SxJ^bris PROFESSOR
J.
S.WILL
THE
CAMBRIDGE MEDIEVAL HISTORY
VOLUME
IV
CAMBRIDGE UNIVERSITY PRESS CLAY, Manager...
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SxJ^bris PROFESSOR
J.
S.WILL
THE
CAMBRIDGE MEDIEVAL HISTORY
VOLUME
IV
CAMBRIDGE UNIVERSITY PRESS CLAY, Manager
C. F.
LONDON
:
FETTER LANE,
E.G. 4
NEW YORK THE MACMILLAN CO. :
BOMBAY \ CALCUTTA I MACMILLAN AND CO., Ltd. MADRAS ) TORONTO THE MACMILLAN CO. OF :
CANADA,
Ltd.
TOKYO MARUZEN-KABUSHIKI-KAISHA :
ALL RIGHTS RESERVED
THE
CAMBRIDGE MEDIEVAL HISTORY PLANNED BY J.
B.
BURY,
REGIUS PROFESSOR OF
M.A., F.B.A. MODERN HISTORY
EDITED BY J.
R.
TANNER,
Litt.D.
C.
W. PREVITE-ORTON, M.A.
Z.
N.
BROOKE, M.A. VOLUME
IV
THE EASTERN ROMAN EMPIRE (717—1453)
CAMBRIDGE AT THE UNIVERSITY PRESS 1923
7^9217
V.4
PBINTBD IN OBBAT BRITAIN
PREFACE. will
be seen from the title-page that the Cambridge Medieval History loss of one of its Editors by the resignation
IT has again suffered the
of Professor Whitney, to whom the first three volumes owed so much. Volume IV, however, a good part of which was in type before the War, stands indebted to him nearly as much as its predecessors have done, and
much of the revision in proof has benefited by his co-operation. Mr Z. N. Brooke has been appointed by the Syndics of the University Press to succeed him.
Our chief thanks are also due to Professor Bury, without whose aid our task in a volume treating of Byzantine history could hardly have been accomplished. He has read most of the chapters in proof, and has made a number of invaluable suggestions upon them. Besides contributing a summary to Chapter V, he has written for us the Introduction to the volume, in which he explains
its
general plan and defines the place of
in universal history.
Byzantium A volume dealing with subjects which lie apart from the more frequented paths of medieval studies has Uid the Editors under many obligations to Professor A. A. Bevan has given the kindest help in the specialists. transliteration of Arabic, and Professor E. G. Browne in that of Turkish names, while Dr E. H. Minns has revised the forms of names in Slavonic languages; we owe
The long
much
to their criticism
delays which the
War
and
advice.
imposed on Volume III have reacted
on Volume IV, and we regret that Sir Edwin Pears did not live to see his chapter in proof, nor M. Ferdinand Chalandon more than the first proofs of his chapters ; but we have been fortunate in the second revision
also
of
M. Chalandon's proofs by Madame Chalandon. The scope and proportion of the volume have occasionally necessitated
the abbreviation of a chapter; and here we owe a special debt to Professor Macler, who has allowed us to reshape his exhaustive contribution on
Armenia in accordance with the limitations on our space, and to Mrs E. A. Benians, who undertook the task of compression, enabling us to give to a chapter abbreviated from the French the characteristics of an original composition in English. Our thanks are also due to
Mr
E.
W.
Brooks for the Bibliography of
^..
vi
Preface
Chapter V(b), since it has not been possible to communicate with the author, Professor A. A. VasiPev; to Dr Paul Wittek for the revision of the oriental portion of the Bibliography of Chapter XXI; to Mrs Goulding Brown for her care and accuracy in compiling the Index; to Miss A. Greenwood for time and labour devoted to the difficult task
of preparing the maps; and to Mr C. C. Scott, Sub-Librarian of St John's College, for invaluable help in the peculiarly exacting task of
preparing for the press Bibliographies which include works in some twenty languages. To the officials of the University Press we also owe many thanks, and especially to the late Mr J. B. Peace, who with his expert knowledge helped us in the technical problems of map-making.
A word must once more be said in conclusion on the vexed and thorny
question of the forms of proper names. Byzantine names as a rule have been represented by their Latinised forms, saving in the first place such as are distinctly sobriquets, and in the second place the little-known
names of medieval Greece, which are given in their original Greek spelling. These last in Chapters XV to XVIII, by request of the author Dr Miller, have been provided with their Greek accents as an aid to pronunciation. Arabic, Persian, and Slavonic names, unless a form has become familiar in English literature, have been transcribed in accordance with the systems approved by the British Academy. J.
R. T.
C.
W.
P.-O.
Z. N. B. July, 1923.
INTRODUCTION, The
present volume carries on the fortunes of a portion of Europe to the end of the Middle Ages. This exception to the general chronological plan of the
work seemed both convenient and desirable. The orbit
of Byzantium, the history of the peoples and states which moved within that orbit and always looked to it as the central body, giver of light and heat, did indeed at some points touch or traverse the orbits of western
European
states,
but the development of these on the whole was not by what happened east of Italy or
deeply affected or sensibly perturbed
south of the Danube, and
was only in the time of the Crusades that some of their rulers came into close contact with the Eastern Empire or it
it counted to any considerable extent in their policies. England, the remotest state of the West, was a legendary country to the people of Constantinople, and that imperial capital was no more than a dream -name
that
of wealth and splendour to Englishmen, except to the few adventurers who travelled thither to make their fortunes in the Varangian guards. It thus possible to follow the history of the Eastern Roman Empire from the eighth century to its fall, along with those of its neighbours and is
independently of the rest of Europe, and this is obviously more satisfactory than to interpolate in the main history of Western Europe clients,
chapters having no connexion with those which precede and follow. Besides being convenient, this plan is desirable. For it enables us to emphasise the capital fact that throughout the Middle Ages the same
Empire which was founded by Augustus continued to exist and function and occupy even in its final weakness a unique position in Europe a fact which would otherwise be dissipated, as it were, and obscured amid the
—
records of another system of states with which it was not in close or constant contact. It was one of Gibbon's services to history that the title of his book asserted clearly and unambiguously this continuity.
We
have, however, tampered with the correct name, which
is
simply Eastern, a qualification which although it has the justifiable as a convenient mark of distinction from
Roman Empire, by adding no
official basis is
Empire which Charlemagne founded and which lasted till the beginning of the nineteenth century. This Western Empire had no good claim to the name of Roman. Charlemagne and those who followed him were not
Introduction
viii
of Augustus, Constantine, Justinian, and the was tacitly acknowledged in their endeavours to obtain recognition of the imperial title they assumed from the sovrans of Constantinople whose legitimacy was unquestionable.
legitimate successors Isaurians,
and
this
Much lation fix)m
as the Empire changed after the age of Justinian, as its popubecame more and more predominantly Greek in speech, its descent
Rome
was always unmistakably preserved in the designation of
its
subjects as Romans (Vwixalot). Its eastern neighbours knew it as Rum. Till the very end the names of most of the titles of its ministers, officials,
and
institutions were either Latin or the
Greek translations of Latin terms
that had become current in the earliest days of the Empire ^ Words of Latin derivation form a large clfiss in medieval Greek. The modern Greek
language was commonly called Romaic
till
the middle of the nineteenth
century. only quite recently that Rouvielia has been falling out ot use to designate territories in the Balkan peninsula. Contrast with the It
is
persistence of the
Roman name
in the
East the fact that the subjects of
the Western Empire were never called Romans and indeed had no common name as a whole; the only "Romans" among them were the inhabitants of the city of Rome. There is indeed one district in Italy whose name still
—
commemorates the Roman Empire Romagna\ but this exception only reinforces the contrast. For the district corresponds to the Exarchate of Ravenna, and was called Romania by its Lombard neighbours because it
belonged to the Roman Emperor of Constantinople. It was at the not at the Old, that the political tradition of the Empire
New Rome,
It is worth remembering too that the greatest public of buildings Constantinople were originally built, however they may have been afterwards changed or extended the Hippodrome, the Great Palace,,
was preserved.
—
the Senatehouses, the churches of St Sophia and the Holy Apostles by Emperors of Latin speech, Severus, Constantine, Justinian.
On
—
the other hand, the civilisation of the later Roman Empire was Hellenism entered upon its
the continuation of that of ancient Greece.
second phase when Alexander of Macedon expanded the Greek world into the east, and on its third with the foundation of Constantine by the waters where Asia and Europe meet. Christianity, with its dogmatic theology and
its monasticisiji,
gave to this third phase
its distinctive
character and flavour, and Byzaiitme civilisation, as we have learned to ^
Examples
:
(1) doTjKprJTis (a aecretis), dov^,
KOfirjSj
/xaytcrrpoy, TrarpUiosj dofifaTiKoSj
Kovaiarap, KOvpaTapj idiKTOv, TraKTOVj Kaarpov, (f>o(r(rdTov, noKdTiov, /S^Xov (velum); dir\T)K€V(iv={castra) applicarey npatdcveiv, dTjpiyeveiv; povXros ={tu)multus ; (2) (ancient equivalents of Latin terms) ^atrCKfvs^ avroKpdrap {imperator)y irpai7r6(TiTOSj rrpaiTiopy
^
:
il^ il^«^
CH»
^ -^"^
e« »-H
Is rt
:
oqflqa;
a o
b„® c QC-M OS *^ s
:
ta^J
fl
•
i-H
<M
I—
(
"r
ci
^^ ^ ^
o >»
.
.
te
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•
%
'o
o
.
B
oT
?J
bC^ <J
i^
Id t3
M S 2
5jD
be
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« ^ W P O'^
p- a,
o.^
CL,
&i cu Ph
i=k
Oi Ph_
i-
.t^CO Q CO CO CO CO CO "^
^
^
CO Oi OS 03
M o o
»0 Tt^ TtH rH rH !—
I
I
I
O I
00 to rH
rfH CO to i-l G-* C5 Oi (N *0 £i.rH t^ CC 05 ir »0 OD 05 !?< -^ 'IH !>. l^ "^ OS 05
O
(NcM^Qs^cocococ:) '--lr-lr-<j«5rHr-(r-lrH
00 CO Tfi to
COCO i—Ir—
I
CO
3 'o
i :^^^^ 0-1
S
t—
I
.
O
I—
i
®
*^ __
« s
f||||tl||| MED. H. VOL.
IV.
CH. XVIII
> fl
S .2 -^> ^ > a S o> S p
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867
CHAPTER XVL THE EMPIRE OF NICAEA AND THE RECOVERY OF CONSTANTINOPLE. I.
Of Theodore Lascaris^
SPECIAL BIBLIOGRAPHY.
and his works. In Pappaddpoulos, Empereur de Nicee. See below, iv (b). II Lascaris
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Theodore
II
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III.
Abu'1-Fida' Isma'Il.
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I'histoire des Croisades tire des Annales. Rec. Vol. i. 1872. Abulpharagius (Barhebraeus). Historia Orientalis. Ed. Pocock, E. Oxford. 1672. Ed. Heisenberg, A. 2 vols. Leipsic. 1903. Acropolites, Georgius. Albricus Monachus Trium Fontium. Chronicon. MGH. Script, xxiii. 1874. hist. Cr., Hist. Orient.
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868 Empire of Nicaea and Recovery of Constantinople *H
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Meo-atwSee Gen. Bibl. iv. Vol. i. CSHB. 1829. Gregoras, Nicephorus. 'FapaiKrj 'la-ropia. Hethum, Count of Gorigos. Chronological Table. Rec. hist. Cr., Doc. Armeniens. Vol. I. 1869. Ibn al-Athir. Extracts from the Chronicle. Rec. hist. Cr., Hist. Orient. Vol. ii^ 1. 1887. Joinville, Jean Sire de. Histoire de Saint Louis. Ed. Wailly, N. de. Paris. 1874. Martin da Canal. La Cronique des Veniciens. ASI. Ser. i. Vol. viii. 1845. Michael Palaeologus. De Vita Su^. Ed. Troitski, J. G. St Petersburg. 1885. Monachus Patavinus. Chronicon. Ed. Muratori. RR.II.SS. 1st edn. Vol. viii. Re-ed. Jaffe', P. as Annales S. Justinae in MGH. Script, xix. And re-ed. Botteghi, L. A. as Chronicon Marchiae Tarvisinae et Lombardiae in the new edn. of Muratori {see Gen. Bibl. iv). 1916. Navagiero, A. Storia della Repubblica Veneziana. Ed. Muratori. RR.II.SS. 1st edn. Vol. xxiii. VKT) ^i^Xio$r]Kr).
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In Festa's edn. of Theodorus Ducas Lascaris. See below. Epistulae. Inedita. Ibid. And ed. Bury, J. B. in BZ. vi (1897). 526-37. Nicetas Choniates. 'laropla. CSHB. 1835. SeXcVrtoi/ and two addresses to Theodore I Lascaris. In Sathas, K. N. Mto-aicoVol. I. 97-136. See Gen. Bibl. iv. vLKT] ^i^XioBrjici]. Nicodemus Agioreites. 'Aa-fiarinT] 'Ai€os 'EXXrjvopvrjpcov. Vol. iv. 257-95. Athens. 1907. Also in Tafel, G. L. F. Eustathii opuscula. pp. 362-70. Frankfort. 1832. Also in Fallmerayer, J. P. Original-fragmente. Abhand. d. hist. CI. d. k. bayer. Akad. Vol. IV. Abt. 1. Munich. 1844. Papadopoulos-KerameuSj A. Fontes Historiae Imperii Trapezuntini. St Petersburg. 1897. Of. BZ. VI (1897). 630-2. xi (1902). 79-104. portion of these sources is also to be found in Fallmerayer, J. P. Original-fragmente. Abhand. d. hist. CI. d. k. bayer. Akad. Abt. 3. Vol. iii. Munich. 1843. Paris, Matthew. Chronica Majora. Ed. Luard, H. R. Vols, iii-v. (Rolls.) 1876-80. Historia Minor. Ed. Madden, F. Vols, ii, in. Ibid. 1866-9. 1838. Phrantzes, Georgius. XpoviKov. CSHB. Rubruquis, Guillaume de (William of Rubruck). Itinerarium. In Bergeron, P. Voyages faits principalement en Asie. Vol. i. Hague. 1736. Sanudo, M. Vite de' Duchi di Venezia. Ed. Muratori. RR.II.SS. 1st edn. Vol. xxji. Re-ed. Monticolo, G. in the new edn. See Gen. Bibl. iv.
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IV.
MODERN WORKS. (a)
General.
Fallmerayer, J. P. Geschichte des Kaiserthums von Trapezunt. See Gen. Bibl. v. History of Greece. Ed. Tozer, H. F. Vols, iii, iv. See Gen. Bibl. v. Gardner, A. The Lascarids of Nicaea. See Gen. Bibl. v. Finlay, G.
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'lo-ropia koI ararKTriKfj TpuTre^ovvTos.
'laropia rov BacriXeiov
rrjs
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Wroth, W.
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Thessalonica, etc.
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•
Mosaiques byzantines de Nicee. BZ. i (1892). publd in Etudes byzantines. See Gen. Bibl. v. Draseke, J. Theodores (II) Laskaris. BZ. in (1894). Freshfield, E.
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Papaddpoulos-Kerameus, A. Qt6bpos EiprjviKos 7raTpidpxf)s olKOvpcviKos iv NiKuia. BZ. x(1901). 182-92. Pappaddpoulos^ J. B. Theodore II Lascaris, Empereur de Nicee. Paris. 1908. Paris. Essai sur les aspres comnenats. 1847. Pfaffenhofen, F. de. Schlumberger, G. Sceaux byzantins inedits. In Revue des etudes grecques. iv (1891). 130-1. XIII (1900). 480-1. [Seals of Theodore Lascaris and Theodore III Vatatzes Ducas Lascaris.] Le tombeau d'une Imperatrice byzantine a Valence. In Revue des deux mondes. 15 March, 1902. Strzygowski, J. Les chapiteaux de Sainte Sophie a Trebizonde. In Bull, de Correspondance hellenique. xix (1895). 517-72. Texier, C. Tombeaux du moyen age h Kutayah et k Nymphi. RA. i (1844). 320-5. Wulff. *H dp)(iTeKToviKf) Koi TO. \^7;0t8o)Ta tov iv NiKaia vaov rrjs Koipr)(rea>s ttjs eeoTOKov. InVV. vi (1900). 315-425. Cf. BZ. x(1901). 707-10. Die Koimesiskirche in Nicaa und ihre Mosaiken. Strasbourg. 1903. Cf. BZ. XII (1903).
634-6.
871
CHAPTERS XVII
and XVIII.
THE BALKAN STATES I.
(1186-1483).
SPECIAL BIBLIOGRAPHIES.
Bianu, Bibliografia Romanesca veche 1508-1830. Vol. i and 3 parts. [To 1784.] Bucharest. 1903-7Bulletin de I'lnstitut pour I'etude de 1' Europe sud-orientale. 9 vols. Bucharest. 1914-22. [Contains bibliography and reviews of practically every new work about the Balkan peninsula. ] Hammer-Purgstall, J. von. Geschichte des osmanischen Reiches. Vol. i. See Gen. Bihl. v. pp. xxix-xlii. [Contains a bibliography of the Oriental sources J.
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