown-6 [9b] (n = 3) has a pK, similar to pyridine itself and some open-chain analogues. In Table 11, two systematic variations have been made: the number of pyridine units in 18-crown-6 has been increased from [9b] via [25] to [26a], and the ring size of the compounds [26] has been varied from n = 1 to n = 3. While the pK, values of the 18-crown-6 derivatives did not vary very much with changing numbers of pyridine units, much larger pK, changes were found when the ring size was altered. For the smallest ring [26b] (12-membered) the largest pK,, 7.9, was found. Again intramolecular hydrogen bonds are probably the reason for the stabilization of the protonated form as could be shown in CPK-models
82
u. LUNING
(Newcomb et al., 1977a). For larger rings such hydrogen bonds are very unlikely. The second pKa in these polypyridinocrowns [26] again is distinctly lower due to Coulomb repulsion between the positive charges (see p. 67). The larger the ring, the smaller is this interaction: pKa2 (dipyridinocrown-12 [26b]): 3. Related to dipyridinocrown-12 [26b] is the pyridinocyclophane [27]. However, in this macrocycle no cooperativity between the two pyridine functions was found when [27] was protonated (Vogtle et al., 1989). Indeed [27] had the same basicity as 2,6-dimethylpyridine, and the introduction of a methoxy group in the 4-position gave the usual basicity increase of one pKa unit (see Table 7). The reason for the different behaviour of [27] in comparison to the pyridinocrowns [26] may be its geometry. The two pyridine nitrogen atoms are too close to each other to form a hydrogen bond. They are twisted (Vogtle et al., 1989) and each pyridine acts separately when protonated. The small value of pKal is again caused by Coulomb repulsion forces.
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
83
Table 12 pKa values of pyridinocyclophanes [27] in comparison with other pyridines.
Compound [27] (R = H) [27] (R = OMe) Pyridine 4-Methoxypyridine 2-Ethylpyridine 2,6-Dimethylpyridine
PKal
pKa2
1.2 3.0
6.7 7.7 5.2 6.6 5.9 6.7
Another macrocyclic compound containing more than one pyridine is the trispyridino-cryptand [28] (Newkome et al., 1981). The ring size in this [3.3.3]-analogous cryptand is 24. Therefore it is not surprising that an X-ray structure shows one pyridine which has turned around to fill the cavity in a self-complexing way (see Scheme 6, p. 75). Thus one free electron pair is located on the outside of the cryptand. Furthermore, the bridgeheads (in-oriented in the X-ray structure) of this bimacrocyclic compound are nitrogen atoms which should be more basic than the pyridine itself anyway. No pK, values have been measured.
1,lO-PHENANTHROLINES
Although 1,lO-phenanthrolines are closely related to pyridines, the number of macrocycles containing 1,lo-phenanthroline units is much smaller and even fewer compounds of this class have been investigated in acid-base
84
u. LUNING
reactions. Analogous to the concave pyridines [13] (see pp. 78-83), concave 1,lO-phenanthrolines [29] have been synthesized and their relative basicities determined in ethanol (Liining and Miiller, 1989). For the 1,lOphenanthrolines [29] also, the basicities were found to depend on the number and nature of the chains X and Y (see Table 13). Again, the more oxygen atoms present in the molecule and the shorter one polyether chain was, the higher was the basicity. But the variation of the chains X and Y in the concave 1,lO-phenanthrolines [29] had a smaller influence on their basicity than changes in the chains X and Y of the concave pyridines [13] (Liining and Miiller, 1989). Probably the concave 1,lO-phenanthrolines [29] are geometrically less flexible due to the extended aromatic system. In contrast the concave pyridines [ 131 are more flexible and probably can adopt other geometries leading to a larger variation in basicity. Basicities have also been estimated for a second class of concave 1,lO-phenanthrolines [30] (Liining and Miiller, 1990; Miiller, 1991; Liining et al. , 1994). These concave 1,lo-phenanthrolines [30] are approximately two orders of magnitude more basic than the bislactams [29]. Their basicities also depend on the nature of the chains X (polyether or polymethylene) [estimated (log K)relvalues between 1.5 and 2.51, but due to uncertainties in the measurements the difference cannot be discussed in detail. On top of the macrocyclic effect, Sauvage (Cesario et al., 1986) has recognized a change of basicity by topological factors in the [2]-catenane [31] which contains two 1,lO-phenanthroline units, one in each ring. When compared to the non-macrocyclic analogue [32], the monoprotonated form of the catenane [31] is extremely stable (pK, = 8.5 instead of 5.1, see Table 14). On the other hand, a second protonation of the catenane [31] is very difficult; the basicity of the second 1,lo-phenanthroline is lo7 times smaller. The reason for the large pKaZ and the small pKal was found in an X-ray analysis of the protonated catenane [31].H+. The proton is hydrogen bonded to the nitrogen atoms of both 1,lo-phenanthroline units, the structure of the H + complex being similar to that of a Cu+ complex. In
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
85
[301 (X = polyether, polymethylene)
X = CH2(CH20CH2)4CH*
addition to the hydrogen bonds, .rr-stacking between the oxysubstituted aryl rings of one macrocycle and the 1,lO-phenanthroline system of the other ring stabilizes the complex. These forces stabilize the monocation and have to be overcome if a second protonation is to take place.
u. LUNING
86
Table 13 Relative basicities (log K)rel of bimacrocyclic (concave) and monomacrocyclic 1,lO-phenanthrolines [29].
"The basicities were determined by photometric titrations in ethanol relative to thymol blue [(log K),,, = 01 (Liining and Miiller, 1989).
Table 14 pKa values of catenane [31] in comparison to the 1,lo-phenanthroline [32] in CD2C12/CD3CN (70 :30)."
Compound
PKal
pKa2
[311 [321
c.1.5
8.5 5.1
"Cesario et al. (1986).
3 Acidic centres on the inside
In general, two classes of acids have to be discussed: Lewis and Bransted acids. In macrocycles, only a few Lewis acid centres have been incorporated, e.g. tin (Newcomb et al., 1987; Newcomb and Blanda, 1988; Blanda and Newcomb, 1989; Blanda et al., 1989) and boron (Reetz et al., 1991). Here we will discuss Brmsted acids, starting with carboxylic acids.
MACROCYCLES CONTAINING INTRA-ANNULAR CARBOXYLIC ACIDS
Macrocycles containing one COOH group Macrocycles with intra-annular carboxylic acid groups [33] have been synthesized by Cram and Reinhoudt. As for the analogous pyridinocrowns [9], the pK, values of the acids were measured in water at 22°C and at 25°C (Newcomb et al., 1977b; Aarts et al., 1986). As for the pyridines [9] (see p. 73), the acidity of the acids [33] also depended on the ring size. The 18-membered ring [33b] had the largest pK,, but the pK, values of the 1 5 , 21- and 24-membered rings were also quite
87
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
Me
WI
Me
[35a], n = 1; [35b], n = 2
large. The large values for [33a] and [33b] can again be understood in terms of intramolecular hydrogen bond stabilization (Newcomb et al., 1977b). For [33c] and [33d], the values were lower but still larger than for the larger analogues [33e]-[33g]. An X-ray analysis (Aarts et al., 1986) of the 24-membered compound [33d] suggests that the intermediate pK, value of [33c] and [33d] is caused by a water molecule which acts as a relay between the COOH function and the ring oxygen atoms. This is again comparable to the pyridine series [9]. In an X-ray analysis of [33b] (Goldberg, 1976), intramolecular hydrogen bonds between the COOH group and ether oxygen atoms were found. However, in addition to the formation of hydrogen bonds, steric factors can also contribute to the higher pK, values of [33a] and [33b]. In the smaller rings the intra-annular orientation of the COOH group is more pronounced. Therefore the solvation of the anionic carboxylate "group should be less favourable and this should lead to a larger pK, (Newcomb and Cram, 1975). In another study (Adamic et al., 1986a,b), the influence of a solvent change on the pK, values has been investigated for macrocyclic and non-macrocyclic acids [33] and [35] (see Table 16). Again the largest
u. LUNING
88
Table 15. pK, values of crown ethers with intra-annular carboxyl groups [33] and of their analogue [34].
In H 2 0 at 25°C" n Ring size PK,-
2 [33a] 3 [33b] 4 [33c] 5 [33d] 6 [33e] 7 [33f] 8 [33g] 15 18 21 24 27 30 33 5.31 5.71 4.38 4.06 3.80 3.94 3.93
In H 2 0 at 22"Cb n 2 [33a] 3 [33b] 4 [33c] Ring size 15 18 21 PKa 4.8 4.8 3.8 For comparison: pK, [34]: 3.3
3.4
aAarts et al. (1986). *Bell er al. (1982); Newcomb er al. (1977b); Newcomb and Cram (1975).
Table 16 Comparison between the pK, values of macrocyclic acids with [33b] or without [35] intra-annular carboxylic groups and other carboxylic acids.
pK, in:
H20
MeOH/H20 (80120 w/w)
WI WbI Wl
4.59 4.89 4.80 4.76 4.20 3.87
5.90 6.72 7.76 6.71 6.46 4.92
MeCOOH PhCOOH EtOCH2COOH
MeOH/H20 K,(H20) (99 : w/w) K,(MeOH/H20 80 :20) 8.27 -
10.32 -
20 68 912 89 182 11
influence was found when the acid had the possibility to form intramolecular hydrogen bonds. In water hardly any differences between the acids could be found due to the strong hydrogen bond capacity of water. But in a solvent mixture with a lower hydrogen bond capacity, the intra-annular acid [33b] became to a larger degree less acidic than the other acids [35]. The protonated (neutral) form of [33b] is stabilized by intramolecular hydrogen bonds (Goldberg, 1976) and the acidity drops three orders of magnitude. The different behaviour upon solvent change can best be seen by looking at the quotient K,(H20)IKa(MeOHIH20 80 : 20). This ratio is much larger for the intra-annular acid [33b] than for the acids [35] or the analogues. It seems clear that the acidity of an intra-annular acid depends on its ability to form intramolecular hydrogen bonds. By how much the pK, values are changed by hydrogen bonds depends strongly on the medium and whether it can offer alternative hydrogen bonds or not. Therefore in even less polar media, an intra-annular acid should be even less acidic than the analogues.
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
89
Table17 pK, (ethanol) values for concave acids [74a]-[74c] and [75] and for analogues.
Pal PbI
WI P I
Benzoic acid Acetic acid
11.2 11.8 >11.3 9.95
10.25 10.4
So far, we have discussed monomacrocyclic intra-annular acids, but bimacrocyclic concave benzoic acids [74a]-[74c] and [75] have also been synthesized and their acidities determined at 25°C by photometric measurements in ethanol (Wangnick, 1991). Table 17 compares the pK, (ethanol) values. No general trend could be found for the acidity of concave benzoic acids [74] and [75]. While [75] with 3,5-disubstituted outer phenyl rings was slightly more acidic than benzoic or acetic acid, [74] with 2,6-disubstituted outer phenyl rings was much less acidic than the non-macrocyclic analogues. In most other acids (see above), a low acidity is usually caused by the stabilization of the acidic form by intramolecular hydrogen bonds. However in the case of the acids [74] it is much less likely that the low acidity is caused by the stabilization of the acidic form because no ether oxygen atoms
90
u. LUNING
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
91
for hydrogen bonds are present. If the protonated form is not stabilized, the anion must be destabilized to explain the large pK, values. Presumably the solvation of the anion is hindered in the acids [74] due to their concave shielding. In [75] the substitution pattern is different and it is a matter of speculation whether anion solvation is easier for this compound. More than one COOH group The pK, values of two systems with two intra-annular COOH groups have been measured. In Cram's study (Bell et ul., 1982), the macrocyclic diacid [36] and an open-chain monomeric analogue [37] had almost identical pK, values (see Table 18). In contrast, Gennari's compound [38], which contains two intra-annular COOH groups and in addition two"ethy1ester groups, has a different acidity from that of the analogues [39] and [40], as shown in Table 19 (Gennari et al., 1992). But in both systems, the difference ApK, between pKal and pKa2 was comparable (ApK, [36] = 1.7, ApK,[38] = 1.5). The increase from pKal to pKa2 may occur for two
u. LUNING
92
Table 18 pKa values of macrocycle [36]
containing two intra-annular carboxylic groups and an open-chain analogue [37] in DMSO/H20 (2: 1v/v).
PKa 1
6.3
~Ka2
8.0
6.65
Table 19 pKa values for a macrocycle containing two carboxylic acid and two carboxylic ester groups [38] and for analogues [39] and [40] in MeOH/H20 (1:1).
PKa I pKa2
[381
[391
[401
6.5 8.0
4.9
5.1
reasons: (i) as stated above, Coulomb interactions disfavour the deprotonation of the second COOH group; (ii) the mono-anion may be stabilized by an intramolecular hydrogen bond, a stabilization which is not possible for a dianion (see [41]). The acids [36] and [38] themselves also have the possibility to form hydrogen bonds. For [36], X-ray analysis (Goldberg, 1981) shows the formation of a carboxylic acid dimer within the cavity as a result of hydrogen bonding. If the extent of stabilization by intramolecular hydrogen bonding is comparable for the diacid and the mono-anion, it is not surprising that [36] has a pKa value similar to the analogue [37]. The analogue [37] cannot form intramolecular hydrogen bonds as acid or as anion but in the diacid both forms have this possibility. In the diacid [38] however, the ester functions offer additional hydrogen bond acceptor sites. This can be the reason for the higher pKa when compared to the analogues [39] and [40].
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
93
1401
0
0
\\
-6'1 -
0--H-0
7-
1411 Table20 pKa values for convergent diacids [42] with spacers X of different lengths n.*
Compound
n
PK1
PK2
APKa
3 3
4.8 5.1 5.1 5.5
11.1 7.7 7.7 7.5
6.3 2.6 2.6
5 7
2.0
"Rebek et al. (1986).
In the context of the macrocyclic diacids [36] and [38], other diacids [42] which are not macrocyclic but contain convergent carboxylic groups should be discussed (Rebek et al., 1986). The geometry in these acids is brought about by the use of Kemp's triacid; two COOH groups face each other and are forced to form hydrogen bonds. The distance between the carboxylic groups is determined by the number of atoms n in the spacer X. Depending on the distance, drastic differences between pK1 and pK2 were found in ethanol/water, as shown in Table 20. The maximum difference ApK, is 6.3 when the carboxylic acids are very close to each other [42a]. The distance
u. LUNING
94
Scheme 8
between the oxygen atoms of the carboxyl groups is only 3 A and hydrogen bonds can easily be formed. There is, however, a second parameter influencing the acidity: the Coulomb repulsion in the dianion. It is especially large in the anion of [42a] because of the short distance between the carboxylate groups. In [42c] and [42d], the central 1,3-phenylene unit is replaced by longer spacers leading to smaller Coulomb repulsions, whereas in [42b] the missing methyl groups in the 4,6-positions allow the dianion to rotate and to adopt a conformation with remote negative charges (Scheme 8). When the acid-base properties of macrocyclic pyridines and carboxylic acids are compared to one another, it becomes obvious that in both classes the formation of hydrogen bonds is very important for the acidity. In both classes hydrogen bonds stabilize the protonated forms. But when two pyridines or two carboxylic groups are present in one molecule, macrocyclic dipyridines and macrocyclic dicarboxylic acids behave differently. A monoprotonated macrocyclic pyridine can stabilize itself by intramolecular hydrogen bonds in the same way as a macrocyclic mono-deprotonated carboxylic acid. But in the neutral form the two classes of molecules are different. While uncharged dicarboxylic acids have hydrogen atoms and can form stabilizing hydrogen bonds, the dipyridines cannot form such stabilizing hydrogen bonds in the neutral state.
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
95
A
0 I
0 I
MACROCYCLES CONTAINING INTRA-ANNULAR SULFINIC OR SULFONIC ACIDS
Besides macrocyclic benzoic acids [33] (see above), investigations have also been carried out on compounds with intra-annular sulfur-based acidic groups, sulfinic acids [43] (Skowronska-Ptasinska et aI., 1987) and sulfonic acids [45](van Eerden et al., 1989). Analogous to the carboxylic acids [33], the sulfinic acids [43] showed an increasing acidity with increasing ring size (see Table 21). Furthermore, the 18-membered system [43b] had the highest pK, value and the pK, values of the larger rings were identical with an open-chain model [44]. Again intramolecular hydrogen bonds can explain the acid-base behaviour of the sulfinic acids. A hydrogen bond is supported by CPK (space-filling) models and an X-ray structure of [43b] (Skowronska-Ptasinska et al., 1988) although the sulfinyl group is disordered.
u. LUNING
96
Table 21 pKa values of crown ethers containing sulfinic acid functions [43] and of an analogue [44].‘
n Ring size PKa
2 [43a] 15 3.0
3 [43b] 18 3.3
4 [43c] 21 2.7
5 [43d] 24 2.7
6 [43e] 27 2.5
7 [43f] 30 2.5
For comparison: 2.5 [441 “In water at 25°C; Skowronska-Ptasinska ef al. (1987).
The second class of crown ethers bearing intra-annular sulfur-based acidic groups are the sulfonic acids [45]. The ring size of these macrocycles has been varied from 15 to 33 ( n = 2 to 8). pKa values were determined in water (25°C) and found to be surprisingly low when compared to benzenesulfonic acid. The intra-annular fixation of a sulfonic acid group into a macrocycle [45] leads to a drop in acidity of c.5 orders of magnitude (pK, of benzenesulfonic acid, -2.8; [45], +2.0 to +2.5). Furthermore, in contrast to the pyridinocrowns [9] (see Section 2) and the analogous carboxylic acids [33] (see above), there was almost no influence of the ring size on the pK, values. A possible explanation comes from X-ray analyses of the sulfonic acids [45]. All X-rayed crown ether crystals contained water and the sulfonic acid moiety was dissociated. Therefore in crystals of [45], macrocyclic benzenesulfonate anions and hydronium ions (sometimes hydrated) are present. The ions are bound to each other by hydrogen bonds. The size of the included water-hydronium ion cluster (varying by the number of solvating water molecules) depends on the ring size. In the 15-membered ring, H30+ was found, whereas in a 21-membered ring H502 and in the 27-membered ring H70; were present. This means the sulfonic acid functions in [45]are still strong acids. They dissociate (l), but the resulting ions form a tight ion pair within the cavity and are held together by hydrogen bonds. The microacidity of the sulfonic acid functions in the crown ethers [45] is high,
97
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
but only a small amount of H30+ is released (2); thus the free H 3 0 + concentration in solution is low and the overall pK, values are larger. This difference between the microacidity and the actual observed pK, value may be of importance for the understanding of proteins/enzymes where highly perturbed pKa values have also been found (see Section 6; Kokesh and Westheimer, 1971).
INTRA-ANNULAR PHENOLS
The 1,3-xylyl trick was also used for the incorporation of phenols into crown ethers. Three classes of phenols [46a]-[46c] have been investigated. They differ by their substituents in the 4-position. In Table 22 the pK, values of different macrocyclic phenols [46a]-[46c] are compared. The data obtained for the phenol-containing crowns [46a] and [46b] show very little evidence for a macrocyclic effect. No extra stabilization of the protonated (acidic) form by a macrocycle of appropriate ring size was found. The acidities of the macrocyclic phenols [46a] and [46b] were independent of the ring size and comparable to non-macrocyclic analogues. However, the azo-substituted crowns [46c] showed a difference of 0.8 pK, units which was not expected from the pKa values of [46a] and [46b]. This different behaviour of [46c] is not yet understood.
M e 4 M e
G:&
0
WI
1461
a: X = H
OH
A
Me0
b: X = NOz
OH
[481
c: X = -N=N
NO2
OMe
u. LUNING
98
Table 22 pKa values for macrocyclic phenols [46a]-[46c] substituents in the 4-position and analogues [47] and [48]. [46a] in water, 20°C 2 Ring size 15 PKa 10.8
3 18 10.6
4 21 10.5
[46b] in water, 20°C"3b 2 Ring size 15 PK," 6.8 PK,b 6.9
3 18 6.6 6.8
4 21 6.5
[46c] in water, 25°C' 2 Ring size 15 PKa 7.05
3 18 6.7
n
n
n
Pal 10.7
bearing different
Phenol 10.0
4-Nitrophenol 6.9-7.2 6.9
148~1 6.2
"Browne et al. (1985). bCassol et al. (1990). 'Nakashima ef al. (1983, 1986).
Table23 pKa values of a bimacrocyclic phenol [50] in comparison to a monomacrocyclic phenol [49], to diaza-18crown-6 [l] and to cryptand [2.2.2] [6]. Compound
PKal
pKa2
8.0 7.5 7.6 7.4
9.2 9.0 9.95 9.5
~Ka3 10.2 11.0
The acidity of a bimacrocyclic phenol [50] has also been measured and has been compared with analogues (Czech et af., 1988). Values of pKa are given in Table 23. In the bimacrocyclic phenol, no diversion from the expected pKa values could be found. The observed acidities were comparable to those of the analogues [l], [6] and [49], although a comparison is difficult due to the fact that, again, Coulomb forces probably play an important role. A huge group of macrocycles which contain 2,6-disubstituted phenols are the calixarenes [51]-[53]. Their conformation has been investigated intensively (Gutsche, 1989, 1991). In most conformations, however, the phenolic rings are oriented almost vertically in relation to the plane of the macrocyclic ring. Therefore the OH functions are not oriented in an intra-annular fashion. Nevertheless the pKa values of calixarenes [51] differ from those of other comparable phenols. The reason for this is the
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
99
OH
I
R [Sl], n = 4; [52], n = 6; [53], n = 8 [51a] R = S03Na [51b] R = S02N(CH2CH20H)2 [51c] R = N=N-p-C6H4-NMe; C1[Sld] R = NO2
OH
OH
OH
R
R
S03Na
[54],rn
=
0; [55], rn = 2
[561
interaction between the OH groups of adjacent rings as shown in Scheme 9. If one OH is deprotonated, the resulting anion is stabilized by hydrogen bonds from the neighbouring phenol groups. In further deprotonated calixarene-polyanions, Coulomb repulsions and fewer stabilizing hydrogen bonds lead to higher pK, values. Therefore the first pKa of a calixarene is much lower than the pK, of a related phenol (Shinkai, 1993) (see Table 24). But, due to the limited solubilities of most calixarenes, pK, values have only been determined for a few of them. In Table 24, the pK, values of calix[4]arenes [51] and related molecules are compared.
u. LUNING
100
Table 24 Comparison of pKa values of calixarenes [51] and related phenols [54]-[ 561. ~
R
In H20, 25"Cb [5lala [561a
3.3 8.9
11.8
12.8
c. 14
[51b1 P4bI
1.8 8.3 4.7
9.7
12.5
>14
8.3
11.6
0.5
2.0
10.0
c.13
10.9
12.3
>14
10.6
12.5
WI
In H 2 0 , 20°C' [51~1 [ W
c. 8.0
In 85.4 wt% EtQH/H20b [51di [ W
WI
p-Nitrophenol
2.9 8.7 3.6 8.7
0
"The pK, values are listed for the sodium salt. The pK, of the strong acidic sulfonic acid group is not listed. bShinkai (1993). 'Shinkai et al. (1989).
H'
H.,
-n+
,H"
-H ',
+H+
b Scheme 9
It is not only p-substituted phenols that have been connected by methylene groups; an extended calixarene based on naphthalene units [57] has also been synthesized and its acidity constants have been measured (see Table 25; Poh and Lim, 1989, 1990). In contrast to the calix[4]arenes, the pKa of the expanded calixarene [57] did not differ much from the pKa of the analogue [58]. This may have two explanations: (i) the conformation of the expanded calixarene is different from phenol-based calix[4]arenes and a special stabilization of the anion does not occur, (ii) this stabilization occurs but it is also present in the analogue. A stabilization by the neighbouring
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
101
Table 25 pK, values for an extended, naphthalene-based calixarene P71.
Compound
PK1
PK2
PK3
PK4
5.8 6.5 5.5
8.8
10.5
11.5
“Poh and Lim (1989). bPoh and Lim (1990).
[57], n = 4
1581
peri-OH group is conceivable for the anions of [57] and [58] and this would result in comparable pKa values. In the past years, the bridging of calixarenes has been realized (Alfieri et a f . , 1983; Beer and Keefe, 1987; Reinhoudt et al., 1987; Goldmann et al., 1988; Gutsche et af., 1988; van Loon et al., 1991). If the bridge contains an acid or a base function according to the “1,3-xylyl trick”, a concave orientation of this function should be possible. Such a bridged (or capped) calixarene [59] has already been prepared (Berger et al., 1992), but its geometry was too flexible and the additional phenol group was not located on the inside of [59]; pKa values have not been determined.
1,3-DIKETONES
1,3-Dicarbonyl functions have been built into macrocyclic structures, and pKa values for the resulting macrocycles [60] have been determined (Alberts and Cram, 1979). When the open-chain model [62] is compared with the macrocycles [60], identical first pKa values were found (pK, = 8.6). Thus for the diketones [60], no macrocyclic effect is noticeable. But for the dissociation of a second proton from the mono-anioils of [60] much higher pKa values are found. To a certain extent, Coulomb repulsions (see Section 2) are probably the reason for this behaviour, but the large difference in the pKa values (ApKa = 2.9, see Table 26) argues for a special stabilization of the mono-anion. Again hydrogen bonds are not unreasonable.
HO
10 1
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
103
Table 26 pKa values for macrocycles containing 1,3-diketones [60] and analogues [61] and (621 in waterldioxane (1 :1 v/v) at 24°C.
Compound
PKd
PKa2
APKa
[60aI [60bI
8.6 8.6 9.5 8.6
11.5 11.5
2.9 2.9
WI
[621
4 Macrocycles with both acidic and basic functionalities GENERAL REMARKS
Many polyazamacrocycles have been alkylated with chloroacetic acid leading to compounds which contain both amine and carboxylic acid functions, e.g. [63] (Stetter et al., 1981). These compounds are similar to EDTA (ethylenediamine tetraacetate). Although the ring size of this class of macrocycles and the number of N-CH2-COOH groups has been modified
the pKa values for this class (water, 20°C) are surprisingly homogeneous (first pK,: 3.2-4.4, last pKa: 10.0-11.5A2.3). A closer look reveals that ring size changes have only a small influence on the pKa values if compared to the changes brought about by alkyl substitution of carbon atoms in the ring. The comparability of the last pKa with EDTA suggests, too, that no special effects exist which are caused by the macrocycle. The compounds seem to react on their outside like any other non-macrocyclic acid or base. Some macrocyclic compounds with both acidic and basic functions have, however, been synthesized where at least one of the acid or base groups is located on the inside.
u. LUNING
104
Br I
a: Y = H b: Y
=
NOz
ONE INTRA-ANNULAR ACID-BASE FUNCTION
In the polyazamacrocyclic phenols [64], an acidic function, the phenol group, has an intra-annular orientation while the basic units, the nitrogen atoms of the macrocycles, have no defined orientation. In water at 25”C, the pK, values of the phenols were measured and compared with those of other macrocyclic and non-macrocyclic phenols (Kimura et al., 1987a,b). Because the nitrogen atoms and the phenol function both possess acid-base properties, more than one pKa value could be measured. By the use of UV measurements, the pKa values of the phenol group could be distinguished from those of the amines. When the pKa values of [64a] and [64b] are compared with those of the analogues it becomes obvious that [64b] behaves differently (see Table 27). The pKa value of the phenol function in [64b] is much smaller (4.8) than for the analogue 4-bromophenol (8.8), while the pKa of [64a] is only 0.5 pK, units smaller than the one of 4-bromophenol. The extreme behaviour of (64b) is presumably caused by Coulomb interactions. The dissociation of the phenol group takes place at the stage where the macrocycle is triply charged while for instance [64a] carries only two positive charges. The higher positive charge (protonation of three amine nitrogen atoms) facilitates the dissociation because of the charge reduction. Therefore the phenol group in [64b] is four orders of magnitude more acidic than 4-bromophenol. The difference between [64a] and [64b] therefore is probably not caused by a macrocyclic effect but by Coulomb forces. The resulting phenolate ion is a betaine. When the neutral macrocycles [64] were dissolved in solvents other than water, equilibria between the neutral forms and betaine structures were also found. In ethanol, the equilibrium between a phenol and a betainic
ACID-BASE BEHAVIOUR IN CONCAVE STRUCTURES
105
Table 27 pKa values for polyazamacrocyclic phenols molecules.
Compound [64a]" [64b]" 4-Bromo phenol [65aIb Y=H [65b]" Y = NO2 p-Nitrophenol [46a] (n = 2)d [46a] (n = 3)d
[64] and comparable
PKa1
PKa2
PKa3
PKa4
PK,S
3.7
4.2
8.3 (phenol) 4.8 (phenol) 8.8 8.9 (phenol) 6.4 (phenol) 7.1 10.8 10.6
10.5
10.7
9.6
10.3
10.5
11.8
10.4
11.8
3.0 in CF,COOH solution)' with recurring cyclobutane units in the main chain had been produced from 2,5-DSP crystal by the action of sunlight (Hasegawa and Suzuki, 1967; Hasegawa et al., 1969). Crystallographic study of 2,s-DSP and poly-2,5-DSP demonstrated that the polymerization proceeded with retention of the space group (Pbca) of the starting 2,5-DSP crystal (Sasada el al., 1971; Nakanishi et al., 1972a). The result was the first evidence of an organic reaction which proceeded in the crystal lattice. Direct transformation from 2,5-DSP to poly-2,5-DSP through 2,5-DSP oligomer in the crystal is shown in Scheme 1. This new reaction was named a four-centre-type photopolymerization. As well as being the first example of a topochemical reaction in a pure sense, the four-centre-type photopolymerization of 2,5-DSP crystals was the first example of photopolymerization via a step-growth mechanism. After the first report on the crystal structure correlation between 2,5-DSP and poly-2,5-DSP crystals, a different crystallographic result was reported on a poly-2,5-DSP crystal (Meyer et al., 1978). It was reconfirmed, however, that the first structural analysis was correct (Nakanishi et al., 1979a). 2,5-DSP, crystallized from benzene solution, is highly photoreactive (aform), while the same compound, sublimed at a rather high temperature
' Solution viscosity is empirically related to molecular weight for linear polymers. Intrinsic viscosity ([q])is (q,dC),=,, where qspis (qr - 1) and C is a concentration of the polymer in solution. The quantity qc represents q/q,, where q and l), are the viscosity of the polymer solution and pure solvent, respectively. Inherent viscosity (qinh)is In(qJC).
M. HASEGAWA
120
hv
hv c
-
Scheme 1 Table 1 Crystal data of 2,5-DSP((u) and poly-2,5-DSP.”
Space group 2,5-DSP(a) poly-2,5-DSP
Pbca Pbca
alA
blA
20.638 9.599 18.36 10.88
CIA
Z
Dx
7.655 7.52
4 4
1.244 1.257
DistanceiA (>C=C3OO0C) and generally higher than the temperature of thermal cleavage of the cyclobutane rings in the polymer main chain. Therefore, on heating, it is not the crystal melting point but topochemical thermal depolymerization of these polymers that is seen by means of continuous changes of X-ray diffraction pattern and differential scanning calorimetry-thermogravimetry (DSC-TG) curve in the course of thermal depolymerization (Hasegawa et al., 1975, 1978). By thermal treatment under reduced pressure, almost all of the polymers afford crystals of the original monomer as a sublimation product in high yield. Similar thermal treatment of the polymer crystals derived from unsymmetrical diolefin crystals gives not only the original monomer by symmetric thermal cleavage of the cyclobutane ring, but other diolefin monomers by asymmetric cleavage, as exemplified by the poly-2,5DSP derivative in Scheme 3 (Hasegawa et al., 1988a). The thermal stability of the polymers is remarkably dependent on their molecular weight; that is, the higher the molecular weight, the lower is their thermal stability. Such peculiar thermal behaviour has been interpreted as a
PHOTODIMERIZATIONAND PHOTOPOLYMERIZATION
I lb
I
I
125
-
ppm I
1
I
5
I
I
I
I
I
0
Fig. 1 400MHz 'H nmr spectrum (in CF3 COOD solution) of the polymer (poly-1:OEt) obtained by lyophilizing the polymer HFIP solution.
DIFFRACTIONANGLE 29 (")
Fig. 2 X-ray diffraction patterns of (a) 1:OEt and (b) poly-1:OEt.
M. HASEGAWA
126
Qy\
COOR
COOR
COOR
2.5-DSP
Scheme 3
common characteristic of rigid rod-shaped polymer chain structures (Hanamura, 1987). The polymer film cast from the solution is amorphous and difficult to recrystallize, either by thermal annealing of the amorphous film or by slow removal of the solvent from a polymer solution. To the touch, poly-2,5-DSP films are rather similar in stiffness to polystyrene films. Another peculiar property of amorphous poly-DSP is rapid photo-oxidation (4); the film becomes powdery within a few days under the action of sunlight in the air and gives cinnamonitrile dimer as the main product (Hashimoto et al., 1991).
POly-DSP (amorphous)
Sunlight in thc .iir
, NC
'3
CN
+
Photodegraded products
(4)
However, except for two reports of preliminary results on poly-DSP (Fujishige and Hasegawa, 1969; Kanetsuna el al., 1970), there are few reports so far which describe the film and solution properties of the polymers obtained by four-centre-type photopolymerization. POLYMERIZATION MECHANISM BASED ON TOPOTAXY
In all the photopolymerizable a-type crystals, nearly planar molecules are piled up and displaced in the direction of the molecular longitudinal axis by
PHOTODIMERIZATIONAND PHOTOPOLYMERIZATION
127
about half a molecule to form a parallel plane-to-plane stack. The periodicity in the stack is about 7 A . The shortest intermolecular distance between the double bonds in photopolymerizable crystals is about 4 A. When the double bonds in the stack react to form a cyclobutane ring by [2+2] photodimerization, the polymer chain should grow in the direction of the stack, as shown in Scheme 1. Rotation and Weissenberg photographs of poly2,5-DSP crystals (polymerized to complete conversion), which were taken around the axis along the direction of chain growth and of the c-axis of the monomer crystal, are shown in Figs 3(a) and (b), with those of the monomer (2,5-DSP) in Figs 4(a) and (b) (Nakanishi et al., 1972a). As shown in Figs 3(a) and (b), the polymer is three-dimensionally oriented. The lengths of the reflections of the polymer in the direction of the c-axis hardly increase from those of the monomer, as seen in their rotation photographs, Figs 3(a) and 4(a). On the other hand, the reflections in the Weissenberg photograph of poly-2,fi-DSP [Fig. 3(b)] are considerably elongated compared with those of the monomer [Fig. 4(b)] in the direction of the abscissa (w-direction), but not the ordinate (28-direction). These facts indicate that the polymer crystallites are regular in the direction of the c-axis but have some disorder in the (001) plane. After polymerization of 2,5-DSP, the c-axis (direction of chain growth) has contracted by 1.8% and the density has increased by about 1.0%. In the
[P2VB]
case of 1,4-bis-[a-pyridyl-(2)-ethenyl]benzene(P2VB), the crystal structure is very similar to that of 2,5-DSP and the c-axis has elongated by 3.0% and the density has decreased by 1.6% (Nakanishi et al., 1972b). The relative orientation of the crystals of 2,5-DSP and poly-2,5-DSP was determined from rotation and Weissenberg photographs of a partially polymerized crystal which were taken around the c-axis of the monomer crystal (Nakanishi et al., 1972a). In the rotation photograph somewhat diffuse spots of the polymer in layer lines almost overlap the layer lines of the monomer. In the Weissenberg photograph, diffraction streaks of the polymer crystal superimpose on the monomer reflections, and the a* and b* (reciprocal lattice of a and b , respectively) of the polymer agree with the corresponding axis of the monomer, suggesting that both the lengths and directions of the three crystal axes hardly change during the polymerization. Therefore, it was concluded that the a- and the b-axes of the polymer were
128
M. HASEGAWA
Fig. 3 X-ray diffraction photographs of poly-2,s-DSP. (a) Rotation photograph along the c-axis (oscillation angle 42"); (b) Weissenberg photograph of hkO zone.
PHOTODIMER IZATION AND PHOTOPOLYMERlZATlON
129
Fig. 4 X-ray diffraction photographs of 2,5-DSP. (a) Rotation photograph along the c-axis (oscillation angle 10'); (b) Weissenberg photograph of hkO zone.
M. HASEGAWA
130
[3:OR]
[4:OPr]
parallel to those of the monomer. The hOO reflections of the polymer shift slightly outwards from those of the monomer, while those of OkO move inwards, as expected from the unit cell dimensions of the polymer and the monomer crystals (see Table 1). In the 2,5-DSP(a) and P2VB crystals, the directions of three axes of the polymer coincide with those of the monomer whereas a different type of relative orientation is seen in diphenyl- and diethyl 1,Cphenylene diacrylates (3:OPh and 3:OEt), and dipropyl 1,4-(2-~yano)-phenylenediacrylate (4:OPr). In the latter type, the direction of the unique axis (b-axis) of the polymer coincides with that of the monomer while the directions of the other two axes do not. In the case of 3:OMe none of the directions of the axes of the polymer coincide with those of the monomer. However, the temperature effect on the reaction behaviour (see Section 3) and the continuous change of the X-ray diffraction pattern indicate a typical diffusionless crystal-lattice controlled mechanism (Hasegawa et al., 1981). Thus, the monomer crystal lattice control of the whole process from the monomer to the polymer is generally established for the four-centre-type photopolymerization of conjugated diolefin compounds. Topotaxies in the four-centre-type photopolymerization of several diolefins are shown in Table 2 Topotaxies in the four-centre-type photopolymerization of conjugated diolefins."
Group 1 2 3
Coincidence of crystal symmetry between monomer and polymer Crystal system, space group and directions of three axes Crystal system, space group and direction of unit axis Crystal system and space group
"Data from Nakanishi et nl. (1977).
Monomer
Crystal system
Space group
2,5-DSP P2VB 3:OEt 3:OPh 4:OPr 3:OMe
Orthorhombic Orthorhombic Monoclinic Monoclinic Monoclinic Triclinic
Pbca Pbca P2Ja P2,lc P21/a pi
PHOTODIMERIZATION AND PHOTOPOLYMERIZATION
131
Table 2 (Nakanishi et al., 1977). These results represent the first evidence that these reactions occur in the crystal lattice. Similar results and discussions have been introduced in other literature (Nakanishi et al., 1980; cf. Nakanishi et al., 1972a, 1977). NON-TOPOCHEMICALFACTORS IN TOPOCHEMICAL [2+2] PHOTOREACTIONS
Recently several examples of diolefin crystals in which the reaction behaviour deviates from the topochemical rule have been observed. For example, in the photoreaction of methyl cr-cyano-4-[2-(4-pyridyl)ethenyllcinnamate (2:OMe), the first reaction occurs exclusively at the pyridyl side although the distance between the ethylenic double bonds on the pyridyl side is exactly the same as that between the ethylenic double bonds on the ester side (4.049A), as shown in Fig. 5 (Maekawa et al., 1991a). A few other unsymmetrical diolefin compounds display the same regioselective behaviour (Hatada, 1989).
2:OMe
2:OMe-dimer
b
Fig. 5 Topochemical behaviour and crystal structure of methyl a-cyano-4-[2-(4pyridy1)ethenyllcinnamate (2:OMe).
132
M. HASEGAWA
Methyl 4-[2-(ethylthiocarbonyl)ethenyl]cinnamate (3:SMe) crystallizes into a typical a-translation-type packing structure in which the distances between the ethylenic double bonds are 3.988 8, and 4.067 A, respectively. However, the 3:6Me crystal is entirely photostable even though it should be photoreactive based on the topochemical rule (Sukegawa, 1991). Several examples of exceptionally photostable diolefin crystals have been found in compounds having a thioester moiety. Such anomalous behaviour of crystals such as 2:OMe and 3:SMe cannot be explained simply in terms of the topochemical rule since this rule involves only the positional relationship between the reactive olefin pair. Although photoquantum yield has been measured on some diolefin crystals in the course of photopolymerization, the explanation of the yield does not yet seem to be satisfactory either (see Section 3; Table 3). The regioselective behaviour of the 2:OMe crystal has been discussed from the viewpoints of steric and electronic factors: (i) the free cavity around two olefins of each monomer in the crystal, (ii) the change of packing potential energy during the dimerization within the stack, and (iii) the stabilization energy induced from orbital interaction between the reacting olefins (Hasegawa et af., 1992; Hasegawa, 1993). (i) The free cavity around two olefins of each monomer of 2:OMe in the crystal was calculated by the program “CAVITY” (Ohashi, 1980), using crystallographic data. The result reveals that there are not many cavities around the molecules in the direction of the movement necessary for the dimerization, and that the cyano group is particularly closely packed in the crystal of 2:OMe. The latter is a factor responsible for inhibiting the movement of the olefin having the cyano group. It follows that the selective [2+2] reaction may occur at the double bond on the 4-pyridyl side, in agreement with experimental observation. (ii) The change of packing potential energy within the stack during the dimerization of 2: OMe, was calculated by the original program “MOLALL”, using the same data as for the CAVITY calculation. For the calculation of atomic coordinates of the molecules during the photodimerization in the stack of the monomer crystal, the two olefins on either side of two reacting molecules approached each other by the same distance in the direction of the centre of the two olefins. The potential functions and parameters used in this work is the non-bonding atom-atom van der Waals potential of the Buckingham-Lennard-Jones type (Mirsky, 1978). (iii) The stabilization energy resulting from orbital interactions between two reacting molecules was calculated by the original program “MOLSTA” using the results of molecular orbital calculation by the AM1 method (Dewar et af., 1985) installed in the MOPAC (version 4.01). [2+2] Photodimerization between a monomer in the first excited singlet state (S,) and the neighbouring monomer in the ground state (So) was assumed. Molecular orbitals (MO) for the Franck-Condon S1 are obtained through
PHOTODIMERIZATION AND PHOTOPOLYMERIZATION
133
configuration interaction (CI) by putting two electrons into the highest occupied T MO (HOMO), the lowest unoccupied T MO (LUMO) and the next T LUMO (Fukui et al., 1960). According to the calculation, the intrinsically higher reactivity of the double bond on the 4-pyridyl side, helped by the steric factor in the crystal, results in the regioselective photodimerization of 2:OMe at the pyridyl side double bond. The perturbation energies for the selected frontier MO (FMO) were also calculated. From such calculations, a non-synchronous concerted reaction mechanism has been supported by several quantum chemical results (Bernardi et al., 1987). The analysis of the regioselective reactivity of olefins in identical topochemical environments by three computational methods concludes that both steric factors (cavity and potential energy) and electronic factors (perturbation energy from orbital interactions) play important cooperative roles in determining which C-C double bond in a molecule reacts first in [2+2] photodimerization. The steric factor is considered to be effective in the movement of olefins at an early stage of the reaction, whereas the electronic factors are effective in the adduction of olefins at a later stage of the reaction. In previous studies in the author’s laboratory it has become clear that, in most diolefin derivatives, replacement of the oxygen atom of an ester moiety by a sulfur atom is possible without changing the photopolymerizable molecular arrangement, and that all of the thioester derivatives and even mixed crystals of the ester containing a small amount of thioester derivatives of 1,4-phenylene diacrylate (PDA) are photostable (Hasegawa et al., unpublished data). In a comparison of fluorescence spectra between the ester and thioester derivative crystals of PDA, the ester crystal shows a strong emission whereas the thioester crystal fluoresces much more weakly. For example, the intensity of a PDA methyl thioester crystal is about one-thousandth of that of a PDA methyl ester crystal. Furthermore, the fluorescence lifetime of mixed crystals which consist of a large amount of PDA methyl ester and a small amount of the corresponding thioester moiety is much shortened, compared to the lifetime of pure PDA methyl ester crystals. In quenching experiments in solutions of PDA ester, the fluorescence of the PDA ester is dramatically quenched by thioacetate. Similar behaviour has been obtained with several types of diolefin derivatives having a thioester moiety, where crystal structures are isomorphous with the corresponding ester derivatives. From the results of the fluorescence spectroscopic study it is concluded that excitation energy at the lowest excited state of a PDA derivative having a thioester moiety is localized at the thioester group; intra- or intermolecular energy transfer from the conjugated system of the PDA to the thioester moiety must have occurred in the crystalline state to afford a photostable crystal (Hasegawa et al., unpublished data).
M. HASEGAWA
134
3 Effects of wavelength of irradiating light and irradiation temperature
As the topochemical [2+2] photoreaction proceeds by a step-growth mechanism and since the photoreactions of diolefin crystals observed so far are restricted to molecules in which two reacting olefin bonds are conjugated to each other through an aromatic moiety,' the reaction conversion can be readily controlled by the irradiation interval and by the wavelength of the irradiating light. Furthermore, in order to avoid excessive thermal vibration of the crystal lattice, the irradiation temperature generally should be considerably lower than the melting point of the starting crystals. For a-type crystals, the molecular weight and its distribution in the final polymer can be widely controlled by these three factors (the photoirradiation interval, wavelength, and temperature). For /3-type crystals, in an extreme case, even the chemical structure of the topochemical product varies strikingly with irradiation temperature. Photochemical quantum yields depend on the wavelength and also on the irradiation temperature.
>280 nm at - 10 "C 4
+
254 nm at 2 "C
(5:OMel
It is well known that the [2+2] photodimerization of diolefinic compounds is allowed to occur photochemically but not thermally, whereas the cyclobutane cleavage reaction occurs both photochemically and thermally. The cleavage reaction occurs with irradiating light of shorter wavelength Although [2+2] photopolymerization of crystals of glycol bis-cinnamate has been reported (Miura el al., 1968), it has not proved possible, despite several attempts in the author's laboratory, to confirm that the polymer formed contains cyclobutane rings. In the monomeric molecule, the olefinic bonds are not conjugated to each other.
PHOTODIM ER lZATl0 N AND PHOTO POLYME R lZATl0 N
135
than that for the photodimerization because cyclobutane compounds generally absorb at shorter wavelengths than the original olefinic compounds. Consequently, the wavelength of the irradiating light and the irradiation temperature give rise to various significant effects on topochemical [2+2] photoreaction behaviour. By such a control technique a clear reversible topochemical photoprocess has been realized between methyl 4-[2-(4-pyridyl)ethenyl]cinnamate [5:OMe] and corresponding polymer crystals under the reaction conditions given in (5) (Hasegawa, 1986; Hasegawa et al., 1990; Chung and Hasegawa, 1991). However, a reversible photochemical process between olefin bonds and a cyclobutane ring is generally not observed so clearly in the crystalline state, because the crystal lattice favours the polymerization but depresses the photodepolymerization.
CONTROL OF MOLECULAR CHAIN GROWTH BY THE WAVELENGTH OF IRRADIATING LIGHT
Since all the photopolymerizable monomers (A) contain two conjugated double bonds, the T-T* electronic transition of a dimer and a molecule larger than a dimer (B) is shifted to a higher energy level than that of A. The reaction scheme is as shown in (6)-(11) (Tamaki et al., 1972), where A* and B* represent the species A and B, respectively, in the T-T* excited state. Equation (8) represents a dimerization reaction and (9)-( 11) represents growth reactions. On photoirradiation at the longer wavelength edge of the monomer A ( h q ) , e.g. 430nm for 2,5-DSP, only reactions (6), (8) and (9) proceed to give the oligomer exclusively. The degree of polymerization at this stage is determined by the reaction velocity ratio of growth step (9) to the dimerization step (8). For 2,5-DSP the pentamer on average is obtained. By a similar technique the formation of 2,5-DSP trimer on average was reported by Wegner and co-workers (Braun and Wegner, 1983). On successive photoirradiation of the as-prepared oligomer crystals with the wavelength of light which excites B ( h y ) , e.g. 350nm for 2,5-DSP oligomers, high-molecular-weight polymer crystals are produced by step (1 1) which is a growth reaction of the terminal unit in the growing chain. By such a selective excitation technique, step (10) actually does not occur because all the monomer molecules (A) have already been exhausted in the course of oligomerization. The ultraviolet (UV) absorption of 2,5-DSP crystal as measured in a thin layer deposition on a quartz plateis shown in Fig. 6. The quantum yields, the number of olefinic double bonds consumed to form cyclobutane per absorbed quantum, of the oligomerization and polymerization of 2,5-DSP, P2VB and 3:OMe have been measured by using monochromatic light. The quantum yield (@) is defined by the equation
M. HASEGAWA
136
RI
A:
\
RIIl
/
C=CH- Ar-CH=C \ / RII RIV
Photoexcitation processes A B Photocyclodimerization processes
hui
hv2
A*
B*
A*+A
B
A*+B-
B
B*+A-
B
B*+B-
B
(7)
@ = (dc/dt)/Zab, where dcldt is the rate of disappearance of the olefinic double bonds per unit volume and Zabs the rate at which the incident light is absorbed per unit volume of the KBr pellet containing the sample. The rates of disappearance of the olefinic double bonds during oligomerization and polymerization were monitored by infrared (IR) spectroscopy. The initial quantum yields for the oligomerization and the polymerization of 2,5-DSP, P2VB, and 3:OMe are summarized in Table 3. The quantum yields of oligomerization and polymerization of 2,5-DSP and 3:OMe are between 0.7 and 1.6. These quantum yields indicate that these photoreactions belong to a class of single photon reactions in which the theoretical maximum value is equal to 2, and that these reactions proceed very efficiently. On the other hand, the quantum yield of oligomerization of P2VB is only 0.04 and that of polymerization is very small and not measurable by the same technique, even though the crystal structures of 2,5-DSP and P2VB are isomorphous. Recently Eckhardt and co-workers explained the difference of quantum yields between 2,5-DSP and P2VB in terms of energy trapping caused by the m* t n excitation-phonon coupling which was observed only in 2,5-DSP (Peachey and Eckhardt, 1993; Stezowski et al., 1993). On the basis of a concerted X-ray crystallographic and polarized, single-crystal Raman scattering study of a partially reacted
PHOTODIMERlZATlON AND PHOTOPOLYMER IZATION
137
I
1
I
250
300
I
1
I
400 350 Wavelength (nm)
450
Fig. 6 UV spectra of (a) 2,S-DSP crystal, (b) 2,5-DSP oligomer crystal, and (c) poly-2,S-DSP crystal.
Table 3 Quantum yields (a) of oligomerization and subsequent polymerization of 2,5-DSP, P2VB, and 3:OMe."
2,S-DSP P2VB 3:OMe
Wavelength used in irradiation (o1igomerization)hm
CP
436 405 365
1.2 0.04 1.2
Wavelength used in irradiation (po1ymerization)hm
CP
365
1.6
313
0.7
-
-
"Data from Tamaki et al. (1972).
2,5-DSP crystal, a detailed picture of the lattice motion and related displacements was constructed and related to the topochemical postulate and the mechanism of phonon assistance. Holm and Zienty (1972) have measured the quantum yield for the overall polymerization process of (~,(~'-bis(4-acetoxy-3-methoxybenzylidene)-p-benzenediacetonitrile (AMBBA) crystals in slurries and reported it to be 0.7 on the basis of the disappearance of two double bonds (a = 1.4 if assigned on the basis of the number of double bonds consumed).
(AMBBA]
M. HASEGAWA
138 EFFECT OF PHOTOIRRADIATION TEMPERATURE
As the topochemical reaction is intimately related to molecular dynamics during the react.ion process, thermal motion of reacting molecules in the crystal must be taken into account in the reaction. In typical four-centretype photopolymerization of a-type diolefin crystals it is generally observed that, with decreasing photoirradiation temperature, a higher final degree of polymerization is achieved while the apparent reaction rate is depressed. That is, the four-centre-type photopolymerization of diolefin crystals proceeds in good order, providing the photoirradiation temperature is retained within the range in which a rigid crystal lattice is maintained. For example, 3:OEt (melting point 96°C) photopolymerizes quantitatively into a linear higher-molecular-weight polymer crystal on photoirradiation at a temperature below 0°C (Nakanishi et al., 1973), even when the temperature is as low as that of liquid helium (4.2 K) (Gerasimov et al., 1974). On the other hand, when the irradiation is performed at a temperature above room temperature, the same crystal does not give a linear high-molecularweight polymer but gives fairly low-molecular-weight oligomers, as is shown in Scheme 4. The dimer is produced on photoirradiation at 6045°C (30% conversion) and isolated as fine crystals from the oligomeric photoproducts (Nakanishi et al., 1974). In contrast to the a-type crystal, the photoreaction of P-type diolefin crystals at a very low temperature sometimes does not occur at all, or sometimes proceeds but levels off at a low conversion, suggesting that the photoreaction of P-type diolefin crystals requires an appropriate thermal motion oi the reacting molecules. It should be emphasized that, in all the topochemical photoreactions without exception, an apparent reaction rate at the initial stage increases with increase in the irradiation temperature, as long as the temperature is sufficiently low to maintain the molecular orientation in the crystal. In order to rationalize such characteristic kinetic behaviour of the topochemical photoreaction, a reaction model has been proposed for constant photoirradiation conditions (Hasegawa and Shiba, 1982). In such conditions the reaction rate is assumed to be dependent solely on the thermal motion of the molecules and to be determined by the potential deviation of two olefin bonds from the optimal positions for the reaction. The distribution of the potential deviation of two olefin bonds from the most stable positions in the crystal at OK is assumed to follow a normal distribution. The reaction probability, which is assumed to be proportional to the rate constant, of a unidimensional model is illustrated as the area under the curve for temperature T2 between 6 and 6 + W in Fig. 7. k = A exp { - (RT,,,
+ E,)/RT}
a,
2
5
.-OI
a
+ 5 0
8
..
m
I
C
T -t-
140
M. HASEGAWA
Fig. 7 A model for topochemical reaction probability.
The rate equation for the two-dimensional model is then given by (12), where A = PT,,,/T and /3 is a constant related to the individual reaction, and Topt represents the temperature where the reaction occurs most efficiently. Of the P-type crystals, the irradiation temperature affects not only the rate and final conversion, but sometimes it causes rearrangements of the molecular skeleton in the final product. Such a product control technique by variation of the photoirradiation temperature can be seen in the reactions of a few P-type diolefin crystals. When propyl a-cyano-4-[2-(4pyrimidyl)ethenyl]cinnamate (6:OPr) crystals are irradiated with A > 410 nm at room temperature, they give a monocyclic dimer nearly quantitatively while when the same crystals are irradiated with A>300nm at lower temperature, they give the highly strained [2.2] paracyclophane in yields of 6% and 27% at irradiation temperatures of -40°C and -78”C, respectively (Chung et al., 1991a). The observed correlation between the yield of cyclophane and the irradiation temperature suggests the existence of a highly strained “non-isolable” intermediate dimer molecule that is frozen at the lower temperature. The whole reaction scheme is shown in Scheme 5. The modification of molecular conformation from the highly strained “non-isolable” dimer molecule to the V-shaped dimer molecule (6:OPrdimer) is explained in terms of relaxation of the strain energy due to the bond angle in the “non-isolable” dimer, which accumulated during the cyclobutane formation. Therefore, strictly speaking, the process going from the “non-isolable” dimer into the V-shaped dimer (6:OPr-dimer) is not a
::;i6")",,I '
.
COOPr CN
.
N,N
COOPr
6:OPr-dimer
PrOOC
J
6:OPr "
-78
c
N-N
COOPr
Non-isolable" dimer
( 27 Yo)
6: OPr-cyclo Scheme 5
142
M. HASEGAWA
topochemical process but a thermal rearrangement under moderate control by the crystal lattice. Similar behaviour has been observed in the photoreaction of methyl a-cyano-4-[2-(2-pyridyl)ethenyl]cinnamate (7:OMe) crystals in which the yield of [2.2] paracyclophane reached 65% on irradiation at -78°C (see Scheme 10; p. 153) (Hasegawa et al., 1989b). From the crystal structure analysis of the same type of [2.2] paracyclophane, which is topochemically derived from alkyl a-cyano-4-[2-(4-pyridyl)ethenyl]cinnamatecrystals, a highly strained molecular shape is confirmed in which two phenylene rings are severely bent (Maekawa et al., 1991b). These results are significant in understanding the photochemical behaviour of organic crystals at low temperature and in the development of a new synthetic route to highly strained [2.2]paracyclophane derivatives. 4 Kaleidoscopic topochemical behaviour of diolefin crystals
At present, based on the topochemical rule, the configuration of photoproducts, as well as photoreactivity, can be precisely predicted from the crystal structure of the starting olefin compounds, with certain exceptions. On the other hand, the crystallization process of diolefin compounds often plays a significant role in determining their topochemical behaviour, by changing their crystal structure or by forming solvent inclusion complexes. Furthermore, topochemical photoreactions of crystals with P-type packing are accompanied by thermal processes under moderate control by the reacting crystal lattice (see p. 140). These factors seriously complicate the whole reaction scheme. Such “kaleidoscopic” topochemical behaviour of 2:OPr is exemplified in Scheme 6 (Hasegawa, 1992). 2:OPr crystallizes with a-type packing [2:OPr(a)] from 1-propanol solution but into the P-type [2:OPr(P)] from a mixture of ethanol and water. On photoirradiation using a filter (>410 nm), the a-type homo-adduct dimer (2:OPr-a-dimer) and the P-type heteroadduct dimer (2:OPr-P-dimer) are produced from 2:OPr(a) and 2:OPr(P), respectively, both in nearly quantitative yield. The dimer crystal 2:OPr-adimer as-prepared is entirely stable on photoirradiation whereas, on further photoirradiation without a filter, 2:OPr-/3-dimer is converted nearly quantitatively into a highly strained [2.2] paracyclophane (2:OPr-cyclo). The photostable 2:OPr-a-dimer crystal is, however, transformed into a highly photoreactive crystal complex (2:OPr-a-dimer.PrOH) if 2:OPr-a-dimer is recrystallized from 1-propanol solution. The crystal (2:OPr-a-dimer-PrOH) photopolymerizes into a crystalline a-type homo-adduct linear polymer. Judging from their X-ray diffraction patterns, recrystallized P-type dimer (2:OPr-P-dimer) has a different crystal structure from that of the crystal
+ -*
2:OPr(a)
(photostable)
2:OPr-a-dimer recryst. from PrOH
recryst. from PrOH
I
hv
2:OPr-a-Dimer-PrOH - N
COOPr
2:0prCN recryst. from EtOH I H20
\
2: 0 Pr(B) 2:OPr-B-dimer(as-prep.)
2: 0 Pr-cyclo
hv
2: OPr-B-dimer(recryst)
Scheme 6
oligomer
M. HASEGAWA
144
2:OPr-P-dimer (as-prepared). On photoirradiation, 2: OPr-P-dimer (recrystallized) does not afford 2:OPr-cyclo at all, but rather an oligomer. All these types of behaviour are reasonably interpreted by crystallographic analysis of these compounds, based on topochemical consideration. In this section, various types of topochemical behaviour such as the “even-numbered’’ degree of polymerization mechanism, topochemical induction into the syndiotactic structure, stereo- and enantio-selective reactions, and the formation of highly strained cyclophanes are described.
“EVEN-NUMBERED” DEGREE OF POLYMERIZATION BEHAVIOUR
Ethyl a-cyano-4-[2-(4-pyridyl)ethenyl]cinnamate (2:OEt) crystallizes with photoreactive a-centrosymmetric-type packing. Upon irradiation of 2:OEt crystals with a 1OOW super-high-pressure Hg lamp at room temperature, an a-homo-type linear polymer (M,= 3100) is produced with the accumulation of one type of dimer at the intermediate stage (Scheme 7) (Hasegawa, 1986). On the other hand, exclusive photoexcitation of the monomer with wavelengths longer than 410nm results in a quantitative formation of the dimer (2:OEt-dimer). The gel permeation chromatography (GPC) profile at an early stage of the photoreaction (2h) of 2:OEt crystals (Fig. 8) shows that the products consist of molecular species with only an “even-numbered” degree of polymerization and which have only pyridyl ethenyl groups at growing terminals. The even-numbered degree of polymerization behaviour of 2:OEt can be interpreted from its crystal structure (Fig. 9), in which the molecule is related to its neighbouring molecules by two different inversion centres to make a plane-to-plane stack (Maekawa et al., 1991a). The ethylenic double
1
I
20 30 Elution volume (ml)
Fig. 8 GPC profile at the early stage of the photoirradiation of 2:OEt crystal.
g\ 0 $ 8 z
M. HASEGAWA
146
Fig. 9 The crystal structure of 2:OEt.
bonds on the ester side, related by one inversion centre, are separated by 3.758 A, whereas the ethylenic double bonds on the pyridyl side, related by the other inversion centre, are separated by a distance of 4.868A; the former ethylenic double bonds can react predominantly according to the topochemical principle. The GPC profile and the crystal structure show that the monomer reacts only with the monomer and that further chain growth occurs between two dimer molecules. Between the dimers the intermolecular pyridyl ethenyl groups must have come closer to each other and within the reactive distance (-4 A). Accordingly, the “even-numbered polymerization” mechanism can be explained on the basis of the difference in topochemical environment; the polymerization proceeds through a single type of dimer, accumulated spontaneously during the photoirradiation, to give an even-numbered polymer species, as shown in (13). During the photoreaction of ethyl methyl 1,4-~henylenediacrylatecrystals (3:OEtMe), in which the distances of intermolecular double bonds are 3.891 8, between two methyl cinnamate groups and 4.917 A between two M+M
- hv
Dimer
hv
M+Dimer
Trimer
M+Trimer
Tetramer
Polymer (M-M),, (13)
PHOTODIMERIZATION AND PHOTOPOLYMERIZATION
147
Fig. 10 The crystal structure of 7:OMe-dimer.
ethyl cinnamate groups, again only a single type of dimer having ethyl cinnamate terminal groups is accumulated as indicated by nmr spectroscopy (Hasegawa et al., 1986a). However, a GPC curve at an early stage of photopolymerization does not show a clear even-numbered degree of polymerization behaviour, indicating the occurrence of the reaction of the monomer with other molecular species to a certain extent.
“TOPOCHEMICAL INDUCTION” INTO SYNDIOTACTIC STRUCTURES
Crystals of methyl a-cyano-4-[2-(2-pyridyl)ethenyl]cinnamate(7:OMe) with P-type packing are highly photoreactive and are converted into the P-type dimer (7:OMe-dimer) in high yield upon photoirradiation (>410 nm, -40°C).The dimer (7:OMe-dimer), on further photoirradiation (> 300 nm, -40°C) after recrystallization from methanol/l,2-dichloroethane, gives a polymer ((& = 12000) !I,,via a tetramer (7:OMe-tetramer) with retention of high crystallinity. The ‘H nmr analysis of 7:OMe-tetramer suggests that it is an a-homo type formed by the cycloaddition of ethylenic double bonds on the ester side of 7:OMe-dimer (Hasegawa et al., 1989b). Finally, the polymer (poly-7:OMe) has 7:OMe-tetramer as a repeating unit according to the ‘H nmr spectrum of poly-7:OMe. On the basis of the geometry of the two pyridyl side olefins of (7:OMe-dimer) (Fig. lo), the olefinic pair is expected to yield an &-type(or
148
M. HASEGAWA
&type) cyclobutane ring.3 Thus, the polymer structure should have a unique repeating unit in which three types of cyclobutane structures are incorporated in a sequence,,of [ ~ P E P ~ P - ’ E P - ’(or ] [a/31jpaP-1&3-1]),where P and P-’ are of opposite absolute configuration. Considering the stereochemistry of the cyclobutane rings, the polymer should be “double syndiotactic” (Scheme 8) (Chung et al., 1991b). From the viewpoint of synthetic polymer chemistry, although the formation of stereospecific polymers (isotactic and syndiotactic) is very popular, the present polymer is the first example having a double syndiotactic structure. In addition, the polymer consists of an alternating zigzag-linear main chain structure. Ethyl a-cyano-4-[2-(2-pyridyl)ethenyl]cinnamate(7:OEt) also crystallizes with P-centrosymmetric-type packing yielding photoreactive crystals and, upon photoirradiation (>410 nm), is converted into the p-hetero-type dimer (7:OEt-dimer) nearly quantitatively. The 7:OEt-dimer (space group Pi, triclinic) has the structure which is predicted from the crystal structure of 7:OEt (space group Pi, triclinic). In the crystal of 7:OEt, two molecules form a molecular pair as is the case in the crystal of 7:OMe. Considering the intermolecular distances between the ethylenic double bonds (3.714 and 3.833A within the pair, and 4.734 and 4.797A between the pairs), each molecule can react only with its partner in the molecular pair and not with any molecule of another pair. Since paired molecules are related by centrosymmetry, two pairs of facing ethylenic double bonds should be equal in photoreactivity, affording two
3
Designated by Annet (1962).
0 ..
s
.i a,
L
.-E U
.. r-
PHOTODIMERlZATlON AND PHOTOPOLYMERlZATlON
151
enantiomeric cyclobutanes. However, after the formation of 7:OEt-dimer in one molecular pair followed by the thermal process (modification of the molecular conformation from the “non-isolable” dimer into the V-shaped dimer) (see p. 140), the photoreactivity of the two pairs of ethylenic double bonds in neighbouring molecular pairs should no longer be equal; the ethylenic double bonds in the pair of 7:OEt, adjacent to the cyclobutane side of the 7:OEt-dimer, is less reactive due to the steric repulsion of the substituents that protrude after dimerization. Upon further photoirradiation, 7:OEt-dimer gives the tetramer (7:OEttetramer) with a certain amount of octamer and higher oligomers. The tetramer (7:OEt-tetramer) contains three cyclobutane rings of P-hetero-, a-homo- and P-hetero-type structures. In addition, on the basis of the geometry of the two ethylenic double bonds on the ester side of the 7:OEt-dimer, the polymer should have a unique repeating unit in which three types of cyclobutane structures are incorporated in a sequence of [pap-’a] where P and P-’ are enantiomeric (“syndiotactic”) (Scheme 9). At the same time, as is the case for 7:OMe, the repeating unit consists of an alternating zigzag-linear chain structure as seen in Figs ll(a) and (b). The photochemical behaviour of 7:OEt is the first example in which the reaction of achiral molecules in an achiral crystal packing does not occur at random but stereospecifically, resulting in a syndiotactic structure. As no external chiral catalyst exists in the reaction, the above result is a unique type of ‘Ltopochemicalinduction”, which is initiated by chance in the formation of the first cyclobutane ring, but followed by syndiotactic cyclobutane formation due to steric repulsions in the crystal cavity. That is, the “syndiotactic” structure is evolved under moderate control of the reacting crystal lattice. The complete reaction processes of 7:OMe and 7:OEt crystals are shown in Scheme 10. The concept of topochemical induction was first assumed in the topochemical formation of a cyclic dimer from 1,4-dicinnamoylbenzene (1,4DCB) crystal (see p. 157) (Hasegawa et al., 1985).
ABSOLUTE ASYMMETRIC SYNTHESIS AND AMPLIFICATION OF ASYMMETRY
Along with the guidepost (Wegner, 1972, 1973) based on the crystal-tocrystal transition from 2,5-DSP to poly-2,5-DSP, absolute asymmetric synthesis has been achieved by the topochemical reaction of a chiral crystal of an achiral diolefin compound in the absence of any external chiral reagents. Ethyl 4-[2-(4-pyridyl)ethenyl]cinnamate (5:OEt) crystals (P-type packing) gives an optically active dimer through a topochemical [2+2] photocycloaddition (enantiomeric effect > 90%). The asymmetric induction is ex-
M. HASEGAWA
152
1R,ZS, 3R,4R B
n B
1S,2R,3S,4s
Fig. 11 (a) Schematic polymer structure of poly-7:OEt. Phenylene rings are omitted in order to simplify. (b) Molecular model of repeating structure of poly-7:OEt. Four chiral centres on each of two cyclobutane rings in both sides are enantiomeric to each other.
PHOTODIMERIZATION AND PHOTOPOLYMERIZATION
1
153
7:OR C N hv
< -40 "C
"on- isolable-
NC MeOOC
-
\
N/
7: OM e-cyclo
7:OEt-tetra hv
I
$.
hv
polymer ( i n = 12 000)
I
oligomer
Scheme 10
hv
(+) - 5:OEt-dimer (+)
5:OEt
- crystal
I I I
.
I
--
(-) 5:OEt-dimer
(The signs of optical rotations are arbitrary.)
Scheme 11
PHOTODIMER IZATION AND PHOTOPOLYMER IZATlON
155
Table 4 Examples of the crystallization of 5:OEt with or without seeding and their photoreaction into the chiral dimer.“ Photoirradiation: Example
Crystallization of 5:OEt
Time/h
Temp./”C ~~
1 2 3 4 5
With (+) seeding With (-) seeding Without seeding Without seeding Without seeding
10 7 1 1 1
Chemical yield e.e.b of dimer/% % ~~
-40
-40 rtc rt rt
~
63 45 20 21 32
(+I 92 (-1 95 (-1 95 (-1 90 (+I 94
“Data from Hasegawa et al. (1992). *Determined by hplc on an optically active phase. ‘rt = room temperature.
plained by the formation of a chiral arrangement of achiral 5:OEt molecules (space group :P212121),followed by a subsequent topochemical photoreaction (Scheme 11) (Chung and Hasegawa, 1991). In the crystal of 5:OEt, there are two crystallographically independent molecules; these form a molecular pair in a @-typearrangement in which no stack for polymerization exists. The intermolecular distances of the two facing ethylenic double bonds in each molecular pair are approximately within the normal photoreactive distances (3.802 and 4.387 A for one pair of facing bonds, and 3.829 and 4.123 A for the other). In addition, since every molecular pair is related only by a 21 screw axis, enantiomerically homogeneous cyclobutanes arise from the topochemical photoreaction of one single crystal. As expected, a large quantity of 5:OEt crystals having the same chirality is afforded by seeding with a fine crystalline powder, prepared from a single crystal of 5:OEt, during recrystallization from ethanol. Furthermore, surprisingly, it is observed that the crystals of 5:OEt obtained from each recrystallization batch without seeding always give by chance one or other enantiomeric dimer in large excess (Table 4) (Hasegawa, 1992). Such growth of chiral crystals without seeding is regarded as “amplification of asymmetry”. That is, the seeding crystals .only cause crystal formation having the same chirality, but the amplification of asymmetry always occurs without seeding with an equal probability. This phenomenon may be a key stage in the generation of molecules having a single chirality in large excess if the assumption is made that the diffusion of chiral molecules in nature is much faster than the next occurrence of amplification of asymmetry. Thus the entire topochemical process, including the crystallization process, could be a model for the generation of chiral homogeneity in the prebiotic era in nature.
156
M. HASEGAWA
PREPARATION OF CYCLOPHANES
In the plane-to-plane stack of diolefin crystals with P-type packing, two facing molecules are sometimes oriented identically with respect to neighbouring upper and lower molecules. On the other hand, the two molecules sometimes make one molecular pair separated relatively far from neighbouring pairs. Moreover, in very rare cases, molecules do not make successive plane-to-plane stacks, but two molecules make a molecular pair independently, e.g. a molecular arrangement of ethyl and/or propyl a-cyano-4-[2-(4pyridyl)ethenyl]cinnamate(2:OEt and/or 2:OPr) crystals. In conclusion, as shown in Scheme 12, a P-type crystal could afford a cyclophane derivative consisting of two monomer molecules and/or a zigzag-type polymer through the V-shaped dimer molecule. So far several types of cyclophanes have been prepared from diolefin crystals with P-type packing whereas only a few well-defined high-molecular-weight polymers have been reported. This is probably because the topochemical reaction of these crystals is often accompanied by a thermal process under moderate control by the reacting crystal lattice, which may cause deterioration of the topochemical environment to a certain extent and which makes photoproducts amorphous (see pp. 140 and 142).
Fig. 12 The crystal structure of 1,CDCB projected on to the (100) plane. (From Hasegawa et al., 1985, with permission.)
PHOTODIMERIZATION AND PHOTOPOLYMERIZATION
157
0
0 1,4-DCB
./
\hv.
n
-
Scheme 12
In the crystal of 1,Cdicinnamoylbenzene (1,CDCB) (see Fig. 12), the distances between the intermolecular photoadductive carbons are 3.973 and 4.086 A for one cyclobutane ring, and 3.903 and 3.955 8, for the other. The two topochemical pathways may occur competitively in a single crystal of 1,CDCB at the initial stage of reaction. Then, both intramolecular photodimerization and intermolecular photopolymerization of the diolefinic mono-cyclobutane intermediate occur competitively to give tricyclic dimer 21,22,23,24-tetraphenyl-1,4,11,14-tetraoxo-2(13),12( 13-diethanol, [4.4] paracyclophane or oligomers (Hasegawa el al., (1985). On photoirridation at room temperature the 1,CDCB crystal gives >90% of the tricylic
158
M. HASEGAWA
cyclophane (isolated in 58% yield after recrystallization) and a small amount of oligomers (Scheme 12). The formation of a &type cyclobutane ring was predicted from the crystal structure of 1,6DCB and confirmed by 'H nmr analysis. The total conversion and the photoproduct ratio of the cyclophane to the oligomers varies considerably with the reaction temperature, suggesting that each elementary process in the 1,CDCB crystal is influenced to a different degree by thermal vibration of the crystal lattice. At -17°C the reaction proceeds at a moderate rate. On the other hand, it almost ceases after irradiation for 28 h, to give yields of about 70% of cyclophane, about 10% of oligomers, and about 20% of l,CDCB, respectively. On further irradiation of the above as-prepared photoproducts at 28°C for 30 h, the reaction continues to give the final photoproducts containing about 90% of cyclophane and about 10% of oligomers with a trace amount of 1,4-DCB. In contrast with a typical topochemical photodimerization, such a striking decrease of reactivity of 1,4-DCB at a moderately depressed temperature suggests that more vigorous thermal movement is required for the photoexcited species to react at a later stage. Assuming that the reaction probability of all the elementary processes is equal in the reaction of 1,4-DCB crystals, the calculated yields of unreacted 1,6DCB, cyclophane, and oligomer by simulation, should be 1.8, 37.7, and 60.5% by weight, respectively. Furthermore, if all the photoexcited species of the monocyclic dimer are assumed to be converted into cyclophane, these yields should become 6.9, 65.6 and 27.5%. It is, therefore, rather surprising that in an extreme case of the experiment the yield of cyclophane is more than 90% while the amount of unreacted 1,CDCB is less than 2%. One plausible mechanism to explain this result is that the first formation of cyclophane induces the successive formation of cyclophane so as to enhance its final yield. If such an induction mechanism plays an appreciable role, an optically active cyclophane zone may be formed, at least in a micro spot surrounding the first molecule of cyclophane, as illustrated in Scheme 13. The assumption of an induction mechanism was verified later in the photoreaction of 7:OMe crystals (see p. 151). The crystal of 2:OPr recrystallized from EtOH/H20 solution, and the mixed crystal of the same ethyl and propyl cinnamate derivatives (2:OEt and 2:OPr), on photoirradiation for 2 h at room temperature with a 500W super-high-pressure Hg lamp, afforded the highly strained tricyclic [2.2] paracyclophane (2:OEt.2:OPr-cyclo) crystal quantitatively (Maekawa et al., 1991b). A crystal structure analysis was carried out of a single crystal of the complex of 2:OEt.2:OPr-cyclo with HFIP (recrystallization solvent) in a 1:2 molar ratio. Fig. 13 shows the molecular structure of 2:OEt-2:OPr-cyclo viewed along the phenylene planes. The short non-bonded distances and deformation of the benzene rings, as seen in Fig. 13, are common to those of [2.2] paracyclophanes, as previously reported (Hope et al., 1972a,b).
PHOTODIMERlZATlON AND PHOTOPOLYMERlZATlON
Random mechanism
159
Induction mechanism Scheme 13
It is of great interest that the topochemical driving force is sufficient to give such a highly strained molecule 2:OEt.2:OPr-cyclo quantitatively, even though a great amount of internal energy should be qxhausted in twisting two phenylene rings during its formation from 2:OEt.2: OPr-dimer. In the mixed crystal, the reactive molecules, which are related by a pseudocentre of symmetry, make a pair and are superimposed along the [ O l l ] direction without any displacement of the molecular long axis. The double bond on the pyridyl side in one molecule and the double bond on the
160
M. HASEGAWA
Fig. 13 Molecular structure of 2:OEt-2:OPr-cyclo viewed along the phenylene planes. Both of the ester alkyl moieties are depicted by a propyl group.
A
B
C
D Fig. 14 Crystal structure of 2:OEt.2:OPr. Two molecules making a pair (B and C) and two neighbouring molecules in the other pairs (A and D) viewed along the phenylene groups in molecules B and C. All the ester alkyl moieties are depicted by an ethyl group.
PHOTODIMER IZATION AND PHOTOPOLYMERlZATlON
glide plane
1 1
\
\ (a)
161
\
Q (b)
view
Fig. 15 Schematic molecular arrangements of (a) a normal p-type crystal and (b) 2:OEt.2:OPr crystal viewed along the molecular long axis.
ester side in the other molecule are within the distance topochemically allowed for [2+2] photocycloaddition. The quantitative formation of the highly strained 2:OEt.2:OPr-cyclo, on photoirradiation even at ordinary temperatures, is reasonably interpreted in terms of the crystal structure of 2:OEt*2:OPr. Fig. 14 shows the molecular arrangement of the reacting paired molecules (B and C) as well as the molecules in neighbouring pairs (A and D). As is obvious in the diagram, the irradiation of 2:OEt*2:OPr should give a P-type dimer having a hetero-type cyclobutane ring. On the other hand, the molecular arrangement in the crystal is unusual in that molecules A and B (also C and D) come into contact with each other at the van der Waals distances. Therefore, the modification of the molecular conformation into the Vshaped monocyclic dimer does not occur in a reacting crystal of 2:OEt*2:OPr even at ordinary temperature. Thus, after the first cycloaddition between two molecules in one pair, the residual olefins in the monocyclic dimer 2:OEt-2:OPr-dimer would be forced to stay within the reactive distance by virtue of repulsion with the neighbouring molecules. Figs 15(a) and (b) show two typical molecular arrangements in a crystal with P-type packing viewed along the direction of the molecular long axis. Each line in Fig. 15 depicts the average plane of a diolefin compound. In the usual cases of photoreactive diolefin compounds with P-type packing reported so far, the aromatic planes of the neighbouring molecules on both sides are parallel and superimposed to make a plane-to-plane stack [Fig. 15(a)]. In contrast, in the case of 2:OEt-2:OPr, which corresponds to the crystal type in Fig. 15(b), a pair of reacting molecules is isolated from the neighbouring pairs by a glide plane. Thus, the residual double bonds in the resulting monocylcic dimer 2:OEt.2:OPr-dimer could not be parallel to the double bonds in any neighbouring pair. Consequently, a second
M. HASEGAWA
162
-
rn
hv(>300 nm)
in crystalline state
X
X
X = CI 2.3-DSP:CI X = CN 2.3-DSP:CN
X = CI 2.3-DSP:CI-dimer (76 YO yield) X = CN 2.3-DSP:CN-dimer (58 % yield)
Scheme 14
cycloaddition should occur only between intramolecular double bonds to give 2:OEt.2:OPr-cyclo and not between intermolecular olefins. The photoreaction of 2,3-distyrylpyrazine (2,3-DSP) derivatives has been investigated in the crystalline state (Tsutsumi et al., 1991; Takeuchi et al., 1993). On photoirradiation, 2,3-di(4-chlorostyryI)pyrazine and 2,3-di(4cyanostyry1)pyrazine crystals give eight-membered [2.2]orthocyclophanes in 76 and 56% yields, respectively (Scheme 14). On the other hand, 2,3-DSP and 4-nitro or 4-methyl derivatives of 2,3-DSP are photostable in the crystalline state. These results are reasonably interpreted on the basis of X-ray crystallographic analysis of these crystals. 5 Topochemical reactions of mixed crystals, inclusion complexes and molecular complexes
It is of great interest to extend the study of four-centre-type photopolymerization into the area of copolymerization. Although there have been a few preliminary reports on the formation of mixed diolefin crystals, none of them described topochemical copolymerization behaviour (Nakanishi et al., 1979b; Addadi et al., 1982). Two other papers had described topochemical copolymerization; one was related to diacetylene (Enklemann, 1984 and references cited therein) and the other to diolefin derivatives (Hasegawa et al., 1989~).However, well-defined copolymers had not been reported before the four-centre-type photocopolymerization of a mixed crystal consisting of two alkyl 4-[2-(2-pyrazyl)ethenyl]cinnamate derivatives (Maekawa et al., 1991~).Rather more recently several diolefin mixed crystals, inclusion complexes which include solvent molecules or molecular complexes of two different diolefin species in separate layers, have been studied. These mixed crystals and molecular complexes are formed not only by cocrystallization from a solution of two diolefin compounds, but may be generally formed even by simple grinding of two crystals. Mechanistic interpretations have been proposed to account for such complex formation by simple grinding (Kinbara et al., 1993).
PHOTODIMERIZATION AND PHOTOPOLYMERIZATION
163
ENHANCEMENT OF PHOTOPOLYMERIZABILITY BY COMPLEX FORMATION
A 2:OPr crystal is quantitatively converted into the corresponding a-type dimer crystal by intermolecular [2+2] photoreaction between double bonds on the ester side with the retention of its space group (Pi) (Hasegawa et al., 1988b). The as-prepared dimer crystal is photostable since the intermolecular distance between the residual double bonds on the pyridyl side is 5.066& although they are parallel. However, the dimer forms a highly photoreactive inclusion complex with the solvent when recrystallized from alcoholic solutions, such as in ethanol. For example, on photoirradiation, the complex, 2:OPr-a-dimer-PrOH gives a linear polymer [(Rn = 3000) as already illustrated in Scheme 61 (Hasegawa, 1992). Molecular arrangements in the as-prepared dimer and 2:OPr-adimer.PrOH crystals are shown schematically in Figs 16(a) and (b), respectively. In the complex, propanol molecules are hydrogen-bonded to the pyridyl groups and, as expected from its high photoreactivity, the
5.066 A
I I
I
I
I I
I(
I
>I
4L = 23.727A
8
I
10 10.0
P6+1
7.29
P8+1
8.7
[40+1
8.9
Molecular formula
Crystalline form and colour
ClI5Hw Greenish black needles C79H54 Dark green powder Dark green powder CS3HSS Dark green powder G8Hm Dark green powder
Dec. pointPCb
Anal. obs. (calc.)
In air
In vacuo
Combustion test'
21gd
23gd
No ash
150
170
No ash
164
No ash
~145
i=
145
No ash
=160
=200
No ash
C%
H%
93.71 (93.84) 94.40 (94.57) 93.97 (94.64) 94.37 (94.46) 95.31 (95.11)
6.12' (6.16) 5.58 (5.43) 5.17 (5.36) 5.26 (5.54) 4.73 (4.89)
"Okamoto et al. (1990); Takeuchi et al. (1993). bNot liquefied; colour changed to grey or orange. 'Burned on a spatula. dChanged to greenish black liquid. 'CI = 0.00%. fF = 0.00%.
K. OKAMOTO ETAL.
206
Table 6 UV-vis spectra of hydrocarbon salts prepared from Kuhn’s carbanion [2-].a
Hydrocarbon salt [1+2-] [24+2-] [28+2-] [40+2-]
,,,A
in DMSOhm (log E )
303 (5.08),b2c 336 (4.92),b,‘ 350 (4.88),b*‘483 (4.72),d696 (5.17)b 303 (4.94),b353 (4.78),b696 (5.18)b 302 (5.01),b3‘ 351 (4.88),b7‘696 (5.17jb 304 (5.01),b353 (5.03),b7‘ 696 (5.18)
“Okamoto et al. (1990); Kitagawa et al. (1992). bAbsorptionof [2-]. ‘Overlapped by absorption of the cation. “Absorption of the cation.
Equivalent conductances at infinite dilution (A,, S cm2mol-l) for carbocations [1+], [24+] and Kuhn’s anion [2-] at 25°C were determined first by measuring A, values of [l+]ClO,, [24+]ClO, and H+[2-] and then subtracting reported A, values for C104- (24.52) (Bolzan and Arvia, 1970), or H + (14.6) (Gopal and Jha, 1974). Satisfactory Onsager plots for [l+]ClO,, [24+]ClO, and H+[2-] were obtained, giving A, values of 30.2, 36.5 and 19.9, respectively. From these values, A, [1+], A, [24+] and A, [2-] were estimated as 5.7, 12.0 and 5.3, respectively. These values afforded predicted A, values of 11.0 and 17.3 for [1+2-] and [24+2-], respectively. Observed conductance data for [1+2-] and [24+2-] gave linear Onsager plots, indicating that they are strong electrolytes in DMSO, and giving A, values of 10.9 and 18.2 at 25.OoC, respectively. Good agreement of the observed limiting equivalent conductances with the predicted values indicates that the component ions exist in DMSO without significant deterioration under argon. It was also shown that [1+2-] and [24+2-] are dissociated to more than 99% in DMSO over a concentration range 10-~-10-~M. 6 Chemical behaviour of hydrocarbon salts in solution HYDROCARBON SALTS IN CHLOROFORM
The five hydrocarbon salts [1+2-], [24+2-], [26+2-], [28+2-] and [40+2-] are generally unstable in chloroform. However, as far as the stage immediately after dissolution is concerned, their behaviour can be classified into two categories: (a) [1+2-], [28+2-] and [40+2-] afford a brown solution, which on immediate evaporation gives a reddish solid that generates [2-] only partly (